Rollins College
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Master of Liberal Studies 7eses
2012
#e In$uence of Carl Jungs Archetype of the
Shadow On Early 20th Century Literature
Dana Brook #urmond
Rollins College, DTHURMOND@Rollins.edu
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7urmond, Dana Brook, "7e In8uence of Carl Jung’s Archetype of the Shadow On Early 20th Century Literature" (2012). Master of
Liberal Studies eses. 32.
h9p://scholarship.rollins.edu/mls/32
The Influence of Carl Jung’s Archetype of the Shadow
On Early 20
th
Century Literature
A Project Submitted in Partial Fulfillment
Of the Requirements for the Degree of
Master of Liberal Studies
by
Dana Brook Thurmond
July 2012
Mentor: Dr. Edward H. Cohen
Reader: Dr. Robert Smither
Rollins College
Hamilton Holt School
Master of Liberal Studies Program Winter Park, Florida
2
Between the idea
And the reality
Between the motion
And the act
Falls the Shadow
~Eliot
Acknowledgments
I would like to dedicate this thesis to my parents, who have been
extremely supportive of my decision to enter this liberal studies program and
earn my master’s degree. I want to thank my mom, who homeschooled me from
the fourth grade, taught me to truly appreciate Victorian literature, and spent so
many hours instilling in me a love of learning and an healthy respect for the
written word. My dad has always encouraged me to pursue higher education
and has never lost faith in my ability to complete this year-long project.
A big thank you to all the professors I have had at Rollins College; you
have all been incredibly inspirational. A special note of thanks must go to my
thesis mentor, Dr. Ed Cohen, whose modern literature class opened my eyes to
new authors and ideas. His wit and insight brought the novels and poetry to life,
especially in my personal study of T. S. Eliot, one of my favorite poets.
I would also like to thank Dr. Robert Smither, an expert on Jung. I am
extremely privileged to have him as my second reader. Dr. Patricia Lancaster
has also been a great encouragement throughout my years in the program.
Thank you to all the rest of my friends and family, especially my fiancé Ben
Bruno, who has constantly supported me in all my endeavors.
3
Introduction
The turn of the twentieth century was an exciting period for the Western
world. The Industrial Revolution had brought faster and cheaper production
methods, as well as migrations from rural to urban centers. The development of
science was changing the perspectives of the educated elite. As the world
prepared for two world wars, a shadow cast itself across the imaginations of the
literary giants – a shadow of mankind’s true self, dual nature, and distorted future
ahead.
Carl Jung, the Swiss psychiatrist, was publishing controversial ideas about
the “collective unconscious” as part of his public break with Sigmund Freud. He
described the term as similar to the individual unconscious, yet deeper and
universal. Freud’s unconscious was mainly sexually focused, while Jung
believed that there were many varied aspects of the unconscious, and was
frustrated with Freud’s insistence on purely sexual explanations. Jung explains
that he chose the term “collective” because “it has the contents and modes of
behavior that are more or less the same everywhere and in all individuals. It is,
in other words, identical in all men and thus constitutes a common psychic
substrate or a suprapersonal nature which is present in every one of us” (Jung,
“Archetypes” 4). It is difficult to understand the collective unconscious without
physical clues or symbols that allow us access to society’s inner workings. Jung
believed that there is a group of symbols, or archetypes, that are manifestations
of the universal unconscious.
4
These archetypes are found throughout cultures in fairytales, myths, and
artistic representations. Interestingly, archetypes remain nearly constant
throughout the world. Among the most popular ones is the Shadow. The
Shadow is the often-hidden, repressed part of ourselves that we choose to
ignore, often because it contradicts with our personal values. It can be compared
to the Freudian id, since it represents human’s base needs and darkest desires.
However, while we constantly acknowledge and battle with our id and superego,
we often are not even aware of the Shadow’s existence. The more we repress it,
the stronger and more dangerous it grows. Jung believed that we should face
our Shadows as part of a process called individuation, and although it may be
difficult, it will help us come to grips with our inner person.
Many authors of the time, such as Bram Stoker, Henry James, and Robert
Louis Stevenson, used this concept of the Shadow in their works (whether they
were familiar with Jung’s terminology or not). The idea of a darker part of
humanity that must be faced and dealt with appears in their literature. This thesis
will explore their novels (as well as many other writings), compare their ideas
with those of Jung, and examine how the Shadow of the early 20
th
century
influenced the literature of the time.
This thesis will also demonstrate how the Shadow is constantly repressed
through the habits of society. Because we are bombarded with the idea that we
must be on our guard and repress our true nature, it is extremely difficult to fully
open ourselves to our own will. Looking at the literature of the early 20
th
century,
we can see that the messages society sends usually conflict with what might be
5
beneficial to our own psyche. As a result, we are at constant war with ourselves,
whether to follow our own desires or to conform to those of society. This inner
struggle is also present in the works I will discuss.
But the Shadow’s struggle for autonomy is not as obvious as a physical or
mental battle. The habits that have become ingrained in us, the ones that tell us
to repress our urges and conform to predetermined behavioral patterns, are not
always obvious or apparent to the casual viewer. It takes intense personal
scrutiny to fully understand both what our Shadow desires and what society has
coaxed us into thinking is “normal.” Habits are a strong part of our lives, and they
can be used in both positive and negative ways. William James wrote that
people develop “to the way in which they have been exercised, just as a sheet of
paper or a coat, once creased or folded, tends to fall forever afterward into the
same identical folds” (Duhigg 273). Similarly, in a social context, we act in
certain ways because that is the way we have been taught. We have been
conditioned by society to repress our inner selves and to show only the face that
is deemed acceptable.
Jung believed that this repression is extremely dangerous. The tighter a
lid a person keeps on his or her Shadow, the more it fumes and stews inside,
often creating neuroses and causing an array of psychological problems.
Imagine a kettle on the stove, with the spout corked. Society is the cork, and the
person’s inner turmoil is the steam that is ready to explode. Obviously the steam
must be allowed to escape in a safe manner, as we must explore our Shadow
selves in order to become a whole individual.
6
The authors discussed in this study did not just write about Jung’s Shadow
archetype; they explored the very reasons behind it and society’s influence over
their characters. Why, for example, does a young governess need to conjure up
ghostly figments to compensate for her own repression? Why does Dracula
come to Britain when there are plenty of women in Eastern Europe upon which to
feed? Dr. Jekyll must feel some need to keep his alter ego, Mr. Hyde, a secret
from society. In searching for their Shadows, these characters are all making a
statement about the early 20
th
century society in which they lived.
This thesis will also explore the poetry of T. S. Eliot, a very prominent
figure in the rise of literary modernism. Eliot’s “The Hollow Men” speaks about
the Shadow directly, while “The Waste Land” has an enormous amount of
unconscious interpretations infused directly in the poetry. Both are excellent
examples of early 20
th
century poetry that was directly influenced by Jung.
This thesis will enlighten readers on the Jungian aspects of early 20
th
century literature, especially the Shadow archetype and how it plays a direct role
in the process of individuation, or becoming a whole Self. The authors and poets
I will discuss have greatly contributed to society’s perspective on the Shadow as
a whole, even without a clearly defining the concept. They have all critiqued the
Victorian and early 20
th
century societies in which they lived as being repressive
and stifling, and they urge a return to the primitive to merge with the Shadow and
become a fulfilled individual. For this reason, they are of vital importance to any
study of Jung and the unconscious.
7
The Turn of the Screw
The Turn of the Screw, 1898, is one of Henry James’s most famous
novels, as well as the origin of the modern ghost story. It focuses on a naïve
young governess who obtains a position taking care of two wealthy children and
who may or may not be haunted by the ghosts of servants past. It is this
uncertainty that makes for such an interesting story; the reader is never sure if
the spirits are real or if they are just figments of the governess’s imagination.
Reading the story from a Jungian point of view, however, suggests a third
possibility. The ghosts are real, almost in a corporeal sense, but they are not
spirits of the dead servants. They are physical manifestations that the governess
herself creates through her wrestling with her unconscious desires.
The novel was written at a time when spiritualism was being explored and
investigated. This wave of psychic interest began in the late 1840s with the Fox
family, three sisters who claimed to be mediums. Mysterious rapping noises
followed the girls, and it was said that they communicated with the dead.
Although one of the sisters later admitted to being a charlatan, the popularity for
necromancy remained strong at least through the early 20
th
century.
The number of home séances rose dramatically in the late 1800s, almost
to the level of parlor entertainment (Lamont 903). Also in fashion were
hypnotism and mesmerism, both of which assumed a sort of “mind over matter”
ideal. The idea that there was an untapped potential in the mind, or a bond with
the spirit world, both fascinated and horrified Victorian society. James was to
play on these emotions in The Turn of the Screw.
8
Henry James (1843 – 1916) was born to a highly educated family
fascinated with psychology and the occult. His father was a proponent of
Swedenborgianism, an eclectic mixture of Christian religion and occult mysticism.
Carl Jung was also well versed in the teachings of Swedenborg. “Seven
volumes of the Swedish scientist and visionary Emanuel Swedenborg, who
anticipated many modern discoveries in astronomy and neuroscience, as well as
Immanuel Kant’s study of Swedenborg, Dreams of a Spirit Seer - these and
other similar works occupied Jung as much as did his studies of anatomy,
physiology, and internal medicine” (Lachman postscript). We also know that, like
Swedenborg, Jung often entered trance states, where he claimed to see visions
and experience revelations.
In her article, “Through the Cracked and Fragmented Self,” Karen
Halttunen explores the relationship between The Turn of the Screw by Henry
James and the writings of his brother, William James. The latter was a famous
psychologist and paranormal investigator of the late nineteenth century, and the
author of Varieties of Religious Experience, which explores a correlation between
science and religion, and views the latter from a scientific point of view.
In addition, William founded the American branch of the Society for
Psychical Research. This organization had two main purposes – to actively
investigate the claims of mediums and spiritualists and to research and
document paranormal experiences. Henry would have been intensely familiar
with his brother’s work. He read aloud one of William’s papers, “Observations of
9
Certain Phenomena of Trance” to the Society; his brother’s writings doubtless
inspired his novels (Roellinger 403).
James wrote The Turn of the Screw at a significantly depressing point in
his life. He had recently written a play, “Guy Domville,” that was not well-
received, and he was ready to give up theater writing and concentrate on novels
and works of fiction. Telling ghost stories was popular among the Victorians,
especially at Christmastime, when the beginning of The Turn of the Screw is set.
It is not certain exactly how much psychological insight James
purposefully introduced in the novel. “This story, which James described in his
preface as a ‘fairy tale pure and simple’ and an “amusette to catch those not
easily caught,’ has inspired a corpus of critical commentary and debate which
seems vastly out of proportion to the real difficulties which the story presents”
(Bontly 721). Whatever his original intentions, it is safe to assume that James
included in it many of the beliefs and fears of his own time, not to mention the
influences of his brother and parents.
According to Francis Roellinger in “Psychical Research and ‘The Turn of
the Screw’” James drew from several sources to create his novel. It is commonly
accepted, even acknowledged by James himself, that he was highly influenced
by a story told by the Archbishop of Canterbury, Edward White Benson.
Benson’s story had similar features to The Turn of the Screw, most significantly
children who are predisposed to evil behavior and deceased servants who wish
to fully corrupt them.
10
James wrote the novel two years after hearing Benson’s tale, and it is
likely that he referenced several other sources, especially publications from the
Society for Psychical Research, of which his brother was a member. It is
significant that his ghosts are different from the typical Victorian Gothic horror
tales, and much more similar to the “real” accounts from the Society’s papers.
The typical Victorian ghost “is a fearsome being, dressed in a sweeping
sheet and shroud, carrying a lighted candle, and speaking in dreadful words from
fleshless lips” (Roellinger 405). In sharp contrast, James’ ghosts appear during
daylight hours (most often at twilight), often in reflections, and they do not speak
at all. This resembles at least a handful of famous ghost cases described by the
Society; Roellinger recounts three reports that are expressly similar to the
hauntings from The Turn of the Screw. In the first, a ghost haunts children who
do not report the sighting because they are not believed by the adults. The
second has a realistic female ghost dressed in black that resembles the
character of Miss Jessel. In the third, and most frightening, account the ghost
expressly comes with the purpose of “wanting” to possess or destroy the
governess. These accounts no doubt formed some of the plot elements in
James’ novel, along with the name of Quint, which appears in one of the
Society’s publications.
After James wrote The Turn of the Screw, his writing style grew
immensely more complicated, and he turned out such heavy works as The
Ambassadors and The Golden Bowl, which is often viewed as his masterpiece.
He became obsessed with intense character perspectives and moral questions.
11
As his writing style progressed, he returned to The Turn of the Screw to
make some alterations. He changed the ages of the children and turned the
governess’s ordeal into a far more perilous experience. “Analyzing James’s
revisions, Leon Edel noticed in his edition of The Ghostly Tales (1948) that the
changes betrayed James’s determination ‘to alter the nature of the governess’
testimony from that of a report of this observed, perceived, recalled to things felt’”
(Cranfill 39). In other words, James wished to draw the reader away from a
physical ghost story into a story of how the mind twists and shapes our
perception of the world, and the great dangers that lie therein.
The Turn of the Screw is a story within a story – told to the narrator
(presumably Henry James himself) at Christmas. A young governess finds her
first employment under the wealthy uncle of two small children, Miles and Flora.
The uncle charms her with his handsome face and grace, and she longs for his
approval. Once at his sprawling mansion in the countryside, she meets the
simple housekeeper, Mrs. Grose, and the children, who are almost too good to
be true. They are so angelic and perfect that it is hard to imagine that James
intended them to be real characters at all, but merely idyllic figures. They are
what Victorian England wished their children to be – good, beautiful, and
innocent.
Into this mix of purity and happiness is thrown a shadow. The governess
soon starts having visions of the former employees, Peter Quint and Miss Jessel.
Quint was the valet, with a wild, free attitude; Miss Jessel was the former
governess who had an illicit affair with Quint, who was well below her station.
12
This deed echoed the fear of Victorian society about the mingling of different
classes. Quint and Jessel are evil not simply because they were sexually open,
but because they had no respect for the proper class system. “The Victorian
body, social and individual, felt itself under perpetual assault from all quarters
within and without, and responded to the perceived threat by adopting manifold
defensive and retaliatory measures through various reform laws, regulations, and
forms of moral policing” (May 16). It is always a great fear throughout the novel
that the servants will “corrupt” the children. Indeed, if the governess is to be
believed, the children are already lost and corrupted.
There is evidence throughout the book that Miles and Flora have been
tutored in “being bad” by the spirits. Miles is suspended from boarding school for
an unnamed offense, steals a letter meant for his uncle, and sneaks out on the
grounds at night. His sister aids him in his plot. Readers are never sure if the
children really are becoming sinister or if the governess is merely exaggerating
the problems of normal child behavior. Is this pedestal on which she placed her
charges of her own making or society’s? If the latter, then is James agreeing
with society’s assumptions about children or is he trying to root out the flaws and
inconsistencies?
The governess spends a large amount of time suspicious of the children’s
motives, especially Miles’s. She goes through a good deal to make him confess
that he is being used by Quint. She finally gets an ambiguous acknowledgement
of Quint’s existence from him, but just as she is rejoicing about “winning”, Miles is
struck dead in her arms. Obviously, the governess was too concerned about
13
saving Miles from “corruption” and overlooked his physical danger. Once again,
this could be a comment on Victorian society, how it was so concerned with
heightened morals and proper behavior, yet could turn away from the physical
pain and suffering of many of the city workers (little children among them).
It is significant to note that, like the character in Du Maurier’s Rebecca,
1938, the young female protagonist of The Turn of the Screw is unnamed.
Throughout the novel, she is known simply as “the governess,” which achieves
two main effects. The first is that she is a blank slate upon which the reader can
project his or her own self and thus make the story personal and intimate. The
second effect is to make the character a universal figure, not limited to a certain
place or family, but encompassing, if not all of humankind, at least all naïve
young women of the mid-1800s. Thus, the governess is less a “real character”
and more Jung’s archetype of “the Maiden.” Unlike “the Maiden,” a pure and
innocent figure, our governess does not want to be rescued by a shining knight
(or in this case, wealthy playboy uncle). She vehemently protests against writing
the children’s uncle because she did not want to bother him and appear
defenseless. She strongly desires his affirmation and approval. She would often
daydream of meeting him in the gardens of the estate, and as she took her
evening walk, she dreamed that “Some one would appear there at the turn of a
path and would stand before me and smile and approve. I didn’t ask more than
that – I only asked that he should know; and the only way to be sure he knew
would be to see it, and the kind light of it, in his handsome face” (James 132).
Perhaps the very breaking away from the common maiden archetype leads to
14
disaster, and she should have involved the uncle instead of believing she could
handle such a delicate situation on her own.
For a woman of her life station, meeting the young, rich uncle was a new
experience for her. The daughter of a country parson, the governess had a
limited worldview. Her only knowledge of the outside world was through
literature, especially the works of Ann Radcliffe and Charlotte Bronte, “Was there
a ‘secret’ at Bly – a mystery of Udolpho or an insane, an unmentionable relative
kept in unsuspected confinement?” (James 134). Obviously, her first impression
of her new employer was a romantic one – not simply because of his wealth and
charm, but because of the influence of gothic literature, a genre that embraces
Shadow-like themes of passion and secrets. As an ingénue thrust into the “real”
world of responsibility and problems, it is little wonder that she gives in quickly to
her innermost passions.
Indeed, this emerging moment is the first time she is able to see herself,
both literally and figuratively. James plays on this notion by the number of
reflections in the book, particularly in mirrors and in the lake. “The large
impressive room, one of the best in the house…the long glasses in which, for the
first time, I could see myself from head to foot, all struck me – like the wonderful
appeal of my small charge – as so many things thrown in” (James 123). Of
significant note are the specters that often appear in these reflective surfaces.
Her second vision of Quint appears on the other side of window glass; her first of
Miss Jessel is across the lake. Considering these instances from a Jungian point
of view, one can conclude that what the governess is seeing is her own self, her
15
inner, dark self, shining back at her. Her Shadow is manifesting itself for her.
Being so naïve and sheltered, however, she does not recognize it as an
extension of her psyche, but imagines two different characters, the Animus and
Anima, or masculine and feminine archetypes.
Of significance is the time of day when she sees these apparitions. Peter
Quint first appears on the castle tower at twilight. The second encounter occurs
also early in the evening, when the total clarity of the situation might be
obscured. “The day was grey enough, but the afternoon light still lingered, and it
enabled me, on crossing the threshold…to become aware of a person on the
other side of the window and looking straight in” (James 137-138). That these
appearances should occur at twilight is not a coincidence. The governess is
caught between two worlds – between day and night, pure innocence and worldly
evil, the conscious and the unconscious.
For most people, the natural reaction to seeing a ghost is fear for one’s
own safety and sanity. With tragic consequences, however, the governess does
not consider bodily harm from the spirits at all. Her main fear is that the specters
intend to “corrupt” the children. She views Miles and Flora as paragons of pure
innocence and virtue, whom she must defend against the forces of carnal
knowledge. It is not clear that she sees the children as human beings with the
capability to sin; instead, they are cherubs that represent goodness and should
never be tainted. Noting an early encounter with Flora, the governess writes:
“[she had] the deep sweet serenity indeed of one of Raphael’s holy infants”
(James 124), while she describes Miles as “incredibly beautiful…everything but a
16
sort of passion of tenderness for him was swept away by his presence. What I
then and there took him to my heart for was something divine that I have never
found to the same degree in any child – his indescribable little air of knowing
nothing in the world but love” (James 130).
However, this view does not seem to be truly accurate. Miles is expelled
from a Victorian boarding school for an unmentioned offense, and he both
sneaks out of bed at night and steals a letter. “[Miles’s] hints at blackmail, for
example, of how he could expose the governess, are not quite what one would
expect from the pure child” (Tuveson 790). This act of treachery perfectly
played into the Victorian fear of servants wrongfully influencing their children’s
morals. This fear is strong in the governess, yet she refuses to accept that the
children are in any way personally responsible for their behavior. If they are
corrupt, it is not because they are naturally prone to evil, but because they were
turned that way by the lower class. The lower class is the corrupting influence on
the wealthy and protected; it represents the base desires of the id and the
corruption of the human spirit.
To view the children as perfectly good and the spirits as perfectly evil puts
the governess in a precarious middle position. She becomes a self-appointed
guardian between the two extremes, a twilight figure of herself. Nowhere is this
more evident than the night when she views Miles on the lawn from her window
as he looks at something (presumably Quint) above her. “The moon made the
night extraordinarily penetrable and showed me on the lawn a person, diminished
by distance, who stood there motionless and as if fascinated, looking up to where
17
I had appeared – looking, that is, not so much straight at me as at something that
was apparently above me. There was clearly another person above me – there
was a person on the tower” (James 166). The governess is both literally and
symbolically caught in the middle; below her lies her innocent past life with which
she is familiar, while above her lies the Shadow, her innermost desires and
possible self-revelation.
Eventually it becomes clear that the governess is frightened not so much
for the children as for herself. Like Miles and Flora, she presents herself in an
honest, upright light. Her stirrings for the children’s uncle are new to her and
have left her unprepared for the encounters with her base desires. Quint is also
described as a handsome womanizer; at first, our heroine mistakes him for the
uncle. “[Mrs. Grose] tried visibly to hold herself. ‘But he is handsome?’ I saw
the way to help her. ‘Remarkably!’” (James 142). Later Mrs. Grose, the
housekeeper, remarks that Quint and Miss Jessel, the former governess, had an
affair. The governess is taken aback by this prospect, as if such flings were
unthinkable, especially as Quint is below Miss Jessel’s station. Of course, the
governess is also far below the master’s station, but that did not stop her
fantasies about the children’s uncle. As Mrs. Grose notes, the governess might
be more afraid about her emerging feelings (the Shadow part of her persona)
than about the children’s innocence. “She stared, taking my meaning in; but it
produced in her an odd laugh. ‘Are you afraid he’ll corrupt you?’” (James 128).
Indeed, the more the governess interacts with the ghosts, the more she
sees a bit of herself in them. “[Quint] remained but a few seconds…but it was as
18
if I had been looking at him for years and had known him always” (James 138).
She slowly begins to recognize them as parts of herself, although she never
consciously acknowledges this change.
James’s brother, William, is credited with identifying and naming the
“hypnagogic state” which is the period between sleep and waking, in which our
subconscious and conscious merge, and we see apparitions. Jung would have
identified with this concept, as his mother (who some scholars argue was
mentally unstable) often claimed she saw spirits in her room at night. If we read
The Turn of the Screw through the lens of James’ psychology, it is obvious that
the governess is hallucinating the ghosts. Halttunen points out that every time
the governess sees Quint, it is twilight, corresponding with the twilight between
sleep and waking. “Similarly, it may be psychologically significant that both Quint
and Miss Jessel appear on the staircase, the route by which we pass from
waking to sleeping and back again” (Halttunen 475).
This theory connects with Jung’s concept of the Shadow. It is in this
hypnagogic state that our consciousness is at its most vulnerable and
susceptible to our unconscious influences. This could easily explain why the
governess sees the figures she despises at twilight. Interesting to note is her first
vision of Quint. She is expecting to see the children’s uncle, the master of the
house; she has been fantasizing about meeting him again. But whom she
actually sees is his deceased valet. Instead of a refined gentleman of class and
character, Quint is a devilish rascal. Yet they are both exceedingly handsome
and very popular with the ladies. Together they represent the two sides of every
19
human; like Dr. Jekyll and Mr. Hyde, they are the positive and negative energies
we all possess.
Even from childhood, Jung was intensely familiar with the twilight period.
His grandparents were spiritualists, and his mother was a devoted believer in the
occult (and famous among the family as psychically gifted). She claimed to have
a dual personality, being able to transcend this world and enter the next. “At
times, we are told, she was very ordinary, and at other times betrayed uncanny
perception that could only be regarded as parapsychological” (Charet 69).
Jung’s mother firmly believed spirits were visiting her at night. “In the
daytime she was ‘hearty with animal warmth,’ but at night she became much
more aware of the supernatural” (Moore 187). The visions intensified until her
waking hours were spent in anticipation of the nightly visits. Jung himself had
numerous encounters with the spirit world, confirming his mother’s statements.
“One night I saw coming from her door a faintly luminous, indefinite figure whose
head detached…and floated along in front of it” (Charet 248).
Jung would argue that whether or not the spirits are actually physically
present is not important; what matters is that the governess sees and believes in
them. Therefore, they are integral to her psyche and offer insight into her
unconscious. He would advise her to cease fighting with the visions and instead
welcome them into her mind and try to communicate with them. They are
obviously sending her a message that is vital to her growth and development.
Jung not only actively encouraged his own dreams and visions, he
recorded them. His Red Book is his masterpiece, a culmination of years of
20
struggle and thought. It is where he recorded his psychic experiences, journeys
of imagination, and connections with the collective unconscious of humankind.
He tells of his innermost thoughts through text, illuminations, and pictures.
Venturing into the Red Book is literally a journey into the unconscious psyche of
a genius. As Jung put it, “The years…when I pursued the inner images, were the
most important of my life. Everything else is to be derived from this…the
numinous beginning, which contained everything, was then” (Jung, Red Book
cover).
Jung began the Red Book after his break with Freud in 1912. Although
they had originally much in common (Jung even defending Freud’s views at the
Amsterdam Conference), they disagreed with the fundamental origin of
psychosis and unconscious desires. Freud focused heavily on the sexual
aspects while Jung was drawn more to the occult and parapsychology. On
reading The Turn of the Screw, Freud would likely have seen the governess’s
visions as the sexual repressions of a young, naïve Victorian girl. Jung,
however, would have been more interested in the universal aspects of the spirits,
as well as the governess’s personal journey through her unconscious psyche.
He most likely would have argued that by confronting the spirits, she would have
come to grips with her own inner self and grown from the experience.
It is obvious that Henry James is making a strong point about society and
a young woman’s enslavement by it. It is important to recognize that the
governess’s repressions are not merely of a sexual nature. She has been stifled
on many of her freedoms of expression, her ability to find a job (since women
21
were extremely limited in employment opportunities), and her marriage and
lifestyle choices. The governess has grown up extremely repressed, the way a
“proper” lady should be taught. While the Victorians would have seen nothing
amiss about this instruction, it is both limiting and constricting, especially to a
young woman on the cusp of adulthood. This has led her to dangerous naiveté,
with actual lethal consequences. Because she has never been allowed to
express herself or discover her true inner self, she makes numerous errors in
judgment and emotional behaviors.
First, based on physical appearances alone, she falls in love with a man
she has only just met; this is likely because of her sheltered existence and lack of
involvement with men outside of her family. She tries to take on more than she
can handle for fear of disappointing her employer, for competence and
unobtrusiveness were Victorian female values. She handles the children poorly
due to her irrational fears and visions (especially if we are to conclude that the
spirits are not real in the corporeal sense). In other words, what society has
conditioned her to do, especially to ignore her instincts for seeking help, has
condemned her to a horrifying experience and potentially killed a young boy.
James seems to suggest that the events that occur are not the governess’
fault, but the fault of society for not better preparing her for what she will
encounter. In all respects, she has grown up a perfect Victorian female, always
under the careful tutelage of social repression, and she is unable to deal with the
“real world” that she encounters. Jung would argue that if she were able to have
confronted her demons earlier, then she might not have had the same terrifying
22
experiences at the manor house. A subtle commentary on Victorian society, The
Turn of the Screw acknowledges the Jungian concept that repressing the
Shadow has dangerous, even potentially lethal consequences.
23
Dracula
Published in 1897, Bram Stoker’s Dracula preys on the fears of Victorian
society. It is the story of an old European vampire who moves to “modern”
England to corrupt and destroy Western society at its peak. Stoker used the
ancient legends of the vampire as fodder for his comparison and collision of
ancient and contemporary worlds.
The idea of vampires, or blood-sucking creatures, exists in many cultures
worldwide. West Africa has the asasabonsam, a tree-dwelling creature with iron
teeth. The hantu saburo is an Indian being who can command dogs, similar to
Dracula commanding the wolves that hunt Harker, the real estate salesman. In
China, the chiang-shi could be kept at bay by running water or garlic
(Konstantinos 26).
But the vampires that captured the imagination of Victorians were from
Eastern Europe, particularly Romania. According to legends, these vampires,
called “strigoi,” were corpses that rose from their graves at night to feed on the
living. The idea did not become popular in Western Europe until the publication
of The Vampyre, in 1819. This novel, by John William Polidori, conceives of a
vampire not as a foul, bloated carcass, but as a irresistible gentleman who
seduces women in order to feed upon them. This image obviously inspired
Stoker’s adaptation of a proper vampire.
The vampires in Victorian England were frightening as more than just
deadly creatures. They represented the idea that ancient concepts could meet
modern progress and potentially destroy the idealistic world the Victorians had
24
created. Vampires signified sexual freedom and promiscuity, particularly for
women, concepts which were unheard of in 19
th
century Britain. Stoker
capitalized on this fear with Dracula.
Bram Stoker (1847-1912) was an Irish novelist and the manager of the
Lyceum Theatre in London. A sickly child, he was confined to bed for much of
his early life, where his mother entertained him with horror stories. As an adult,
he wrote over fifteen books and short stories, including the terrifying tale of “The
Judge’s House,” but none ever reached the popularity of Dracula.
To make the novel seem more attainable to readers, Stoker wrote the
novel as a series of letters and journal entries (much as today’s horror
filmmakers create fictional “documentaries” to create doubt about how much truth
the story holds). The main characters are Harker, his devoted wife Mina, her
friend Lucy, the aged professor Van Helsing, and of course, the bloodthirsty
Count Dracula and his three ghastly wives.
Dracula begins with the journey of the real estate agent Harker to the
wilds of Transylvania to meet with the mysterious Count Dracula, who wishes to
buy an estate in England. Although repeatedly warned not to venture further, he
does not heed the natives' advice and eventually finds himself in the crumbling
castle of the Count. The entire affair is strange to him, as the Count's "foreign"
ways, like not dining with his guest and not employing any servants, are
unsettling. He soon finds, however, that Dracula is not human; he is a demonic
creature who preys on humans during the night and retires to his coffin at
sunrise. The vampire is also polygamous, bringing home small children as
25
dinner for his three beautiful wives. The women try, nearly successfully, to
seduce Harker and drink his blood, but Dracula stops them. However, Harker is
in shock and mortal fear, especially as he spies his host crawling down the side
of the castle like vermin. He cannot leave, as the mountains are full of wolves,
which Dracula mentally controls. He sells the Count the property in England,
thus allowing him access to the Western world.
Back at home, the two main female characters, Mina (Harker's betrothed)
and Lucy, are perfect models of feminine virtue and charm, beautiful, extremely
pale, and easy prey to the "foreign" Count Dracula. Lucy succumbs to him first,
as night after night she allows him to feed on her and grows ever weaker. The
doctors are particularly useless, consistently leaving Lucy alone at night and
failing to pay any attention to the signs (granted, vampirism is not scientific, but it
was obvious that something from the outside was intruding and draining her
blood). Their attempts at curing her fail, and Lucy eventually perishes, despite
being given blood transfusions by four men.
But Lucy is not wholly dead; she now exists in the twilight realm of the
"undead" as a fledgling vampire. She kidnaps small children and drinks their
blood at night. It takes Van Helsing quite some effort to convince the other men
what exactly is going on, but finally her fiancé kills her by driving a stake through
her heart as she sleeps in her coffin. They then remove her head so she cannot
return to life, and continue on their hunt for Dracula. By now Mina has begun
exhibiting the same signs as Lucy, yet the men think of it as simply the weakness
of being a woman, and ignore it completely.
26
Finally, after a journey back to Transylvania, the men encounter and
destroy Dracula. Dr. Morris stabs him in the heart, and for a minute, Mina sees a
look of intense peace on the vampire’s face. His impalement was his salvation,
and it goes with the Victorian Christian theme that everyone can be saved and
redeemed in the end, no matter how evil.
In “A Vampire in the Mirror,” John Stevenson argues that Dracula, at its
heart, is a Freudian struggle against a father figure. Dracula himself is ancient,
having fought in the glorious wars of yesteryear, and yet he attempts to possess
two young women who are both starting on their own romantic relationships. The
struggle with the young men, therefore, is not merely against the forces of evil,
but the forces of age. From a Jungian perspective, Dracula’s age could
represent tradition and primitivism. Without constant feeding upon the young
(today’s society), tradition will become obsolete and eventually vanish. Therefore
it is necessary for it to impress itself upon the youth of today in order to become
relevant for tomorrow.
The novel begins with the Count being rather old, but as he feeds on the
young women, he begins to grow younger. The women are adding to his virility
and giving their bodies as fodder for his youth. Harker notices that the second
time he encounters Dracula, he has darker hair and seems more youthful. The
connection of evil and youth is repeated in Dr. Jekyll and Mr. Hyde, in which the
protagonist states after his transformation, “I felt younger, lighter, happier in
body” (Stevenson 62).
27
Not only is Count Dracula ancient, but he is also foreign, therefore
retaining some “old world” charm and spells to work against the women. The
other men, with the exception of Van Helsing, are British and American, up-and-
coming and modern, reveling in the world of science and psychology. Dracula is
from a land of superstition and magic, a darker part of their history that is still a
part of them, no matter how much they struggle against it.
At the turn of the century, England was at the height of its colonial power,
but also having extensive problems in the Boer War and putting down the
rebellions in Africa. Dracula was frightening to many Victorians because it
represented a role reversal. Instead of the British invading and conquering
another country, the foreign Count was invading England and threatening both
the lives and the lifestyles of the inhabitants. Observe the apparent xenophobia
of a foreign man lusting after a white European woman: “He was looking at her
so hard that he did not see either of us…[his] face was not a good face; it was
hard, and cruel, and sensual, and his big white teeth, that looked all the whiter
because his lips were so red, were pointed like an animal’s” (Stoker 192).
Count Dracula is the epitome of the foreign warrior. He is often described
as peculiar looking, with massive eyebrows that meet in the center. His smell is
odious and his skin is off-color. Stoker makes a strong point of mentioning the
skin tones of the characters. “That it is racial, and not personal, becomes clear
when we note how Stoker consistently uses a combination of red and white to
indicate either incipient or completed vampirism” (Stevenson 141). His
foreignness extends far beyond race, however. He is not even fully human, and
28
is often compared to various animals. “The animal image is equally appropriate
in Dracula’s case [as in Dr. Jekyll’s]. This is largely suggested by his landing in
England in canine form, through his nocturnal incarnation as a wolf, and crawling
‘face down’ like a bat” (Elbarbary 125).
Dracula’s victims undergo a change in their skin color as he feeds off of
them (thus tainting them). To protect Mina, Van Helsing scars her forehead with
the Host. “The scar, a concentration of red and white that closely resembles the
mark on Dracula’s own forehead, thus becomes a kind of caste mark, a sign of
membership in a homogeneous group – and a group that is foreign to the men to
whom Mina supposedly belongs” (Stevenson 141). Despite never actually
becoming a vampire, Mina is nevertheless a marked woman now for her
association with the foreign stranger.
It is this very foreignness that assigns Dracula to the primary role of the
Shadow in the novel. He comes from Eastern Europe, and the “east” is generally
seen as old and archaic, if not primitive. “A marked premise of nineteenth-
century ideology, generating more colonial rhetoric, is the superiority of the white
races in the evolutionary scheme to the ‘primitive’ or ‘savage’” (Elbarbary 113).
Progress, expansion, revolutions, and science are all seen as moving steadily
westward; the young America was at the forefront of invention and discovery, all
epitomized in the character of Quincey, the wealthy Texan who also loves Lucy.
To return to the East is a return to one’s roots, including the hidden past and dark
desires of yesterday; it is decidedly unsafe, not just with the physical danger of
vampires and wolves, but the drastic spiritual danger of becoming one of those
29
very creatures. The closer one comes to Dracula’s castle, the greater the
chances of seduction and conversion. “Dracula is the signifier of insanity, which
seems to have infected all the male characters – a collective hysteria” (Elbarbary
120). Likewise, as we explore the Shadow within ourselves, we must be
extremely careful to always retain of sense of our humanity (as Van Helsing did
with the placement of the Host). Facing the Shadow the first step of
individuation, or becoming a whole person (which will be discussed later in this
thesis). Jung believed the drive towards individuation becomes stronger in the
later part of life, after a traumatic event or a profound self-realization or doubt.
Jung claimed that his own individuation began after his separation from Freud in
1913.
As Jung explained: "The collaboration of the unconscious is intelligent and
purposive, and even when it acts in opposition to consciousness its expression is
still compensatory in an intelligent way, as if it were trying to restore the lost
balance” (Shirmacher 146). Obviously the unconscious operates as if it has a
plan and a purpose, as well as an awareness of the outside world. The crisis
that happens in midlife is constructed by the unconsciousness to allow for an
epiphany or revelation.
Dracula may be a foreign creature, but he is enough like the heroes to
terrify the Victorian readers. He functions as the physical representation of the
Shadow – where Harker has restraint, the Count has passion. Harker fights for
love and country, Dracula to satisfy his own primal hunger. Both, however, fight
to gain control over the British women.
30
The two primary females in Dracula, Lucy and Mina, function less as
characters in their own right and more as the archetypes of the Maiden and the
Mother, respectively. Lucy, as an unmarried innocent, is wholly dependent on
others (mostly male) to rescue her. Dressed in white, the symbol of purity, she is
virginal and untouched when Dracula begins to feed on her. Of note is how she
is treated by the male characters, much as a child, as in Victorian society,
children and women were given basically the same status. Observe the
remonstration she is given by Dr. Van Helsing:
“[Van Helsing] opened it with much impressment – assumed, of course –
and showed a great bundle of white flowers. ‘These are for you, Miss Lucy,’ he
said. ‘For me? Oh, Dr. Van Helsing!’ ‘Yes, my dear, but not for you to play with.
These are medicines.’ Here Lucy made a wry face” (Stoker 146).
Lucy is a fully grown woman about to be married and start a family of her
own, yet she is treated as a child who is interested in playthings. It is not just
Van Helsing who is condescending and patronizing; the other male characters
treat the females in the same manner, with a mixture of reverence and
haughtiness.
When the men discover that Lucy has become “tainted” by Dracula
sucking her blood, they attempt to restore her by giving their own blood. First to
donate is her future husband, which, they agree, is the only correct way to
proceed. The other men donate in turn, as each have a certain claim over Lucy
(at least three of them were her suitors). Dr. Seward describes it thus: “It was
with a feeling of personal pride that I could see a faint tinge of colour steal back
31
into the pallid cheeks and lips. No man knows, til he experiences it, what it is to
feel his own life-blood drawn away into the veins of the woman he loves” (Stoker
144).
The men here function on more than one level. On the most basic, they
are simply human characters who give their blood to a fellow human who has lost
much of hers. However, they are also males, sustaining the life of a female, who
could not possibly exist without them. It is significant that none of the women
donate blood at all; Van Helsing does not ask the housemaid if she could help
with the transfusion. All the blood must come from the men and flow into the
women. This coincides with the proper female role in Victorian times, that of a
weak flower entirely supported and enlivened by the stronger males. Stoker
makes no pretense of this fact, “Van Helsing slapped him on the shoulder.
‘Come!’ he said. ‘You are a man, and it is a man we want” (Stoker 137).
On the highest level, this transfusion scene is a Jungian analogy of
civilization’s influence on the individual. Lucy, as passive and near death,
functions in the role of the individual, to whom society feels it must give life. She
is incapable of making any decisions on her own and must feed on the more
competent figures who are assertive and dominating. Exploring her Shadow
would be willingly letting Dracula feed on her blood; yes, it causes pain and
death, but it also give her an enormous amount of strength and power, as seen
when she comes back from the dead.
In contrast with Lucy, Mina functions more as a motherly figure, doing
chores for the men and transcribing their notes. Eventually, she comes across
32
less as an actual character and more as a glorified secretary. She is a non-
threatening female, the epitome of Victorian sensibilities. As soon as the men tell
her to stay out of the Dracula affair, she willingly steps back (a contrived and
unrealistic plot device, to be sure). She admits disappointment, but knows the
men are just doing it for her own good. Her personal feelings are thrown off as
unimportant and even childish. As she journals, “They all agreed that it was best
that I should not be drawn further into this awful work, and I acquiesced. But to
think that he keeps anything from me! And now I am crying like a silly fool, when
I know it comes from my husband’s great love and from the good, good wishes of
those other strong men” (Stoker 286). Although their lack of discernment borders
on frightening (leaving a vulnerable character in potential danger), the men feel
they must face the Count on their own to regain the manliness he has stolen from
them.
In sharp contrast to Lucy and Mina are Dracula’s three wives who assault
Harker early in the novel and the group later. Just like the Count is a Shadow
form of the male characters, they represent a different kind of female character –
open, uninhibited, and completely self-centered. They are alluring to the men
because of their very open sexuality, but also repulsive because they are not as
virtuous as the British women (the ones that the men have learned are the proper
kind for them to want). Harker’s experience with them is quite different from his
relationship with Mina. “There was something about them that made me feel
uneasy, some longing and at the same time some deadly fear. I felt in my heart
a wicked, burning desire that they would kiss me with those red lips” (Stoker 45).
33
Here Harker is playing the passive role, simply lying on the sofa in a daze;
it is the women who are approaching him. Obviously, his desire would not be
accepted in Victorian society. According to Christopher Craft, “Harker awaits an
erotic fulfillment that entails both the dissolution of the boundaries of the self and
the thorough subversion of conventional Victorian gender codes, which
constrained the mobility of sexual desire…by according to the more active male
the right and responsibility of vigorous appetite, while requiring the more passive
female to ‘suffer and be still’” (Craft 108). By his traveling to the East, Harker has
opened himself up to his Shadow, and all the unconscious desires and fears with
which it comes. Part of this experience is the open desire for the women, even
though he knows that Mina will not be pleased in reading about the account in his
diary.
So far, it seems as if Bram Stoker has been glorifying Victorian values,
demonstrating how purity, modesty, and decorum will ultimately triumph over
chaotic, foreign influences. Indeed, this has often been an interpretation of
Dracula’s message. However, in her essay, “Nonstandard Language and the
Cultural Stakes of Stoker’s Dracula,” Christine Ferguson suggests an entirely
new premise. Her article is dedicated to “showing how Dracula, long a seminal
text in the mythology of Victorian paranoia, anathematizes the very values of
conformity, sameness, and hierarchy it is said to engender” (Ferguson 229).
She argues, quite correctly, that the Count is really not such a powerful
monster at all. His early successes rely on his very foreignness; once his inner
mechanics, as well as his weaknesses, are understood by the characters, he is
34
easily defeated. Consider his limitations – he cannot enter a house uninvited,
sleeps during the day, and is easily fended off by crucifixes, communion wafers,
and garlic. Along with a number of other disabilities, this villain primarily
functions through the “modern ignorance” of the rest of the characters. “His few
successes in England are the result not of evil omnipotence but of the ignorance
of his victim’s protectors” (Ferguson 230). If the men had only taken more care
to watch Lucy and Mina, or somehow warn them of their symptoms, the novel
would be extremely short and rather dull. It is through their own mistakes that
the characters are bitten or attacked. Reading through the novel a second time,
one can easily see numerous ways that Lucy’s death and Mina’s injury could
have been prevented. The fact that they were not taken places fault not on the
rather incompetent count (as Ferguson notes, one victim in six months is
extremely poor showing), but on the upstanding, virtuous Victorians and their
flawed system.
What, then, is Stoker trying to say about society and how does this relate
to the Shadow concept? If we are to read Dracula as a commentary against
Victorian values, some interesting concepts come to light. The men ultimately do
a dismal role in their job as protectors; of the two women, one died from blood
loss and the other was turned into a vampire’s pawn. Obviously not letting the
women be privy to their plans, as well as being too overconfident, had fatal
consequences. The reader can see how Stoker is attempting to show the
potential flaws of a male-dominated society. This is reinforced by the fact that
they only succeed in finding Dracula because of Mina’s psychic connection with
35
him. Without a woman to aid them, they are powerless. When it comes to
fighting the influence of the Shadow (or foreign influences), the typical Western
Victorian method is simply ineffective.
If we read Dracula from the Jungian perspective previously described,
then how can it relate to the idea that the novel is critical of Victorian society?
We have already seen that the Western Victorians were terrified of foreign
influence, as the individual has a personal crisis with his Shadow. Dracula’s
invasion of England represents the Shadow influencing a person’s
unconsciousness and causing havoc and stress. The men in Dracula respond
with traditional methods of repelling evil, with very limited success (by all
accounts, a failure). Likewise, if we try to force our Shadow away through
conscious effort, we risk damaging the psyche, even if successful. In other
words, as it would have been preferable for the men to include the women in
their fight against evil, a “progressive” idea that would have been uncomfortable
at first but ultimately successful, so too would it be healthier to embrace one’s
unconscious desires. This is not to say, of course, that Dracula / Shadow should
win full control, in which chaos would ensue. But with acknowledgement that
such desires exist, it is possible to come to terms with them, provided that one is
willing to give up complete control of all of one’s desires, both conscious and
unconscious.
36
The Strange Case of Dr. Jekyll and Mr. Hyde
Robert Louis Stevenson wrote The Strange Case of Dr. Jekyll and Mr.
Hyde (hereafter referred to as simply Jekyll) in 1886, after he had already risen to
prominence with Treasure Island and Kidnapped. A sickly child, like Stoker, he
had plenty of time to dream fantasies and wild tales, with Jekyll being his most
horrific. There really is no better example of the Victorian abhorrence and
fascination with the primitive than this story. There is a resemblance to Dracula,
in the idea of an unknown entity prowling the streets of London and devouring its
pure civilians. But while the Count was a foreigner invading England, Hyde is in
his core a British gentleman. It is England invading England now the dark and
hidden Shadow of its underworld.
The story is narrated by Jekyll’s best friend, Mr. Utterson, and the full plot
is revealed through two letters at the end. The novel functions in two capacities.
In the first reading, it is simply a mystery novel; subsequent explorations reveal a
tale of quiet horror, a morality battle between good and evil, and a Jungian view
of human nature.
We see our first glance of the Shadow in the dreams of Utterson. He does
not yet know what Mr. Hyde looks like, so he dreams of a faceless Shadow figure
who terrorizes London. In one of his most telling dreams, though, “he would see
a room in a rich house, where his friend lay asleep, dreaming and smiling at his
dreams; and then the door of that room would be opened, the curtains of the bed
plucked apart, the sleeper recalled, and lo! there would stand by his side a figure
to whom power was given, and even at the at dead hour, he must rise and do its
37
bidding” (Stevenson 14). It is appropriate that the Shadow should first arrive in
Utterson’s dreams, for as C. G. Seligman explains, “Jung…regards the dream as
an attempt (usually by way of analogy) at adaptation to present or future
demands or difficulties, while it has been suggested that one function of the
dream is to make some of life’s problems clearer to the dreamer” (Seligman 188).
To fully appreciate Utterson’s Shadow dreams, we must first examine his
nature. To the reader, Jekyll’s best friend is a rather boring individual, serving
more as a simple observer than a dynamic, active character. He is an
outstanding member of Victorian society, keeping rigid routines and a tight
schedule. “It was his custom of a Sunday, when this meal was over, to sit close
by the fire, a volume of some dry divinity on his reading desk, until the hour of
twelve, when he would go soberly and gratefully to bed” (Stevenson 12). He
socializes with only the finest company and always executes the proper moral
choice. In other words, he functions more as a foil to the Jekyll / Hyde dynamic
than a person in his own right.
Understanding Utterson’s character, as well as Jung’s beliefs about
dreaming, allows us to piece together this first, and integral Shadow experience.
Of course there is the prediction of his future meeting with Hyde; this correctly
corresponds to Jung’s beliefs in dreams’ potential for foreshadowing. But it is
more than simply a plot device to further the horror story; a middle-aged Utterson
has reached a crisis point in his own life. It is only natural that he has begun to
question his purpose, whether everything he has suppressed has been for his
overall benefit. These dreams are the catalyst to shake him from his own
38
slumber. After the horrific visages, he meets with Jekyll to discuss the latter’s
will. Normally, protocol would dictate that he refrain from prying, as he mentions
when first hearing the story of Hyde, but now he dares to explore the darker side
of human nature (albeit however lightly). The dreams have spurred him to
action. Jekyll, therefore, is not merely about one man’s escape into his Shadow
self; it is about another’s awakening to his own conscience and desires.
Even the architecture of Jekyll’s own laboratory hints at the presence of
the Shadow in Victorian life. Observe the details that Stevenson writes about the
street, “Even on Sunday, when it veiled its more florid charms and lay
comparatively empty of passage, the street shone out in contrast to its dingy
neighbourhood, like a fire in a forest; and with its freshly painted shutters, well-
polished brasses, and general cleanliness and gaiety of note, instantly caught
and pleased the eye of the passenger” (Stevenson 6). If one wishes to look at
this novel through a Jungian viewpoint (and possesses a passion for analogies),
it is easy to see that the street represents an idealistic Victorian Britain. The
“dingy neighborhood” is the rest of Europe; in the late 1800’s, the British Empire
considered itself “master of the world,” and rightly so. At its peak in the early 20
th
century, it held stakes in Australia, India, South Africa, and Canada.
If the street represents England, then Jekyll’s laboratory is definitely its
dark underbelly. “It was two storeys high…and bore in every feature, the marks
of prolonged and sordid negligence. The door, which was equipped with neither
bell nor knocker, was blistered and distained. Tramps slouched into the recess
39
and struck matches on the panels; children kept shop upon the steps; the
schoolboy had tried his knife on the mouldings” (Stevenson 6).
When Hyde’s actual appearance is shown, the horrendous effect is not
lessened. Hyde is shorter, smaller, and younger than Henry Jekyll, and
extremely hairy. As Utterson’s friend Mr. Enfield describes, “There is something
wrong with his appearance; something displeasing, something down-right
detestable. I never saw a man I so disliked, and yet I scare know why. He must
be deformed somewhere; he gives a strong feeling of deformity, although I
couldn’t specify the point” (Stevenson 10). Hyde’s short stature represents
Jekyll’s repressed nature. For too long has he kept his evil self under wraps,
stunting his inner growth and forcing his unconscious desires to conform to
modern civilized expectations. It is interesting that Stevenson chose to represent
Hyde as a primitive human, almost Neanderthal in looks and stature. He is
compared to both a troglodyte and an ape.
This primitivism is anathema to Victorian England, and like Dracula, is
frightening on multiple levels. Here it is not a foreign creature that has invaded
their shores; it is the Shadow of all humans, even the “respectable” ones. If an
upstanding gentlemen of British breeding could give in to the Shadow urges and
become one of these creatures, then no one was safe from its influences.
It is important to understand that this is not a simple tale of good vs. evil,
as it has often been represented in the movie adaptations. Stevenson never
meant for Dr. Jekyll to be purely virtuous; instead, he is a mixture of good and
evil. He states in his letter to Utterson, “I saw that, of the two natures that
40
contended in the field of my consciousness, even if I could rightly be said to be
either, it was only because I was radically both” (Stevenson 60). Hyde has
always inhabited his body, but until he drinks the potion, he has managed to
keep him in check. If Jekyll was a moral character to begin with, and was
genuinely trying to stamp out his evil side by creating a dualistic persona, Hyde
would have been a morally pure character.
Instead, what proceeds from the transformation is a twisted, diabolical
character whose only concern is his own satisfaction and self-preservation.
Hyde is not afraid to step on (both figuratively and literally) anyone who gets in
his way, eventually resulting to murdering Sir Danvers Carew, a respected
member of Parliament. This action results in his having to flee from police and
the public, taking refuge in the guise of Dr. Jekyll.
It is interesting to discuss Hyde’s first (known) victim. Here he mimics
Dracula, who, when he invaded England, chose one of the frail and virtuous
British women to seduce and destroy. Hyde’s first choice is even more
horrifying; he crushes a young flower girl beneath his feet. As Utterson is
informed by a witness, “All at once, I saw two figures: one a little man who was
stumping along eastward at a good walk, and the other a girl of maybe eight or
ten was running as hard as she was able down a cross street. Well, sir, the two
ran into one another naturally enough at the corner and then came the horrible
part of the thing; for the man trampled calmly over the child’s body and left her
screaming on the ground” (Stevenson 7). Like Dracula, Hyde is a threat to the
41
females of society, in this instance a little girl, who represent the innocence and
virtues of the Victorian era that must be protected at all costs.
His next victim is Sir Danvers, a respected man of Parliament. He is
almost the complete opposite of the young girl as seen in the society of the time;
while she is youthful and naïve, he is elderly and wise. Both, however, carry a
need to be deeply respected and protected; they are physically and socially
vulnerable to the evil that is Hyde. Both Dracula and Hyde are targeting the very
root of society, the very essence of Victorian civilization.
At first glance, the Jekyll/Hyde relationship seems almost perfect. Jekyll is
allowed to retain his respectable nature, conversing with his wealthy and
distinguished friends, and spiritually benefiting by contributing to society. When
he wants to explore his darker side, he has merely to drink a potion and unleash
Mr. Hyde, a man who looks so physically different from him that none of the
former’s actions can ever be traced. Hyde is free to commit all sorts of heinous
crimes without fear of being caught, since he can always revert into his Jekyll
appearance.
However, reality does not flow as smoothly as theory. Jekyll soon finds
that he cannot control when Hyde will appear, thus endangering both his secret
and his safety. He awakens one morning to find himself transformed without the
aid of his potion. “But the hand which I now saw, clearly enough, in the yellow
light of a mid-London morning, lying half shut on the bedclothes, was lean,
corded, knuckly, of a dusky pallor and thickly shaded with a swart growth of hair.
It was the hand of Edward Hyde” (Stevenson 66). In a panic, he begins to realize
42
that once the dam has been opened, it is impossible to hold back the flood, and
Hyde will be contained at will no longer.
Eventually, Jekyll cannot make any more potion to switch bodies again.
The material he had used for the first batch turned out to be impure, and it is
impossible to recreate the same ingredients. This material symbolizes his own
inner self. He is not a wholly “pure” figure, morally upright, but a flawed mixture.
That is the reason the potion worked to bring out his Hyde self; the impurity of the
material drew forth the impurity of Jekyll. As Hyde represents the Shadow, the
mixture must show how we cannot reach that part of ourselves without venturing
into unpurified and untried methods.
Jekyll realizes that he is trapped in the body of Hyde. He cannot change
back, no matter how desperately he works. If he leaves the safety of his
laboratory, he will be hanged for murder. But as he stays, the servants are
getting suspicious, alerting Mr. Utterson to their master’s absence. Eventually,
Jekyll as Hyde commits suicide rather than face capture.
The death of Jekyll / Hyde raises an interesting point. Presumably, it is
Hyde who is in control of the making the decision at this point. Jekyll even
muses in his final letter to Utterson, “Will Hyde die upon the scaffold? or will he
find courage to release himself at the last moment?” (Stevenson 75). So it is
Hyde, and not Jekyll, who kills himself. Only the dark side has the courage to
ultimately be free; Jekyll, despite his “good intentions,” is not able to perform the
act, and does not even attempt it. Despite the horrible personality and lack of
morals, Hyde is the only one with backbone and strength.
43
An interesting comparison can be made with the 1960’s television show
Star Trek; in the episode “The Enemy Within,” a transporter malfunction
separates Captain Kirk into his two personalities – one kind and good-natured,
the other lustful and violent. Obviously taking its source from Stevenson’s works,
the show portrays the “evil” Kirk as the strong type; in fact, the “good” Kirk
realizes that he cannot make important command decisions or function properly
without his darker self. The Shadow is vital to our very survival; it is the instinct
that kicks in when our conscious psyche has given up to despair. One could
argue that killing Hyde was a moral act, as he was an abomination to Victorian
society. If so, then Hyde committing suicide can be seen as him performing a
moral act, whether intentional or not.
However, Stevenson made it extremely clear that everything Hyde did was
solely for his own selfish purposes. There was not an altruistic bone in his body.
Indeed, his very selfishness was what formed his identity. Here was a person
completely unimpressed with society’s limitations. Like the titular Dracula and
Kurtz from Heart of Darkness, Hyde is the embodiment of all the primitivism that
Victorians abhorred and feared. “The discourse of primitivism is at the core of
Dr. Jekyll and Mr. Hyde…Jekyll attributes the brutality of Hyde to a vehement
attachment of self” (Elbarbary 123).
This fact gives two possibilities about Hyde’s suicide. First, and most
generally accepted, is that he killed himself because he did not wish to be
publicly tried and hanged. However, this flies in the very nature of Hyde himself.
He is not a gentlemen; he cares nothing for what society thinks. Why, then,
44
would he care if a public spectacle was made of him or not? Quite the opposite;
someone of his selfish nature and flamboyant tastes would likely relish the
thought of all the attention lavished on him. He already knows he is doomed to
die either way (whether he uses his own hand or not). At least with public death
his work would become famous and his person infamous. Many serial killers
enjoy the attention of the police and press, even when facing the death penalty.
It just seems highly unlikely that Hyde would commit suicide in a small dark room
where no one but Utterson would know the truth.
What, then, is the other possible reason for his suicide? As Hyde has
always been a part of Jekyll, even when he was not free, so is Jekyll still a part of
Hyde. The two are not completely separated, as many readers have so believed.
One does not function without the other; one cannot even die without the other.
It is Jekyll, then, and not Hyde, who ultimately destroyed himself. Jekyll, the one
who created the situation, also finally resolved it.
Neither Hyde nor Jekyll were ever in full control of the body. Jekyll began
changing without warning into Hyde, his primitive self. It serves to reason, then,
that sometimes Hyde might change into Jekyll, the more cultured and refined
self. If so, then the two were creating and molding themselves to be one person,
a wholly defined Self, accepting of both the inner Shadow (Hyde) and the
Persona, or the archetype of society’s expectations (Jekyll). Jekyll / Hyde was
undergoing the process of individuation, and had the entity not been forced to
suicide, it is quite possible a new and complete being would have emerged from
the experiment.
45
The Jekyll / Hyde conundrum is a strong critique of Victorian society.
Beyond being a simple horror story, Stevenson created a social commentary. In
the “modern” Victorian world, where science and reason were favored over base
superstitions, the Shadow had to emerge in a different way than ancient times. it
is fitting that Jekyll would use a scientific potion to unleash his alter ego, and not
something of a religious nature such as a chant or mystical experience. It is
science, the “savior” of mankind, that ultimately proves his undoing. “Jung saw
the real crisis of modern man as the danger of the leveling and loss of
individuality. He rightly emphasized that, while meaningful values and collective
religious symbols have lost much of their effectiveness, the need for a
suprapersonal meaning to life remains an inherent, archetypal factor in the
human psyche” (Jacoby 2).
In other words, a trapped Jekyll, forced into a society of respectability, is
freeing himself through scientific methods. Even though religion plays little part
in the novel (mostly through small allusions to a satanic appearance), Jekyll’s
base need for transformation remains as strong as his ancient ancestors.
Through the potion, he seeks to return to a primitive state. “Individual self-
reflection, return of the individual to the ground of human nature, to his own
deepest being with its individual and social destiny – here is the beginning of a
cure for that blindness which reigns at the present hour” (Jung, “Essays”).
It is interesting to see that when Jekyll spurns the role of Hyde after Sir
Danvers, he embraces an extremely moral lifestyle, including religion. “He came
out of his seclusion, renewed relations with his friends, became once more their
46
familiar guest and entertainer; and whilst he had always been known for
charities, he was now no less distinguished for religion” (Stevenson 33). Note
that the author states Jekyll has now embraced religion, but did not do so before.
He is not simply mimicking his previous behaviors in an attempt to seem normal;
he is embracing an entirely new belief system. This fact bears examination.
A highly likely explanation for Jekyll’s newfound religion is that he has
already well advanced on his process of individuation. True, he is not yet a
whole being, but he is dramatically changing, even without the guise of Hyde.
One could argue that the transformation is not black and white; Hyde and Jekyll
are no longer two separate entities. They are now influencing each other’s
decision processes – Hyde has influenced Jekyll to become religious (out of a
desire for a more primitive expression, not out of moral standards) and Jekyll
influences Hyde to commit suicide.
It would make sense that Jekyll became unaware of his sporadic
transformations into Hyde, as well as Hyde not recognizing the influence of Dr.
Jekyll in his actions. “The process of individuation…is a totally spontaneous and
natural process within the psyche, on a par with the physical processes of growth
and ageing; it does not therefore exist as something that can be externally
stimulated, but as something hat is potentially present in all human beings,
although most of us are unaware of it” (Palmer 143). Jekyll made a legitimate
choice when he decided to unleash his Hyde side, but after the initial welcoming,
he became unable to control when he changed. Jung would argue that this was
because Jekyll had begun a process which was to happen naturally. Jekyll’s
47
subconscious wished to be merged to Hyde, or at least take the positive traits
from the character and create a whole Self.
So far we have discussed Jekyll as a character study; but what is
Stevenson trying to say about the larger society in general? Is he critical of
Victorian repression or does he see it as necessary to subdue the Shadow?
Excellent arguments could be made for both points. Obviously, Jekyll’s
experiment was detrimental, with nasty unintended consequences. Hyde wreaks
havoc in London, crushing a small girl and killing an elderly gentleman. It is
doubtful that Stevenson meant this to be a positive or envious experience. He
does not seem to be advocating this behavior or encouraging the rest of us to
lose our morals and propriety.
However, Stevenson does seem highly critical of the society that
encouraged Jekyll to resort to his experiment. It seems that Jekyll is offered a
choice – either live a respectable life like Utterson or become lose control as
Hyde. The author takes great pains to portray Utterson’s life as utterly boring
and unfulfilling, almost to a cartoonish extreme. Consider the very first sentence
in the novel. “Mr. Utterson the lawyer was a man of a rugged countenance that
was never lighted by a smile; cold, scanty and embarrassed in discourse;
backward in sentiment; lean, long, dusty, dreary and yet somehow loveable”
(Stevenson 5). Even in physical stature he is the opposite of Hyde; while the
latter’s shortness represents his compressed evil nature, Utterson’s length shows
how society has stretched him to the limit. In an evolutionary point of view,
48
Utterson is far more “developed” than Hyde, which is not necessarily a positive
trait.
Beyond mere appearance, the nightly activities of both characters could
not be more different. While Utterson stays at home reading his dusty divinity
(perhaps a symbol of religion being replaced by science), Hyde is having a
gloriously wild time. As Jekyll explains, “When I would come back from these
excursions [as Hyde], I was often plunged into a kind of wonder at my vicarious
depravity. This familiar that I called out of my own soul, and sent forth alone to
do his good pleasure, was a being inherently malign and villainous; his every act
and thought centered on self; drinking pleasure with bestial avidity from any
degree of torture to another; relentless like a man of stone” (Stevenson 65).
Stevenson failed to mention any idea of a “middle ground,” somewhere
between the extremes of pathologically boring and chaotically evil. There is an
obvious critique of the society that would allow no such outlet for the inner
Shadow, no way of creatively and safely releasing the inner desires without
turning into a raving brute. The morals and behaviors expected of gentlemen
were absolute; no leniency was given. Within such rigid confines, it is difficult to
fully blame Jekyll for wanting anonymity and the freedom it imparts.
With this reading of Jekyll, it is clear that it is not only Dr. Jekyll’s fault for
the creation of Hyde; it is Victorian society’s responsibility. They created the
monster just as much as if they had raised the beaker to Jekyll’s’ lips. Their
oppressiveness allowed no dissent, no freedom, and no way of fully achieving
49
one’s Self. The only way to individuation was to break all the rules and grasp
and whatever freedom was available, no matter what the hideous consequences.
50
Poetry of Eliot
Published in 1922, T. S. Eliot’s epic poem The Waste Land is the epitome
of modernist literature. With its disjointed style, lack of linear narration, and
pessimistic outlook on early 20
th
century society, it is easy to grasp why this work
has held such a prominent place among those who rejected the values of
traditional realism. However, the poem also reaches deep into the past,
borrowing numerous themes and ideas from ancient mythology, literature, and
religion. Eliot takes these familiar references and modernizes them to address
the lonely emptiness of the post-World War western culture.
Eliot’s works were strongly influenced by Carl Jung’s ideas, and the
archetype of the Shadow is plainly mentioned in his poem, “The Hollow Men.”
However, it is The Waste Land that is Eliot’s gem, the focus of all his ideas and
creative abilities, and Jung’s ideas shine through in many of the sections. Eliot
himself was intensely interested in the blending of mythology, psychology, and
modernism. He specifically believed in the return to primitive beliefs as important
for a comprehensive understanding of art. “Eliot suggests first of all that new
forms of knowledge not only provide material that can be appropriated by art but
also make possible completely new artistic forms; the recently discovered
structures of the unconscious and of ‘primitive’ societies become models for the
creation of a new artistic order” (Spurr 266).
Before we can look at the poem as a Jungian study, we must understand
it contextually. And to properly understand The Waste Land, it is necessary to
look at the structure of the poem. Upon first reading, it seems a jumble of ideas,
51
historical quotes, and foreign phrases thrown together into a nonsensical
hodgepodge. However, there is a basic structure and theme moving throughout.
“The structural order envisaged through the spectator – unifier function, far from
being vague, has a visible logic, and it is at least as cogent as most innovations
of modern art” (Bloom 99). The poem begins with “The Burial of the Dead”,
which sets a sorrowful and despairing mood. “The Game of Chess” explores the
universality of modernism, how it applies to both the wealthy (Cleopatra) and the
poor (the Cockney women). “The Fire Sermon” introduces the main character,
Tiresias (he is in the apex of the poem, in what is arguably the most important
section, as if on a mountain). “Death by Water” continues the idea that Madame
Sosostris predicted, and “What the Thunder Said” brings the reader full circle,
with a religious ending grounded in the past.
The Waste Land opens with a quote from The Satyricon, by Petronius.
"Nam Sibyllam quidem Cumis ego ipse oculis meis vidi
in ampulla pendere, et cum illi pueri dicerent: Σιβυλλα
τι θελεις; respondebat illa: αποθανειν θελω."
Young boys ask the Sibyl, who has shriveled to the size of a cricket and is now
living in a cage (or jar), what she wants. She responds, “I want to die.” The Sibyl
was a prophetess of Greek and Roman mythology (and also early Christian
beliefs, as evidenced in the Requiem masses). It is fitting that Eliot should open
his work with this quote, as prophecy plays a vital part throughout The Waste
Land. It serves as a reminder of the little respect and heed that history has
generally paid its prophets. “‘I tell you the truth,’ [Jesus] continued, ‘no prophet is
accepted in his hometown’” (Luke 4:24, NIV).
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Eliot emphasizes the past and how it relates to current day affairs. Jung
would highly approve of his referencing the prophets of old, since archetypes are
universal and have always existed in our collective unconscious. The idea
behind the Sibyl is someone rejecting a god, trying to achieve eternal life on her
own merit. This concept is referenced in numerous fairy tales and legends in
cultures throughout the world. Eliot was a strong advocate of primitivism, the
return to our ancestral roots, and the stories and beliefs that have defined us as
human. “Eliot saw primitive consciousness not only as belonging to exotic
peoples but as a latent power within contemporary life. As if anticipating Levy-
Bruhl, Eliot’s early poems often struggle to contain a barely controlled atavism
that threatens to shatter the fragile veneer of civilization” (Spurr 271). Obviously,
his inclusion of mythology herein helps to cement the idea of the collective
unconscious, and helps prepare a firm foundation for a Jungian study of his work.
Compare Eliot’s belief in primitivism with what Jung says about its importance in
creating a whole Self: “Self-reflection, or – what comes to the same thing – the
urge to individuation, gathers together what is scattered and multifarious and
exalts it to the original of the One, the Primordial Man. In this way our existence
as separate beings, our former ego nature, is abolished, the circle of
consciousness is widened, and…the sources of conflict are dried up” (Jung,
“Transformation”).
“April is the cruelest month, breeding / Lilacs out of the dead land, mixing /
Memory and desire, stirring / Dull roots with spring rain” (Eliot 29). The first lines
of The Waste Land set the tone for the rest of the poem. As April and the arrival
53
of flowers are usually considered pleasant changes after the harsh chill of winter,
Eliot surprises and unnerves readers by introducing them as evil entities and
referring to winter as warm and forgetful. This reversal demonstrates the break
in tradition (especially deep-rooted tradition from ancient times) that personifies
modernism. Especially fitting is the phrase “mixing memory and desire.” The
desire, or Shadow, is fusing with memory, or tradition, to create a new
perspective for a new modernity.
It is appropriate that The Waste Land begins in April and not in spring in
general; Eliot is drawing a comparison between his poem and Chaucer’s The
Canterbury Tales, a journey of spiritual and cultural discovery that begins in April
(with “sweet showers”). “Though Eliot first intended a now-excised Boston night-
town scene for his opener, the poem as published fortuitously contrasts with the
beginning of Chaucer’s Canterbury Tales, thus making English poetry new by
turning the original celebration of fertility into an ode to dejection” (Bloom 113).
April in Victorian culture was often portrayed in a positive light, with Easter
services and new beginnings. In Eliot’s work, however, April is bleak and
miserable, since a new birth is often a painful, insecure process. Like an insect
shedding its exoskeleton, the Victorian values of the late 19
th
century are
painfully torn down to make way for a more modern mindset – a mindset that
would include individuation with oneself and a merging with one’s Shadow.
Foretelling the future with her pack of Tarot cards, Madame Sosostris is
an amalgamation of the Greek prophet Tiresias (discussed at greater length later
in the poem) and the oracle of Delphi. The cards she draws include the Wheel of
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Fortune, representing constant change or turnover, the Three of Staves, meaning
commerce or trade, and The Hanged Man, or sacrifice (often seen either as
Jesus dying for the sins of the world, St. Peter being martyred for his beliefs, or
the Norse god Odin sacrificing himself for the sake of knowledge). “There is no
blank card in the Tarot; perhaps the clairvoyant does not know her trade as well
as she should” (Bloom 73).
Perhaps instead the true picture on the card is
hidden from her limited vision. Or perhaps Eliot is suggesting a tabula rasa, or
blank slate, that is the person’s true self. This self is not yet formed; the person
is not a complete unit. The other cards represent the way to completing the Self.
First, as the Wheel of Fortune indicates, there must be a change, an
acknowledgement of the individual’s true identity and a willingness to break with
traditional mores and social conventions (represented by the Three of Staves).
There must be personal sacrifice, as shown by the Hanged Man. It is a death of
the old self and a rebirth of the new, a journey into one’s Shadow and the
creation of a new individual. It is worthy to note that Eliot can be talking about
both the individual and society as a whole in these passages. It could be the
person who needs to change or the entire culture that must die to itself and its
created structures, to journey into the unknown and create a new, as of now
unforeseen, future.
Her most vital card, “The drowned Phoenician Sailor is a type of the
fertility god whose image was thrown into the sea annually as a symbol of the
death of summer” (Knoll 63). Taken with the others, these cards foretell a world
that is shifting from the ancient belief in deities towards one rooted in business
55
and monetary dealings. There is a still a cycle of birth and rebirth in the world;
nothing is static, and as Heraclitus believed, everything is in a constant state of
flux. Like in Jekyll, where Utterson’s dusty beliefs were being replaced by
scientific thought, the modern world is forgetting the gods of old for the
constructed society of present day. This trend is not positive; neither is it
psychologically beneficial to humans, who, Jung determined, are creatures that
need some sort of deity, archetypes, or unifying motifs. One does not simply
replace the foundations of humanity without suffering the consequences, which in
Jung’s beliefs were both neuroses and psychoses.
Madame Sosostris is yet another Jungian archetype – the Senex,
commonly referred to today as the Wise Old Man (Woman). The Senex, like the
Shadow, is a part of our unconscious and represents rigidity and conformity.
Like the Shadow, it is neither positive nor negative, comprising traits that can be
read as both. Being a seer, a distinctly traditional role, Sosostris embraces the
conservative values of the Senex. However, because of her willingness to stoop
to basic fortune-telling, she has been corrupted. Modernity has robbed her of her
traditional role, just as Victorian society has robbed the Shadow of its proper
place in individuation.
From lines 60 – 76, Eliot describes a modern crowd in London, comparing
it to a scene in another epic poem, Dante’s Inferno. “A crowd flowed over
London Bridge, so many, / I had not thought death had undone so many” (Eliot
31). Dante’s throng of lost souls in Canto III are ones who never rebelled directly
56
against God, but who have never specifically chosen Him either. They are the
“hollow men,” to quote another Eliot poem, lacking all conviction.
Again, Eliot uses ancient writings (Dante) to highlight a modern
phenomenon, the lack of definitive morals and thoughts in the early 20
th
century.
Without a certain belief structure, or some firm grounding, the crowd is lost and
aimless. “Sighs, short and infrequent, were exhaled, / And each man fixed his
eyes before his feet” (Eliot 31). Again we see how the break with the ancient
beliefs has destroyed society. Without the archetypes and religious values,
people have become lost and aimless. The suppression and rejection of all the
core archetypes, including the Shadow, has reduced mankind to a neurotic
species, vacant and distant, without purpose or meaning.
The narrator soon meets an old friend named Stetson and inquires if the
corpse he planted in his garden has begun to sprout yet. There are at least two
distinct interpretations of this line, the first being a nod to William Blake’s “The
Poison Tree,” in which a long-standing grudge and daily evil intentions eventually
destroy an individual. The second, and more likely, interpretation is a direct
correlation to the poem’s opening lines. Breeding lilacs out of a dead land and
vegetation from a corpse both entail life arising from death.
Once again, this view is not necessarily new, but dates back to at least
ancient Egyptian mythology. The god Osiris was torn apart by Set and his pieces
scattered throughout the land; Osiris’ wife, Isis, showed her devotion to him by
reconstructing his body for burial, when he came back to life again. The
Egyptians viewed this death and resurrection of Osiris with the annual flooding of
57
the Nile, which fertilized the land. Eliot masterfully blends together ancient
mythology with modern London; traditional notions of the past may eventually
die, but they are resurrected in other forms the modern era. This is one of the
more optimistic ideas in The Waste Land.
From a Jungian perspective, we can read this life after death as the
process of individuation. We must die to ourselves, to what we have been taught
and what society has enforced upon us, and from this death and merger with the
Shadow, we are made into a new creation, a truly whole Self. Once again, Eliot’s
use of ancient mythology is directly connected to Jung’s espousal of primitivism,
returning to the basic state of nature in order to become fulfilled. As Spurr
remarks in his article, “the myths of Adonis, Attis, and Osiris borrowed from
Frazer join Europe and the Orient in a distant past and so have the value, for a
poet in the waning era of imperialism, of uniting Europe with its colonized other in
an idealized mythic identity” (Spurr 272). Compare The Waste Land with Dracula
in their views of colonialism and foreign mystique. While Stoker showed the
dangers of traveling to Eastern Europe and provoking forces beyond one’s
control, Eliot now embraces the idea, even deeming it necessary for progress
and fulfillment.
Throughout the poem are various references to rats, which ties in with
“The Hollow Men.” One of his most famous verses states, “I think we are in rats’
alley / Where the dead men lost their bones.” Later in the work, “A rat crept softly
through the vegetation / Dragging its slimy belly on the bank” (Eliot 36) and
White bodies naked on the low damp ground / And bones cast in a little low dry
58
garret, / Rattled by the rat’s foot only, year to year” (Eliot 37). Rats have typically
held a negative connotation in European society, associated with the plague or
famine. In literature, they are often cast as villains, spies, or users. Through his
repeated use of rats, Eliot brings an ancient fear into the modern era, bringing
the reader a sense of disgust at the greed and selfishness of the human psyche.
While rats are not a specifically Jungian concept, it is important that Eliot
has tapped into a universal archetype, that of a disgusting and loathsome
creature, one that wallows in filth and will betray (“rat out”) his fellows. Jung
would have approved of this repetitive image, especially since it reaches into the
core of our humanity. “For these ideas a priori of the collective unconscious,
Jung employs the term ‘primordial image,’ borrowed from Jacob Burckhardt, or
‘archetype’ as used by St. Augustine. The peculiar gift of the poet, or of the artist
in any field, is his ability to make contact with the deeper level of the psyche and
to present in his work one of these primordial images. The particular image that
is chosen will depend on the unconscious need of the poet and of the society for
which he writes” (Foster 567).
On page 34 of The Waste Land, the female narrator laments “‘What shall I
do now? What shall I do?’ / ‘I shall rush out as I am, and walk the street / ‘With
my hair down, so. What shall we do to-morrow? / What shall we ever do?’”
According to Jung, this character has lost touch with her vital Self, the
complete wholeness that arrives after individuation. She is not whole because
she does not understand herself; she does not recognize or accept her darker
parts. “[T]he integration or humanization of the self is initiated from the
59
conscious side by our making ourselves aware of our selfish aims; we examine
our motives and try to form as complete and objective a picture as possible of our
own nature. It is an act of self recollection…and a coming to terms with oneself
with a view to achieving full consciousness” (Jung, “Transformation”).
Brief mention is made in “The Fire Sermon” to a character named
Sweeney. He appears quite frequently in Eliot’s works, including being a titular
figure in one of his plays, and is often understood to represent the modern
materialistic human male, consumed by selfish desires. “Sweeney actually is
Eliot’s characterization of the unrefined, sensual, secular man – a debased and a
debauched image of what humanity has ultimately been degraded to” (Tiwari 7).
As Eliot has been concerned with including Jungian archetypes in his poem, it is
only fitting that he include Sweeney as a personification of the Shadow. “In
Yeats’ terminology he represents the ‘anti-self’…while Jung would probably call
him the ‘shadow,’ the representative of those psychic potentialities that are not a
part of the conscious personality” (Foster 572).
Sadly, Sweeney is only mentioned in passing. The much more
outstanding character of The Waste Land is Tiresias, the blind prophet of Greek
mythology. He is hinted at through Madame Sosostris early in the first section of
the poem, but really comes into form on page 38, where he briefly narrates The
Fire Sermon. “(And I Tiresias have foresuffered all / Enacted on this same divan
or bed; / I who have sat by Thebes below the wall / And walked among the
lowest of the dead.)” Eliot was wise in his choice of prophet; as Tiresias had
been both a male and female, he is perfect as an all-encompassing voice of the
60
20
th
century. He is blind, which means he cannot see the world around him (a
perfect satire on modern society), but he has understanding and vision far
beyond the average person. In Eliot’s own notes, he states that Tiresias is the
very heart of the poem. This statement “indicates plainly enough what the poem
is: an effort to focus an inclusive human consciousness” (Knoll 27). This explains
why there are so many voices and narrators – Eliot is simply trying to create a
universal experience, a collective thought, a singular voice of the times. “Tiresias
defines a binary perspective that serves as the point of view of the poem. He is a
figure from the ideal order of myth; yet he is spying on the sordidly historical
typist and clerk. By saying that Tiresias is spying on all the characters, Eliot is
suggesting that the reader make an effort to perceive them in an equivalent way,
form both internal and external perspectives” (Brooker 53).
Part IV of The Waste Land, “Death by Water,” is extremely short, yet
poignant. It continues the prediction made by Madame Sosostris of “death by
water” and the drowned Phoenician Sailor. The dead Phlebas is providing
nourishment for the ocean. However, Eliot intended for drowning to symbolize
more than just physical death; it represents disorientation, confusion, and
uncertainty. “The soothing simplicity [of drowning] may mask a tortuous
confusion, an irresolvable complexity. At the same time, paradoxically, the
metaphor meaning confusion also means escape from confusion into clarity, from
complexity into the simplicity of death” (Brooker 170). Phlebas represents the
modern soul, overwhelmed by the fast, loose, and immoral world around it,
drowning forever in a sea of complexity and anxiety.
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But water does not just represent death and destruction; it is a cleansing
and vital force of nature. Water is purity and rebirth, arriving before the existence
of mankind and bringing vitality to the land. Like the journey that Harker took to
Castle Dracula, the journey into the Shadow must involve a “dying” to one’s
present nature and a willingness to be “reborn” a more complete person. This
process is neither easy nor pleasant, and carries a certain amount of danger, but
in the end it is an advantageous decision. “What is desired is a mid-point, a ‘still
center,’ in which the conflicting values and attitudes can be reconciled. In Jung’s
terminology, this irrational point of reconciliation is called the Self” (Foster 579).
Water also plays a great role in Part V, “What the Thunder Said.” This
section begins with a long and rather repetitive entreaty for water among the
rocks. “He who was living is now dead / We who were living are now dying / With
a little patience” (Eliot 42). The need for water among a parched and dying land
symbolizes the need for revitalizing a dying culture as well as a need for rebirth.
Obviously, Eliot meant for water to play a major part throughout The Waste Land,
symbolizing both vitality and forgetfulness. Water has traditionally represented
new life; in the Bible, particularly the New Testament, believers symbolically shed
their old lives with baptism. “Following traditional theological exegesis, the
waters of The Waste Land are both the baptismal river and the blood of the
Eucharist. Echoing Dante, these waters mark the entrance to a regenerated
Earthly paradise at the end of purgatory” (Bloom 134).
Christian symbolism is once again evident when the narrator notices a
shrouded figure following his companion. “When I count, there are only you and I
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together / But when I look ahead up the white road / There is always another one
walking beside you” (Eliot 43). This is most likely a reference to Christ on the
road to Emmaus, in which He appears before two of His disciples, who do not
recognize Him as they walk together. Interestingly, the Hebrew word for
Emmaus, hammat, means “warm spring,” in keeping with the water theme. By
filling The Waste Land with religious themes, Eliot melds the past with modern
times. He is hoping for a rebirth of the lost human core, the basic and most
fundamental aspects of our humanity, lost since the rise of civilization and the
suppression of desires and instincts.
Compare the holy shrouded figure mentioned above with the “hooded
hordes” that swarm in the next paragraph. If one believes Eliot’s notes that this
paragraph focused on the decline of eastern Europe, “The hordes represent,
then, the general waste land of the modern world with a special application to the
breakup of Eastern Europe, the region with which the fertility cults were
especially connected and in which today the traditional values are thoroughly
discredited” (Knoll 78). The swarm of hooded figures, like the traditional plague
of locusts, are a marked contrast to the figure of Christ. It is Dracula’s homeland,
Eastern Europe, that is now the “waste land.” Merely a few years earlier, in the
late 19
th
century, it was seen as a bastion of traditions and superstitions. Eastern
Europeans were generally a very religious and rigid people, with strict codes of
behavior and a firm belief system. In less than thirty years between the
publications of Dracula and “The Waste Land,” it has disintegrated and become
its antithesis, a largely disjointed and sporadic society, not bound by any
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cohesive elements. Eliot laments this breakup, but it is more than a mere
geographical imbalance. At its core, it is an imbalance of humanity; with the fall
of the East comes a fall inside all Western Europeans and Americans who have
been rooted in that tradition. No longer do we have an “east” in which to return.
Modern society is keeping us from discovering our inner selves.
In keeping with the theme of belonging to religious and traditional roots,
the final pages contain the phrases “Datta Dayadhvam Damyata” which stem
from a Hindu tale found in the Upanishads. Together they mean “giving,
compassion, and self-control.” The last phrase of the poem, “Shantih shantih
shantih” can be translated as inner peace. Thus The Waste Land, which began
so melancholy, ends with a note of optimism. It must be noted, however, that
this optimism only comes when religion and tradition are paramount. In the
Unreal City of London, there is no such promise of tranquility or understanding.
In this way, Eliot connects the religions of old with the modern era, and teaches
that we must return, at least in some form, to the ancient ways. We would then
have come full circle, been baptized by both water and fire, and achieved the
“peace which passes understanding.”
Eliot’s The Waste Land is a perfect example of modernist literature, with
its brutal themes, disjointed narration, and satirical attacks on society. However,
it is more than just a textbook example; it also defies modernism by
demonstrating a need for a return to traditional ideas and religion, without which
humanity is perpetually drowned in a sea of uncertainty. In that sense, The
Waste Land is the epitome of modernist literature – it embraces the 20
th
century,
64
yet recognizes the importance of the past. It is able to step outside of itself, and
tenderly show the raw side of modern life while also critiquing it.
From a Jungian perspective, The Waste Land is an attack on modern
society and its attempts to squash our inner humanity. Eliot is making a
passionate plea to return to the primitive state of humankind that dwells inside of
us. The writing gets more disjointed as it continues to flow backwards, back into
the ebb of time, ending with an entreaty for peace in one of the earliest religions,
Hinduism.
Another of Eliot’s poems, “The Hollow Men,” deals directly with the
Shadow, even naming and describing it. He wrote the masterpiece in 1925 after
having suffered a nervous breakdown when his marriage fell apart. This is
significant because it was the time when he had to face his own unstable psyche
and was considered a low point in his life (personally, but most certainly not
artistically).
The poem begins with a link to Conrad’s Heart of Darkness. “Mistah Kurtz
– he dead.” Kurtz and his depravity were the main focus of Heart of Darkness.
The novel describes a man’s journey into the deep, unexplored part of Africa and
his encounter with a soulless ivory merchant. The entire process is a meeting
with the Shadow, represented by Kurtz, who, as he dies, finally sees himself and
the world for the darkness they inhabit. His final words, “The horror! The horror!”
speak to readers across generations. Once again we hear echoes of the
Victorian fear of foreignness and the primitive. But Kurtz’s exclamation is not
actually about the African people or their cultures. He is seeing himself as a part
65
of all the misery and suffering in the world – not just as a hapless victim, but as
one of the root causes. Kurtz is a man who gave himself up completely to the
Shadow, like Hyde, but did not retain any sense of his identity. There was no
Jekyll hiding underneath the surface, helping to rid the world of Hyde. There is
only Kurtz, completely under the Shadow, and completely destitute.
Eliot continues on to describe the world the Kurtz saw at the very end of
his life, a world full of hollow, stuffed men. They “lean together,” symbolizing the
urbanization of Britain in the late 19
th
century, when many people left their farms
and rural areas to migrate to highly populated cities. But by taking people out of
their more primitive natural environment and thrusting them into a society of
rules, decorum, and stifling order, you have in essence removed their humanity,
their core, and their very reason for existence. They become hollow men, with
“dried voices” that “whisper” because they are too afraid to assert themselves
and speak their desires aloud.
In verse 31, Eliot describes how we should disguise ourselves as
scarecrows, wearing “Rat’s coat, crowskin, crossed staves / In a field” (Eliot
Hollow). This description forms a twofold purpose. First, it highlights the fact that
modern urban man is nothing more than an empty, hollow shell (interesting how
Eliot combines this critique with distinctly rural imagery). Second, it shows that
humankind has lost its identity and now must interact with the world through a
“disguise,” but this one involving two animals and a religious symbol (either the
cross of Christ or St. Andrew); the latter demonstrates how we use religion as a
tool or disguise, but we have taken away the basic, obvious message. Like
66
Utterson reading his dusty books on divinity, the cross is meaningless to the
modern world of unbelievers. “The Hollow Men is both a characterization and a
repudiation. Modern secular man performs his idiotic dance, his head filled with
straw, because he has rejected revelation for science, because he has ignored
the other world in order to try to make the most of this” (Waggoner 102).
In the third section, Eliot describes how the people are praying to broken
stone images. This coincides with the religious imagery described above. The
gods are broken and dead, worshipped only by empty, futile gestures. There is
no genuine life on either side. As the images are broken, so are the people
praying to them. They have not achieved individuation yet; they have no core
center, or Self. The Self is often portrayed as a circle, encompassing everything
that makes up an individual, with the Ego in the very center. Directly under the
surface of the Self is the collective unconscious. When that is frayed, the rest of
the Self shatters and crumbles. There is no longer a firm traditional foundation to
hold it together.
It is Part V of “The Hollow Men” that holds the greatest interest to us:
Between the idea
And the reality
Between the motion
And the act
Falls the Shadow
For Thine is the Kingdom
Between the conception
And the creation
Between the emotion
And the response
Falls the Shadow
Life is very long
Between the desire
And the spasm
67
Between the potency
And the existence
Between the essence
And the descent
Falls the Shadow
For Thine is the Kingdom
For Thine is
Life is
For Thine is the
(Part V, “The Hollow Men,” T. S. Eliot)
There have been numerous theories put forth about the origin of these
lines, but the most likely theory is that they are a conglomeration of many
different sources. The quote is xsimilar to one in Shakespeare’s Julius Caesar.
“For Thine is the Kingdom” is a part of the Lord’s prayer, which once again
references Christian beliefs. This prayer, however, is not to God; it is an empty,
hollow shell, just like the humans speaking it. It is a phrase remembered from
the past but no longer with any meaning.
Notice how in the last few lines the prayer is broken. It is no longer a
coherent idea, and is written like someone trying to recite it who has forgotten it.
The last vestiges of the hollow words are echoed without sentiment, without
prayer, and without faith. Science has replaced religion as man’s god, and not
without serious consequences. “But our scientism, our worship of the factual
knowledge…is not the only reason we are hollow men. We are hollow men, futile
men, made more futile by the knowledge of our own futility, because the
behaviorist’s conception of man and the physicist’s conception of the world, both
of which we accept, leave no room for any other than hollow men.” (Waggoner
117)
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The Shadow described here is an interactive barrier between thought and
action. It is not necessarily the creative force, since the ideas have already been
constructed. Neither is it the action itself, which comes afterwards. Instead, it is
the motivation for the action, the reason that people put their ideas into motion. It
is the drive that spurs us to move, to create, and to achieve.
Like The Waste Land, Eliot’s “The Hollow Men” is a poem designed to
mourn the loss of religious identity and primitive traditions in a modern world that
has largely forgotten them. Whatever relics are left, such as prayers or sayings,
are hollow and pointless. To return to vitality and potency, mankind must
embrace the past, with all its myths, legends, and archetypes. This is the only
way to unite with the Shadow aspects of ourselves and become a whole Self.
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Conclusion
From reading the modernist literature described in this thesis, one can
surmise that the turn of the twentieth century was a time period of rapid change
and progression. Between the Industrial Revolution, the replacing of religion by
science, and the numerous wars that plagued the era, it is easy to see the why
the authors would tap into a deep fear. This was the fear of the shadow of
mankind’s true self, his or her Shadow, capable of great evils and so much
violence, yet a creative energy that sparked great marvels, ideas, movements,
and inventions.
Modernism was seeking to stifle the individual’s desires. The rise of
“civilized behavior” and appropriate codes of conduct meant that there was no
release for the inner self. While society has always dictated certain behaviors as
taboo or forbidden, the repression felt at the turn of the 20
th
century was
especially strong. This was of great concern to Carl Jung.
With Jung’s belief in the collective unconscious, the threat of losing one’s
Self was more than an individual problem; it deeply affected society. Likewise,
society’s failings were instrumental in every individual’s psyche. Therefore, the
suppression of the Shadow by Victorian society was a serious problem, as it
inhibited the growth of numerous individuals. With the suppression of one’s
darker self came a dangerous neurosis that could potentially turn psychotic. It
was not healthy to hold the feelings and desires inside; a lifelong quest for
individuation and oneness with the Self was the only way to relieve the mental
tension.
70
While most stories contain universal figures or archetypes one way or
another, these late Victorian authors (James, Stoker, and Stevenson) were
especially concerned with the Shadow. But they were not seeking ways to tame
or suppress it. Their stories were about facing the Shadow and interacting with
it. They wanted their readers to come to grips with a part of themselves that had
been severely suppressed by society.
With The Turn of the Screw, James shows us a young governess who has
never been allowed to discover herself. All her life she has been sheltered and
forced to conform to society. When she is finally alone for the first time, and
forced to deal with problematic situations without assistance, she encounters her
Shadow in the guise of the ghosts of Peter Quint and Miss Jessel. They stand at
reflective surfaces because they are her inner self, all the passions and desires
that she has so long repressed. The stronger she rejects them, the more they
appear and take control of her life.
Dracula is about the journey into the Shadow and the consequences of
Victorian society’s ignorance of it. Harker travels to Eastern Europe to meet
Count Dracula, just as we each must lose our inhibitions and discover our early
roots to achieve individuation. Dracula was able to victimize society because no
one believed in his existence or knew how to deal with him. Using modern
methods to combat him was useless, and resulted in the death of Lucy and the
mental imprisonment of Mina. Only by traveling back to the Count’s homeland,
thus journeying into the Shadow to face it, are they able to defeat Dracula and
achieve a oneness with themselves.
71
Stevenson’s The Strange Case of Dr. Jekyll and Mr. Hyde looks at a man
torn apart (literally and figuratively) by his conflicting interests. On the one hand,
he wishes to remain a socially acceptable gentleman in the guise of Dr. Jekyll;
however, his darker half as Mr. Hyde is constantly pressuring him to be released.
In the end, it takes one to destroy the other, since they have not learned to
merge with each other as a Self. This story is a warning, not, as on the surface,
to any errant chemist who experiments on himself, but for any person who tries
to keep his Shadow suppressed, or who allows the Shadow to take full control.
One must keep a delicate balance, not allowing either side too much power.
The poetry of T. S. Eliot, especially The Waste Land and “The Hollow
Men,” tell the story of modern man and his downfall from primitivism to the
machine age. Once again, society keeps humanity in chains, binding us to its
whims and caprices, emptying us of our vitality and history. Without our primitive
selves, and this includes our archetypes, we become hollow and empty, with our
minds full of nothing of value. Eliot’s works are a warning to us to hang on to our
past, to reconcile with our Shadow, and to become whole Selves, before it is too
late.
All of these works carry a deep warning - a warning not to get lost within
society, not to become merely a pawn of the modern world. It is vital to keep our
humanity, and as Jung would argue, to become one with our Self. We must keep
our traditions alive, our religions relevant, and our past unified. The Shadow is
not something to be feared; it is necessary to embrace that aspect of ourselves.
Of course, Carl Jung put it best, “We carry our past with us, to wit, the primitive
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and inferior man with his desires and emotions, and it is only with an enormous
effort that we can detach ourselves from this burden. If it comes to a neurosis,
we invariably have to deal with a considerably intensified shadow. And if such a
person wants to be cured it is necessary to find a way in which his conscious
personality and his shadow can live together” (Jung, “Psychology” 12).
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