A Blueprint for Becoming a Hispanic-Serving
Research Institution (HSRI) System
Reimagining the University of California to
Serve Latinxs Equitably
2 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
Introduction
Hispanic-Serving Institutions (HSIs), which are broadly
defined as non-profit postsecondary institutions enroll-
ing a minimum of 25% Latinx undergraduates, currently
constitute 19% of all colleges and universities across the
United States and Puerto Rico. Historically, most HSIs
have been institutions with open and inclusive admis-
sions policies. Yet, a growing number of research 1 (R1)
universities, which are better known for their selective
admissions processes and historical underrepresenta-
tion of Latinx students, are now meeting the enrollment
thresholds for HSI designation. Despite increasing
Latinx undergraduate enrollments, Latinx graduate
students, faculty, staff and administrative leadership at
these institutions remain severely underrepresented.
This pattern is concerning given that research 1 universi-
ties play a critical role in producing the next generation
of researchers and professionals. Recognizing this
issue, national efforts involving R1 HSIs are aiming to
boost Latinx graduate and faculty representation at
these institutions. Yet, it remains uncertain to what extent
these R1 HSIs are changing their structures to achieve
these objectives, which points to a critical gap in educa-
tional research and policy that needs to be addressed.
As the public research university system in the state with
the largest Latinx population in the nation, the University
of California (UC) is similarly reflecting these broader
enrollment trends. UC educates an increasingly diverse
student body, including many historically underserved
racial minorities and those who are first-generation and
from lower socioeconomic backgrounds. Much of this
diversification at the UC is due to increased enrollment of
Latinx undergraduate students. Five of the nine under-
graduate campuses now meet HSI eligibility criteria, while
the remaining campuses are on paths to meet the 25%
undergraduate enrollment threshold soon. As these
institutions, which were historically predominantly attend-
ed by white students, now educate a significantly more
racially diverse student population, it is essential to
employ culturally responsive and asset-based approaches
in serving this multicultural, multilingual, and first-gener-
ation critical mass of students. Substantial efforts are
required to transform the entire UC system into a reflec-
tion of the state’s population and to establish structures
and environments indicative of servingness. This presents
ample opportunities for UC to actively engage in the
necessary process of institutional transformation,
ensuring optimal support for its students and remaining
the world’s leading research public university system.
Purpose of the Report
This report explores the concept of “servingness” within
the University of California (UC) system, which is on its
way to becoming a collection of fully-fledged Hispan-
ic-Serving Research 1 Institutions (HSRIs). This work
stems from a UCOP Office of the Provost planning grant
under the cross-campus leadership of Drs. Marcela G.
Cuellar (Davis), Frances Contreras (Irvine), and Juan
Poblete (Santa Cruz). The report begins with an intro-
ductory section, outlining the increasing presence of
HSRIs across higher education overall and, more
specifically, within the UC system. Following this, three
papers explore how servingess can be conceptualized
within UC, given existing inequities in outcomes. Finally,
the report concludes by offering a series of recommen-
dations aimed at establishing frameworks, structures,
and environments that truly embody the notion of serv-
ingness throughout the entire UC system.
Paper Summaries
In the first paper, Dr. Juan Poblete proposes that the
arrival of Latinx students into the University of California
marks a progressive development, democratizing
access and potentially paving the way for greater educa-
tional equity within the state. However, this development
takes place against the backdrop of substantial student
enrollment growth and a series of regressive dynamics
that have so far limited the positive social impact of that
access. These dynamics encompass factors such as
reduced per-student spending, decreased state funding
for public education, and the imposition of tuition increas-
es that place a burden on students’ families. Within this
context, two contradictory dynamics become evident: the
expansion of public education’s reach and the concur-
rent privatization of the concept of public education. The
attainment of Hispanic-Serving Institution (HSI) status
across the University of California system presents a
notable opportunity. By reconsidering the meaning of
“servingness,” this status can potentially initiate a shift
Executive Summary
3 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
back towards perceiving public education as an inher-
ently public good. This perspective views public educa-
tion as a collective investment that we undertake to
foster educational equity, uphold social justice, and forge
a more promising future for all residents in the state.
In the second paper, Dr. Marcela G. Cuellar and Mariana
Carrola (a UC Davis PhD student) present the notion
that within HSRIs there is a need to formulate a theoreti-
cal framework for the concept of servingness, given the
unique institutional characteristics shared by HSRIs and
key constituents that are understudied, such as graduate
students. By conducting a critical literature review of
existing research on HSRIs, the paper synthesizes key
themes, identifies gaps in knowledge, and begins to
contextualize the extent to which institutional transforma-
tion is occurring to intentionally serve Latinx communi-
ties at these institutions. The paper concludes with a
series of recommendations that focus on how research
can play a role in informing and guiding the transforma-
tion of UC institutional cultures and practices. This
approach aims to foster greater responsiveness while
simultaneously advancing scholarship on HSRIs. Addi-
tionally, these recommendations are intended to guide
the overarching process of institutional transformation
across higher education to better address the needs of
underrepresented communities.
In the final paper, Dr. Frances Contreras examines UC
data systems. This paper introduces a novel proposal for
a revamped data infrastructure that can effectively
assess servingness within the UC system. This section
provides an overview of the key data points, surveys, and
annual reporting mechanisms within the UC system as a
whole and across its individual campuses. These tools
have the potential to be harnessed for the purpose of
assessing, analyzing, and developing solutions-oriented
approaches to better serve and respond to the needs of
its Latinx students. Through a critical analysis of key
annual reports and pertinent data, this paper emphasizes
the potential value of such information in facilitating
rigorous self-assessment for campuses. This evaluation
pertains to the outcomes and experiences of students,
faculty, and staff while attending or working within the
UC system. Recognizing that UC’s aspiration to grow its
own pool of future academicians, top managers and
leaders, and to support innovation, it becomes evident
that adopting a systemic approach to assessing Latinx
progress for all concerned parties is imperative to the UC
system’s domestic and global prominence. This endeavor
serves as a cornerstone for bolstering the standing of
the UC system, both on a national and international
level, by ensuring that the advancement and welfare of
all those involved remain central to its mission.
Recommendations
The final section offers several recommendations for
enacting a 21st century vision for creating a HSRI sys-
tem. These recommendations represent a multifaceted
approach to guide UC in these endeavors.
Shared HSRI Vision
Establish a shared systemwide HSRI definition.
Defining and enacting an HSI identity varies across
institutions and intersects with other organizational
identities, such as R1 status, at UC. UC should estab-
lish a shared HSRI definition for the system and its
individual campuses.
Create actionable goals in line with HSRI vision.
UC should outline actionable goals that can be pursued
across the system and all UC campuses.
Develop a UC HSI Dashboard and produce annual
HSRI reports. UC should develop an HSI dashboard
monitoring progress and produce annual HSI reports
for each campus for the purposes of monitoring
progress.
Convene a systemwide HSRI equity summit. UC
should continue to invest in the UC-HSI Initiative,
which has successfully convened campus leaders in
several annual HSI retreats since 2017.
Latinx Student Supports
Advance undergraduate student success beyond
enrolling and graduating Latinx students. The 2030
UC Dashboard laudably aims to increase graduation
rates across the system and eliminate equity gaps
among underserved student groups, including Latinx
students. UC must expand its perspective on success
beyond these important measures to achieve greater
equity among Latinx students. Key indicators of
success to consider are fostering graduate school
access, enhancing career opportunities, civic engage-
ment, and more.
4 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
Increase student support. By implementing changes
in existing opportunities/programs that take into
consideration a growing Latinx student population and
the engagement of this student population in academ-
ic/career development programs, UC can more
intentionally support Latinx undergraduate and gradu-
ate students.
Reduce student debt. Reducing the prospect of
student debt would encourage enrollments and ensure
that low-income students are working fewer hours and
are able to focus on their academic coursework.
Direct more support and resources to Latinx
graduate students. UC should direct more support
and resources to support the academic and professional
development of Latinx graduate students.
Latinx Faculty and Staff Supports
Hire and retain more Latinx faculty. The UC 2030
dashboard boldly aims to invest in faculty hiring and
research. To achieve this goal and align with an HSRI
vision, UC must intentionally hire and retain more
Latinx faculty. This commitment must be championed
at all levelssystemwide, at the campus level, and
within individual departments.
Establish a faculty diversity task force. A faculty
diversity task force would be charged with critically
analyzing faculty diversity, retention, and progression
through the tenure track ranks.
Establish a staff diversity task force. A staff diversity
task force would be charged with analyzing staff
composition across campuses, with close attention to
mobility within UC.
Research Capacity
Provide funding for an HSRI research center. As
more research institutions become HSIs, the need to
understand these unique contexts will require research
and opportunities for cross-campus collaborations. As
UC campuses comprise almost 20% of existing HSRIs
in the nation, the system is further poised to lead in
research efforts on this institutional type. Funding for
the establishment of an HSRI Research Center will
create an infrastructure to support this type of research.
Incentivize research practice partnerships rooted
in the Latinx community and within Latinx-serving
institutions. It’s imperative to understand how UC’s
land-grant mission is intertwined with the identities of
Indigenous and historically underserved communities.
Specific to the HSRI identity and this report recommen-
dation, providing incentives and opportunities for faculty
and researchers to engage in more community-engaged
efforts will further advance the historic research and
land-grant mission of the system.
Data Infrastructure
Invest in HSRI data infrastructure for increased
accountability and agency. UC has made great
strides in creating dashboards that provide actionable
data. Building on these resources, UC should also
develop HSRI-focused data resources.
Establish a systemwide HSRI data task force. An
HSRI data task force would convene to assess the
status of UC across various metrics for its key partners
and collaborators (faculty, staff, students, partnership
program participants).
Articulate more structured and standardized
measures for evaluating HSRIs. These measures
should consider institutions, their programs, and
interventions meant to support the retention and
success of Latinx undergraduate, graduate students,
and faculty.
Hire institutional research (IR) staff at UCOP for
HSI analysis.
At this critical juncture, the UC system also has the
potential to emerge as the foremost HSRI system in the
nation, provided it rises to the challenge of serving its
Latinx students equitably. With several HSRIs, the UC
system assumes a crucial role and responsibility in
spearheading the development of new theoretical
frameworks, informing programmatic interventions, and
setting exemplary models and methods that can guide
the broader national postsecondary education landscape
as it endeavors to serve a growing Latinx population. By
undertaking these efforts, the UC system can uphold
and expand upon its legacy of excellence which has
been characteristic of the system since its inception.
5 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
Over the past two decades, the University of California
(UC) has progressed in its advancement of greater
inclusion and equity for historically underserved stu-
dents, including Latinx students. In fall 2020, 25% of the
UC system’s undergraduates were Latinx, compared to
12.3% in fall 2000 (UCOP, nd). These enrollments also
include many who are first-generation and from low
socioeconomic backgrounds. This demographic compo-
sition has led to the attainment of federal Hispanic-Serv-
ing Institution (HSI) designation for several UC campuses.
HSIs are broadly defined as non-profit postsecondary
institutions enrolling at least 25% Latinx undergraduates.
Five undergraduate campuses have obtained this
designation, and the remaining four campuses are on
the path to attaining this status in the near future. The
diversification of the UC system means that these
selective institutions that were predominantly white are
now educating much more diverse student populations,
which calls for more culturally responsive and as-
set-based approaches to serving this multicultural,
multilingual, first-generation critical mass of students.
Despite these strides, inequitable representation within
key positions and specific educational outcomes continue
to plague the UC system. For example, the composition
of the undergraduate student body is still not reflective of
California’s growing Latinx population of high school
graduates (Paredes et al., 2021). Remarkably, nearly
53% of the state’s high school graduates are now Latinx,
and 45% have met the A-G requirements, enabling them
to qualify for admission to the California State University
(CSU) or UC (UCLA HSI Task Force, 2022). Similarly,
while diversity among graduate students and ladder-rank
faculty has increased, the representation of Latinxs in
these influential roles continues to substantially lag
behind their undergraduate enrollment (Paredes et al.,
2021). Inequities in graduation rates between Latinx
students and other student groups also persist. The HSI
designation invites campuses to engage in the necessary
institutional transformation to achieve more equitable
access and outcomes for Latinx students (Santiago,
2012). The challenge therefore for the UC system is to
ensure that all campuses are critically reflecting on the
degree to which they are Latinx responsive, relevant,
and serving (Contreras, 2019).
As UC sets out to address these challenges, there is an
opportunity for the system to lead as a national model
for a Hispanic-Serving Research Institution (HSRI)
system. Given the critical role of research-1 (R1) institu-
tions in producing the next generation of researchers
and professionals, a few national initiatives are now
catalyzing the capacity of HSIs that also hold R1 status.
These initiatives aim to advance the progress of Latinx
graduate students and faculty. The National Alliance of
Hispanic-Serving Research Universities, for instance,
has set bold goals of doubling the number of Latinx
graduate students and increasing Latinx faculty by 2030
among the 21 HSIs that also hold R1 status (Alliance of
Hispanic Serving Research Universities, 2022). With UC
representing 19% of all HSRIs, it has the potential to
emerge as a leader not only among these institutions but
across broader national systems. The system has taken
a proactive stance by initiating UC-HSI Initiativea
platform designed to connect leaders across campuses
and to strengthen the capacity of UC to serve an in-
creasingly diverse population (Paredes et al., 2021).
Exploring the various avenues through which UC can
augment its servingness capacity will empower the
institution to fully leverage its potential as a trailblazing
Hispanic-Serving Research Institution (HSRI) system.
Servingness at HSIs
While most HSIs lack a historical mission to serve Latinx
students, scholars have theorized ways through which
these institutions can more effectively serve Latinx
students. This notion is encapsulated in a concept called
servingness (Garcia et al., 2019). Servingness is a
multidimensional construct that considers multiple forces
shaping HSIs and their ability to support Latinx students.
External to an institution, federal and state policy as well
as institutional governing boards influence HSIs and
servingness. Internally, servingness is embodied through
various structures, such as the mission and values of an
institution, HSI grants, the cultural relevance of curricula,
engagement with the Latinx community, and the compo-
sitional diversity of students, staff, faculty, and adminis-
trators. Consequently, these factors contribute to the
formation of environments that Latinx students encoun-
ter within HSIs, which can hold both validating and
racialized characteristics. The measurement of serving-
Introduction
6 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
ness can also encompass an array of academic and
non-academic outcomes.
Each of these elements of servingness are further
shaped by larger systems of oppression, including
settler colonialism and white supremacy (Garcia, 2018;
Garcia et al., 2019). These systems of oppression are
particularly entrenched in research universities across
various structures, including UC. Being California’s
land-grant institution, UC is deeply intertwined with the
history of settler colonialism, as these institutions were
established through the dispossession of Native lands.
(Nash, 2019). White supremacy is further embedded in
the design and culture of most institutions of higher
education. Cabrera et al. (2017) describe how definitions
of meritocracy are always informed by a white racial
frame and consistently evolve when intended outcomes
are no longer produced. Notions of meritocracy, for
example, are shaped by and reinforced by whiteness in
certain higher education cultural practices, such as
admissions processes (Cabrera et al., 2017).
Within UC, admissions and access for racially minori-
tized individuals have been hotly contested issues.
Twenty five years ago, California residents voted to ban
affirmative action in state institutions with the passage of
Proposition 209, which eliminated the consideration of
race in UC admissions processes. The elimination of
affirmative action immediately reduced the representa-
tion of students of color within UC. Lasting impacts are
also visible in hostile campus racial climates and under-
representation of faculty of color on these campuses over
time (Ledesma, 2019). Attempts to repeal the affirmative
action ban through recent ballot measures, such as
Proposition 16 in 2020, also failed. Though strides have
been taken to dismantle certain structural barriers, like
the recent elimination of standardized exam prerequi-
sites for admissions, there is still a significant amount of
work ahead to reshape the UC system in a way that
aligns with California’s demographics and actively
nurtures Latinx faculty, staff, and students. Comparable
obstacles are anticipated in other HSRIs, particularly
following the Supreme Court’s ruling against affirmative
action practices in higher education.
Purpose of This Report and Structure
This report will explore the concept of servingness
(Garcia et al., 2019) specifically within R1 universities
with a focus on the University of California (UC) system.
This work stems from a planning grant provided by the
UCOP Office of the Provost starting on July 1, 2021.
Under the cross-campus leadership of Drs. Marcela G.
Cuellar (Davis), Frances Contreras (Irvine), and Juan
Poblete (Santa Cruz), the planning grant aimed to:
1.
Engage in deep, conceptual, and analytical work to
fully understand the theoretical and empirical landscape
for HSRIs.
2.
Conduct a critical assessment of the UC system’s
ability to measure HSRI outcomes for all partners and
collaborators (students, staff and faculty).
3.
Provide recommendations for greater data transpar-
ency and access by suggesting a framework and
infrastructure for data mapping and analytics.
4.
Develop a blueprint for the UC system as it moves
toward becoming a premier Hispanic-Serving Re-
search system in the nation.
Three papers in this report address these activities and
deliverables as part of the grant:
1. Conceptualizing HSRI at UC
1.1. Develop a historical overview of Latinx arrival to the
system.
1.2. Examine investment and disinvestment of resources
in the past 15 years.
1.3. Develop a literature review of existing HSI scholar-
ship and identify gaps.
1.4.
Generate a blueprint for a 21st Century Vision for
UC to become the premier HSRI system in the nation.
7 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
2. Data Mapping
2.1. Examine the landscape of existing data sources
that can be used for assessing UC’s current state of
“servingness” and its possibilities and challenges for
HSRIs.
2.2. Propose how these sources can be aggregated and
presented as an HSI data module that is more acces-
sible for research, policy and practice.
In the first paper, Dr. Juan Poblete examines the socio-
historical developments leading to the formation of UC as
a HSRI system and calls for a recommitment to the
public good as integral to servingness. Next, Dr. Marcela
G. Cuellar and Mariana Carrola critically analyze litera-
ture on HSRIs and propose areas for future research
that can guide transformation towards servingness
within UC. Lastly, Dr. Frances Contreras proposes HSI
metrics that would enable UC campuses to monitor
progress in becoming more Latinx responsive and to
fulfill the concept of servingness. Collectively, these
three papers advance ideas on how servingess can be
conceptualized and enacted at UC. The report con-
cludes with recommendations that serve as a blueprint
for how UC can set an example in its efforts to become a
leading HSRI system in the nation.
8 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
a. I would like to thank my colleagues Marcela Cuellar and Frances Contreras for their collaboration in this project. Likewise, my thanks to Catherine Coo-
per for invaluable feedback and Mariana Carrola Flores for some of the UC data research.
The Arrival of Latinx Students to the University of California
System and the Future of California
a
Futures are coordination devices. They are central to the creation and sustenance of political projects and
material practices. They act as programs around which people, tools, finances, and organizations are
mobilized. The process of attending to futures forms an arena in which groups can construct a collabora-
tive agency where none existed before.” (Facer and Newfield, 79)
A
bstract: This paper proposes that the arrival of
Latinx students to the University of Californiaa
progressive development democratizing access and
potentially making possible higher levels of educational
equity in the statehas occurred in the context of
sizable student enrollment growth and a series of
regressive dynamics that have so far limited the positive
social effect of that accessamong them: lower
per-student spending, diminished state funding for public
education, and tuition increases burdening students’
families. More generally, the pipeline guiding Latin@
Californians from P–20 (preschool through graduate and
professional school) has been affected by increasing
levels of demand throughout the pipeline and decreasing
resources to address the needs and aspirations of a
significantly diversified population at the college level.
Two contradictory dynamics are manifest here: an
expansion of the reach of public education and the
privatization of the concept of public education. Hispan-
ic-Serving Institution status (HSI) across the University
of California system is a great opportunity, through
rethinking the meaning of ‘servingness,’ to begin a return
to an understanding of public education as fundamentally
a public good, i.e., one on which we collectively invest
because we strive for educational equity, social justice
and a better future for all in the state. Moreover, the UC
systemincluding, as of 2021, five of the 17 Hispanic
Serving Research Institutions (HSRI) listed among the
more than 560 HSIs nationally, many of which are
two-year community colleges)is destined to play a key
role in the evolution of the meaning and possibilities of
servingness in the Hispanic-Serving Institution category,
as the work of educational inclusion meets the mission
of high levels of research production.
During the late twentieth and early twenty-first centuries,
three long-term processes changed the University of
California. The first involved the demographic changes
in the state of California in the last 50 years, including
the ascent of Latinx populations to the largest ethnoracial
group in the state and their increased eligibility for and
access to the UC system. The second was a significant
defunding of public education. The third was the result-
ing relative privatization of funding for attendance to
public universities, as more and more of the burden of
covering the costs of attendance was shifted to students’
families through loans to pay for tuition. This paper
examines these three processes, situates them within
historical patterns of inclusion and exclusion, and explores
the implications, difficulties, and opportunities arising
from their convergence in the contemporary landscape.
The aim is to provide context for what the paper terms
Dr. Juan Poblete, Professor, University of California, Santa Cruz
9 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
as the “Arrival of Latinx Students to the University of
California” and the consequent evolution of the UC
system into the leading Hispanic-Serving Research
system in the country.
Six quick facts illustrate this complex and
contradictory situation:
Between 1970 and 2020, California’s population
doubled from 20 to 39.5 million, tripling its Hispanic
component;
Between 1992 and 2019, undergraduate student
enrollment at the UC grew from 125,000 to 226,000
(approximately 80%);
Between 1990 and 2009, per-student state funding for
UC students (adjusted for inflation) decreased by more
than 50%. In the late 1980s, state funding was as high
as $25,000 per student and fell to about $10,000 by
2015 (Johnson et al., 2014);
Today, Pell Grants are the federal government’s main
tool for helping low-income students pay for college. In
1980, Pell Grants covered more than 75% of the cost
to attend a 4-year public university; the current maxi-
mum award covers just 28%
1
;
In the last 40 years, nationally, per capita student debt
has skyrocketed,
Five of the UC system’s nine undergraduate teaching
campuses are Hispanic-Serving Institutions (at least
25% of their undergraduate students are Latinx) and
1 Source: www.universityofcalifornia.edu/double-the-pell
2 Source: Public Policy Institute of California, www.ppic.org/publication/californias-population
the other four are emerging HSIs, approaching that
status in the next few years.
The growth of California’s Latinx population in the last
fifty years is illustrated in Figure 1.
2
Since 1970, California’s Latinx population has tripled. This
transformation has sparked substantial inquiries into how
a prominent public education system like the University
of California, a public Land-Grant institution, can uphold
its dedication to the public and its mission of fostering
knowledge, prosperity, and societal welfare. What could
it mean for UC to become a Hispanic-Serving public
education system? How should we interpret the essence
of “servingness” embedded in this designation? This
paper explores a range of implications stemming from
this demographic and societal shift. The convergence of
three enduring processesdemographic shifts (leading
to the Latinx population becoming the largest ethnoracial
group in the state and to increased UC enrollment),
substantial disinvestment in public education, and the
partial privatization of funding for public higher educa-
tioncoinciding with the arrival of Latinx students to the
University of California, needs to be examined within the
backdrop of four broader historical trends that have
historically influenced the status of Hispanics in the state
and shaped their historically formed pattern of inclusion
with elements of exclusion.
1970
76
67
19
13
7
8
Share of population (%)
1980 1990 2000 2010 2020
White Latino Asian or Pacific Islander Black
Two or more races
Native American or Alaska Native
3
5
6
5
58
47
40
35
25
32
38
39
15
13
11
9
7
6
Source: Census Bureau decennial counts
Figure 1: California’s Population is Increasingly Diverse
10 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
Coloniality, according to Peruvian sociologist Aníbal
Quijano (2008), refers to the productive structure of
power resulting from what we now term as the continen-
tal expansion in the Americas of colonialism with the
accompanying racialization of labor. Coloniality not only
solidified the identity of the colonizing subjects (White
Europeans) but also defined the identity of the colonized
individuals (non-European, non-White others), categoriz-
ing them as subjects of political, economic, and cultural
exploitation at the hands of the former. Across the
Americas, this conquest was realized by instituting a
system that intertwined labor and racial difference at the
economic level, as well as knowledge and subjectivity at
the social level. As a result, the labor of some (Whites)
was deemed worthy of a full salary while the labor of
others (enslaved Africans and Native Americans, and
later Mexican Americans in the USA) could be minimally
remunerated or even exploited without compensation. A
Eurocentric ideology, dichotomizing concepts like
civilization/barbarism and modern/pre- or nonmodern
societies, further shaped the narrative concerning the
value of knowledge and the establishment of hierarchi-
cally ordered and racialized subjectivities and laborers
(Quijano 2008).
Proletarianization is the racialization-based process
through which California-based Mexican citizens who
were entitled to American citizenship due to the Treaty
of Guadalupe Hidalgo (1848) experienced gradual
dispossession, whether de jure or de facto, of those
entitlements and their ownership and property rights.
Consequently, they were assimilated to the social racial
classification, along with other Hispanic proletarian
immigrants, as citizens or non-citizens of second or third
category (Almaguer 1994). Proletarianization was the
manifestation of the coloniality of power, understood as
the capacity of coloniality to function even after the histor-
ical demise of colonialism, resulting in the constitution of
racialized subjects whose access to labor compensation,
property and social rights was negatively affected.
Studying the racialized restrictions on third world immi-
grants to the U.S. from 1924 to 1965 and the production
of illegality, Mae Ngai (2004) outlined the emergence of
the illegal alien as a racialized and discriminated against
actual presence that cannot turn itself into a full person.
This specific form of limited belonging was an “inclusion
in the nation [that] was simultaneously a social reality
and a legal impossibility,” and it generated what Ngai
calls “impossible subjects” (2004, 4).
Latinx immigrants have historically emerged as these
impossible subjects within the historical context of Califor-
nia. Similarly, a conspicuous contemporary case involves
undocumented students, who inhabit a dual status of
being a tangible social presence and simultaneously
facing legal precarity that renders their existence either
implausible or significantly limited. Thus, “the Integrated
Postsecondary Education Data System (IPEDS), the
National Center for Education Statistics’ (NCES) core
postsecondary education data collection program,
designed to help NCES meet its mandate to report full
and complete statistics on the condition of postsecond-
ary education in the United States for the Department of
Education” (IPEDS, 1), does not count undocumented
students, despite their relevance for states like Califor-
nia. Their case is a specific manifestation of a much
more generalized dynamic historically modulating the
forms of economic, social, political, and cultural belong-
ing and exclusion of Latinx populations in California.
Coloniality, proletarianization, impossible subjects, and
racialization processes, as well as the ensuing struggles
for equity and social justice, are then the historical roots
of the coexistence of dynamics of relative inclusion and
significant exclusion of Latinx populations in the state of
California today. In other words, the experience of Latinx
populations are characterized by limited participation
and access, as well as notable exclusion, whether in
historical or contemporary contexts, all of which are
shaped by the enduring influence of racial identification
within the framework of coloniality.
The UC has been a crucial space in which these dynam-
ics have unfolded and is now one of the central sites
where these issues can be redressed and the nation’s
ongoing struggle for equity and social justice can be
fought. These dynamics can be retraced from the
historical exclusion of Latinx students to their present-day
inclusion at the undergraduate level, thus showcasing
the gradual demographic arrival and integration of Latinx
students into UC. From 1980 to 2020, enrollment of
11 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
Latinx undergraduates at the UC grew by a factor of 10,
and their percentage of all undergraduates almost
quintupled (Table 1
3
).
At the graduate level, as expected, growth has been
slower but increasingly significant; the number of Latinx
graduate students enrolled in the UC system quadrupled
since 1980 and close to tripled as a percentage of the
total graduate student population (Table 2
4
).
Despite this expansion, both undergraduate and gradu-
ate students, and, even more significantly, faculty and
senior management, are categories in which Latinx
people are still underrepresented in the UC, considering
3 Source: The University of California Statistical Summary of Students and Staff. Fall 1981, 1990, 2000, 2010. Source 2020: Fall enrollment at a glance
| University of California
4 Source for 2020: Fall enrollment at a glance | University of California. Source: The University of California Statistical Summary of Students and Staff.
Fall 1981, 1990, 2000, 2010
5 Source: The University of California Statistical Summary of Students and Staff. Fall 1981, 1990, 2000, 2010. Source: UC workforce diversity | University
of California.
*Latinx is reported as Hispanic.
their demographic size in the state today. According to
the UC system, the two major categories of UC person-
nel are: 1) Academic: including academic administrators,
regular teaching faculty, lecturers, and other teaching
faculty, student assistants, researchers, librarians,
cooperative extension researchers, university extension
faculty, and other academic personnel; and 2) Non-aca-
demic: including senior management (SMG), manage-
ment and senior professionals (MSP), and professional
and support staff (PSS). How underrepresented Latinx
people are in the UC system in those two key personnel
categories in the last four decades can be clearly seen
in Tables 3–5
5
.
1980 1990 2000 2010 2020
Total 66,993 88,858 106,351 126,702 123,372
Latinx 5,474 10,876 16,734 22,721 29,856
% Latinx 8.2% 12.2% 15.7% 17.9% 24.2%
1980 1990 2000 2010 2020
Total 38,719 41,089 41,989 54,883 59,267
Latinx 1,633 2,443 2,681 4,084 6,751
% Latinx 4.2% 5.9% 6.4% 7.4% 11.4%
Table 2: All UC Campuses Fall
Enrollment–Graduate Level*
Table 4: University of California
Non-Academic Personnel
1980 1990 2000 2010 2020
Total 27,225 37,908 44,960 58,687 73,012
Latinx 849 1,758 2,582 3,492 5,816
% Latinx 3.1% 4.6% 5.7% 5.6% 8.0%
Table 3: University of California
Academic Personnel
1980 1990 2000 2010 2020
Total 97,102 125,458 141,366 179,581 226,449
Latinx 5,355 14,284 17,402 31,909 56,667
% Latinx 5.5% 11.4% 12.3% 17.8% 25.0%
Table 1: UC Campus Fall Undergraduate
Enrollment: 1980–2020*
*Latinx reported as Chicano and Latin American for 1980 and 1990. Latinx reported as Chicano/Chicana and Latino/Latina for 2000. Latinx reported as
Hispanic/Latino(a) for 2020.
12 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
The arrival of Latinx students into the UC system,
constituting our initial long-term process, has always
been an inevitable demographic occurrence, intricately
interwoven within the broader historical trajectory of
constrained inclusion, often accompanied by marked
exclusion. However, this arrival has also been con-
strained in its potential for transformative impact, due to
its alignment with the concurrent unfolding of two other
processes: a noteworthy reduction in public education
funding and a parallel tendency towards the privatization
of financial support for public higher education. These
two latter dynamics are intricately connected.
Thus, according to UC data, adjusted for inflation, as
6 Source: https://accountability.universityofcalifornia.edu/2021/chapters/chapter-12.html#12.1.5
shown in Figure 2 below: “since 1990–91, total instruc-
tional expenditures per UC student have declined by
21%,” while “students and their families bear a greater
share of that cost.” In other words, California, as a state,
invests less in students (today, on a per capita basis,
less than 50% than in 1990) precisely when more
first-generation and working-class students of color are
entering the system, placing an increased financial
burden on them and their families to finance their educa-
tion (today, twice as much, through tuition increases and
loans, than they did in 1990) (See Figure 2
6
with infla-
tion-adjusted amounts).
State-provided education has nationally, on the other
hand, come to depend on the payment of tuition through
federal loans by the families of many of these newly
arriving students of color. As Josh Mitchell’s The Debt
Trap. How Student Loans Became a National Catastro-
phe (2021) makes clear, a vicious circle has developed
between underfunding of state schools and the growth of
tuition paid for by loans in both state and private schools:
“The more colleges raise tuition, the more Americans
borrow. The more Americans borrow, the more colleges
raise tuition” (2021,7). In that scenario, today “more than
two-thirds of undergraduates borrow, and those who do
graduate owing an average of $29,000. [...] A generation
2000 2010 2020
Total 5,312 9,285 16,801
Latinx 262 591 1,646
% Latinx 4.9% 6.4% 9.8%
Table 5: SMG & MSP (Managers, Senior
Professionals, and Senior Management Group)*
*In 2010, the UC recategorized some academic administrators (mostly
deans) from SMG staff to academics.
State General Funds Tuition/Fees (Cal Grants) Tuition/Fees UC General Funds
$7,500
$2,510
$7,420
$3,670
$21,100
201819
$8,140
$2,290
$6,230
$3,760
$20,420
201920
199091
$20,850
$430
$2,920
$2,450
$26,650
$16,030
$5,070
$2,340
$24,420
199596
$980
$18,530
$4,030
$2,370
$25,740
200001
$810
$12,530
$5,560
$2,660
$21,850
200506
$1,100
Figure 2: Core Fund Expenditures for Instruction Per Student
13 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
ago it was rare to owe $60,000 in student debt; now
more than seven million Americans owe that much”
(2021,7).
The interlinked dynamics of defunding and privatization,
operating on both a national and interconnected level,
have limited the potential impact of the arrival of people
of color and non-traditional students to higher education
in the U.S. This also pertains to Latinx students’ access
to California’s premier tier of public education. These
dynamics are analyzed in a series of important and
recent books such as Caitlin Zaloom’s Indebted, How
Families Make College Work at Any Cost (2019), Eliza-
beth Tandy Shermer’s Indentured Students. How Gov-
ernment-Guaranteed Loans Left Generations Drowning
in College Debt (2021); Josh Mitchell’s The Debt Trap.
How Student Loans Became a National Catastrophe
(2021), Tressie McMillan Cottom’s Lower Ed. The
Troubling Rise of For-profit Colleges in the New Econo-
my (2017), and Christopher Newfield’s The Great
Mistake. How We Wrecked Public Universities and How
We Can Fix Them (2016).
For Elizabeth Tandy Shermer, the multiple comparisons
sprouting from the end of the 20th century into the 21st
between indentured labor and educational debt have an
underlying commonality: as did workers of color in the
past, many students throughout the nation todayespe-
cially those from low socioeconomic backgrounds
(preyed upon by for-profit colleges more interested in
capturing federal loans than in effectively educating and
graduating students)—find themselves unable to escape
the debts acquired in the pursuit of their degrees, debts
that, instead of decreasing with time, tend to increase
through interests and penalties. As a result, “Student
debt has become one of the largest categories of Ameri-
can consumer debt, second only to home mortgages, in
the new millennium” (2021,3). Differences in families’
capacities to pay tuition mean that a working-class
family will pay more money over time than a wealthy one
for the same degree, increasing “the racial wealth gap,”
accomplishing the opposite of the historical promise of
education. Mitchell (2021) opens with the illustrative
case of an adult student, two years into an educational
loans-generated bankruptcy, who had gone into college
to get a BA and then to graduate school to get a degree
that would allow her to become a psychologist:
Exhibit 1 of her bankruptcy documents listed how
much she had sent over the years to Sallie Mae and
its spinoff, a company called Navient, to repay her
student loans. Month after month, year after year [for
seventeen years], she mailed off those payments,
each check for more than $700. After some 160
checks, she had paid $135,603.34. Most of it,
$100,000, went toward interest, padding the profits
of Sallie Mae. Her balance now sat at $96,820. (7)
Lest this be seen as an aberration exploited only in the
for-profit sector, Shermer clarifies that “By 2017 state-
school graduates [nationally] had an 11 percent default
rate, just a few points less than for-profits’ percentage”
(5). Likewise, it is not only a problem for working-class
families but one with the capacity to redefine the experi-
ence of middle-classness in the U.S., as Caitlin Zaloom
(2019) makes clear: “Today being middle class means
being indebted. It means feeling insecure and uncertain
about the future, and wrestling with the looming cost of
college and the debt it will require” (1).
Tressie McMillan Cottom’s Lower Ed. The Troubling Rise
of For-profit Colleges in the New Economy (2017) points
to the unexpected synergy between traditional higher
education in not-for-profit institutions and for-profit
colleges: “Lower Ed can exist precisely because elite
Higher Ed does. The latter legitimizes the educational
gospel [as a morally and financially sound investment]
while the former absorbs all manner of vulnerable
groups who believe in it: single mothers, downsized
workers, veterans, people of color, and people transition-
ing from welfare to work” (11).
After describing the history of the federal student loans
program, Josh Mitchell concludes:
The student loan program is the quintessential form
of crony capitalism. It privatized profits and socialized
losses. In an echo of the housing bubble, all the risk
fell to students and their families, who have been told
repeatedly that college and grad school are safe and
necessary investments. The narrative of higher
education as a ticket to the American Dream fueled
the exploitation of good intentions by bad actors. (18)
14 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
After showing how, in a tuition and loans system, racial
wealth inequality affects college affordability and post-
secondary educational success, including “students’ abil-
ity to attend college, complete their studies, and depart
with a reduced debt burden,” Fenaba R. Addo and Lorna
Jorgensen Wendt conclude their essay on “The Racial-
ization of the Student Debt Crisis” (2020) by stating: “A
debt-financed higher education system in a society with
extreme wealth inequality means those with fewer
resources are more likely to take on debt to access
postsecondary education” (211). Unfortunately, relative
defunding and privatization of cost have been two of the
contemporary forms of historical inclusion/exclusion or
qualified inclusion determining the social trajectory of
Latinx people in California.
In The Great Mistake. How We Wrecked Public Universi-
ties and How We Can Fix Them (2016), Christopher
Newfield traces the intertwined history of this double
privatization of public education as a social reality and as a
concept. He makes clear that this is not a problem exclu-
sively produced by a bad system of financing but, instead,
one generated by a fundamental change in our concept
of public education as, centrally, a private and individual
good instead of part of the common good. This point is
important for this paper’s argument because delivering on
the progressive and democratizing promise and potential
of the University of California becoming the premier
HSRI public education system in the nation depends, to
a significant extent, on the institution’s honoring of
education’s public good status. This promise depends on
UC’s commitment to shifting from a focus on equitable
access work to widely distributed excellence. After all, by
2019–2020 “The majority of Latinos earned their degrees
at a public institution. Over 70% of Latinos that earned a
certificate or degree did so at a public four-year (42%) or
public two-year (29%)” and “Over half of Latinos who
earned a degree [in 2019–20] did so at a Hispanic-Serv-
ing Institution (HSI). HSIs awarded 55% of the degrees
Latinos earned in 2019–20” (Excelencia, 2022, n.p.).
Defying the dominant ideology about the origins of the
contemporary troubles in public higher education in the
U.S., Newfield sees those problems as not stemming
7 Source: www.equityinhighered.org/indicators/u-s-population-trends-and-educational-attainment/educational-attainment-by-race-and-ethnicity
from a lack of business acumen in the sector or from its
distance from market logic. Instead, for him they are the
direct reflection of the penetration of such logic into the
sector. This affects public higher education in two
connected ways: the relative privatization of funding and
the lack of understanding of what are the meaning and
goals of public education itself.
To Newfield, “the American Funding Model” of public
higher education is “broken”: “It has been broken by too
much private funding and service to private interests”
(2016, 4). His diagnosis: “Private sector ‘reforms’ are not
the cure for the college costs diseaseThey are the
college cost disease” (4). They lower educational quality
and raise costs. His concise formula for such an analysis
is: “low public funding equals high tuition equals high
student debt equals lower access equals lower college
attainment, period.” (12).
Newfield traces the origins of the ideological transforma-
tion that facilitated a substantial level of higher education
privatization back to the Reagan era and the era of
economic uncertainty. He clarifies that this transforma-
tion didn’t directly entail the transfer of public assets to
private ownership. Neoliberalism, one of the ideological
responses to such a situation, resulted in the white
middle class voting to lower their taxes and weakening
of support for public infrastructure more generally.
Ideologically, such diagnosis: “narrowed the value of
college to the individual’s private investment in their
future earnings while stigmatizing public benefits,
particularly racial equity via race-conscious admissions,
as attacks on private interests” (39).
Newfield argues that in continuous 20th century expan-
sion, by 1980, the U.S. was still a world leader in educa-
tional attainment, but by 2015 had moved into “a middle
of the pack” position (45). As we have seen, those same
four decades were also the years of the arrival of Latinx
students to the UC system. The promise of such an
arrival was to begin correcting the still very unequal
distribution of educational attainment nationally, as seen
in Figure 3 on the following page
7
:
15 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
The neoliberal response, as it did in many other areas of
life such as health and social services, misunderstood or
misconstrued the meaning and goals of public education
itself. Faced with budgetary crisis, partly produced by
the neoliberal cutting of taxes, educational leaders felt
compelled to embrace the neoliberal definition of public
education as a private good, something like an invest-
ment the individual made on their own future, and thus
something they should be willing to incur debt to pay for.
This, in turn, became the basis for justifying tuition
raises to address California’s decreased funding. This is
a cycle that has significantly privatized public education.
According to Newfield, tuition increases in the 1980s
and 1990s preceded and were initially independent of
the funding cuts (42). This cycle became part of the
informal agreement between state legislatures and state
higher education leaders; tuition raises could be justified
by state cuts, and the latter could be absorbed by tuition
increases, allegedly without affecting the quality of
education. Nationally, “state appropriations for public
colleges and universities declined by 25 percent in
constant dollars between 1989 and 2014. During the
same period, net student tuition doubled” (18).
The accepted main rationale, on both the state and
college sides, was that an education would eventually
amply compensate the individual beneficiary for the
investment and the temporary debt. For Newfield, this
was only one half of the historical understanding of such
rationale in the previous 20th century expansion of
public higher education. Forgotten was the second half
that insisted on private-nonmarket and public benefits for
all, such as democratization, a generalized intellect
based on skills and cognitive development, better health,
and a more informed electorate. What was forgotten
then was the dual nature of public education: “It has
obvious private good features like increasing a gradu-
ate’s future personal income, and it has an equally public
good status” (65). Newfield understands the notion of
public good as “a good whose benefit continues to
increase as it approaches universal access” (64). In fact,
those socially distributed benefits depend precisely on
public funding to achieve something close to universality
within a society. Absent public funding, higher education
transforms into a privilege distinguishing some from
others, instead of connecting them as a society and
benefiting all of them as a group. Using economist Walter
W. McMahon’s calculations of the benefits of higher
education, Newfield divides the yearly benefits into
thirds: private market benefits (as return on investment)
= $31,174 (in 2007 dollars); direct and indirect nonmar-
ket private benefits = $38,080, including the ability to
work in areas with high compensation, affording high
quality of life and services; and direct and indirect social
benefits = $31,180. More than 50% of the benefit of
higher education, according to McMahon, could be
< High School Associate
Doctoral
Bachelor’s
Master’s Professional
High School Some College/No Degree
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
All racial & ethnic groups
American Indian or
Alaska Native
Asian
Black or African American
Hispanic or Latino
Native Hawaiian or other
Pacific Islander
White
More than one race
Figure 3: U.S. Educational Attainment of Adults Ages 25 and Older by Race and Ethnicity, 2017
16 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
deemed externalities, i.e., benefits realized by others in
society as a result of the individual’s education. Newfield
concludes: “In sum, standard calculations of the value of
college are completely wrong. They miss about two
thirds of its overall value” (72).
Elizabeth Popp Berman’s book, “Thinking like an Econo-
mist: How Efficiency Replaced Equality in U.S. Public
Policy” (2022), elucidates the historical evolution of what
she terms “the economic style of reasoning” (13), which
has supplanted other conceptual frameworks, such as
“universalism, rights, and equality” (38), in shaping
public policy design in the United States since the
1970s. Unlike denunciations of right-wing neoliberalism
at the macroeconomic level, Popp Berman’s account
emphasizes, at the microeconomic level, the central role
played by center-left economists and thinkers in the
supposedly neutral privileging of “markets as efficient
allocators of resources’’ and efficiency itself as the
supreme value for all realms of life, including areas
“such as education or healthcare, that are not governed
primarily or solely as markets” (17).
The social and individual benefits of a public education,
its dependence on broad access and high quality mas-
sively distributed among the population, its contribution
to social mobility, and the democratization of the benefits
of economic development are part of what I termed as
the progressive and democratizing promise and potential
of the University of California. In particular, UC’s path to
becoming the premier HSRI public education system in
the nation is an opportunity to think about how a public
understanding of education and servingness (García,
2020) help us honor and enhance the social benefits of
education as a public good. Rather than constituting a
paradox, the notion of combining extensive inclusivity
with substantial research endeavors is exemplified by
the concept of HSRI, an educational classification that,
though still uncommon, is progressively gaining ground.
This term encapsulates a noteworthy endeavor in itself.
8 An R-1 institution is, according to the Carnegie Classication of Institutions of Higher Education, a university that produces “very high research activity”
(Carnegie)
The promise and potential of UC as an HSRI
system as seen in the example of UC Santa
Cruz
As a research-intensive (R-1) institution, UC Santa Cruz
is, as of 2022, one of 20 Hispanic-Serving Research
Institutions (HSRIs) and one of two HSRIs and Asian
American and Native American Pacific Islander-Serving
Institutions (AANAPISIs) elected to the American Associ-
ation of Universities (AAU). UC Santa Cruz has earned
international distinction for its high-impact research and
uncommon commitment to teaching, public service, and
social justice.
In 2012, as UC Santa Cruz anticipated reaching 25%
Latinx undergraduate student enrollment, a task force of
faculty, staff, and students was charged with planning how
the campus would implement its HSI mission (Reguerín
et al., 2020). The task force began by reviewing relevant
research models, empirical evidence, and best practices
to address the question “What accelerates or impedes the
academic and socioemotional success of our Latina/o
students?” It was the first time the campus systematically
used data disaggregated by race/ethnicity, socio-eco-
nomic status, and gender to study Latinx students’
academic pathways, complemented by the voices of
Latinx undergraduates, who developed and presented
their study of this question at the American Educational
Research Association (Reguerín et al., 2020). This work
allowed UC Santa Cruz to begin asking questions about
itself such as: What is the meaning of HSI servingness
and more specifically within an HSRI (Hispanic-Serving
Research Institution)? Our now 10-year long HSI trajec-
tory is captured by the further evolution of our initial
guiding question about what accelerates or impedes the
academic and socio-emotional success of our Latina/o
students to our current guiding questions:
What forces accelerate or impede the holistic success
of Latinx, low-income, and first-generation undergradu-
ate, transfer, and graduate students at UC Santa Cruz?
What educational interventions, student-centered
practices, and investments can increase UC Santa
Cruz’s capacity as a public R-1 institution
8
to support
successful academic and career pathways of Latinx,
17 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
low-income, and first-generation undergraduate,
transfer, and graduate students?
What structures, changes, and institutional
investments can increase the capacity of UC Santa
Cruz, as a public R-1 HSI, to serve as a UC and
national leader in redefining servingness, achieving
equity, and promoting social mobility?
The comprehensive redefinition of the purpose and extent
of our educational endeavors carries a significant
implicationthe potential for HSI initiatives to reintro-
duce and emphasize inquiries like: What is the meaning
and mission of public education? What are the connec-
tions among public education, the public who funds it in
California, and both of their futures? What does educa-
tional equity mean in this context and how do we
achieve it? It also means exploring the possibilities of
being a public, HSRI, and R1 educational institution and
system. This centrally involves exploring, expanding and
developing the meanings of “servingness” (García,
2020; Reguerín et al, 2020) by probing the fit between
the needs of our students and our institutional capacity
to satisfy them, in ways that lead to equity of results at
all levels of the educational process:
How do underrepresented students experience the
institution?
Are classes designed for the success of students from
underrepresented groups (URGs)?
Are departments and their facultythrough their
courses, schedules, curricular logics and course
sequences, and major requirementscognizant of the
differential impact they may have?
Are we ready to investigate our own practices and
premises to be more effective in our work towards
educational equity?
Are all campus divisions (academic, student affairs,
advising, etc.) coordinating?
How can we bridge their practices?
Since “race” can be historically seen as one of the
organizing principles structuring inequality in U.S. history
(Omi & Winant, 2014 )and, certainly, determining the
status of Latinx people in Californiaand given that “In
post-secondary education in the United States, the core
educational concepts of college, college students, and
education are racialized by the ideological values of
merit and equal opportunity [...] which block awareness
of structural racism” in education (Dowd and Bensimon,
p.1–2), UC Santa Cruz’s HSI Initiatives developed a set
of Guiding Principles for Becoming a Racially Just HSI
(Reguerín et al., 2020, p. 57):
Move from successful admission of racially diverse
students (our strengths) to equitable outcomes and
experiences across all racial groups (our challenge).
Raise awareness and consensus building by disag-
gregating data by race and other identities.
Reject attempts to mute race and highlight racial (in)
equities at every opportunity.
Improve inclusion and campus climate by redesigning
gateway classes and providing professional develop-
ment with faculty and staff to meet needs of all students.
Introduce socially and culturally informed innovations in
teaching and practice, including those centered on
minoritized ways of knowing and being.
Build on successes and acknowledge challenges and
issues revealed by ongoing inquiry.
As we undertake the revision of these principles to align
with the expansive evolution of our HSI endeavors,
which now encompass all educational levels (ranging
from undergraduate to transfer to postgraduate educa-
tion and faculty roles) and all facets (including admission,
the first-year experience, retention, persistence, profes-
sional preparation and timely and successful graduation,
as well as postbaccalaureate access and achievement)
within the educational pipeline, they vividly underscore
our dedication to confronting the interconnected structure
between “race” and unequal educational outcomes.
Moreover, these revisions serve to emphasize our
commitment, both as researchers and practitioners, to
scrutinize our educational practices to prevent any
participation in perpetuating social inequality and to
propel the cause of educational justice forward.
The choice to prioritize the examination of structural
disparities in access, opportunities, readiness, and
outcomes, and to subsequently scrutinize our institutional
practices through both cognitive and non-cognitive
lenses, with the objective of preventing the perpetuation
of inequality and initiating steps towards rectification,
stands as a pivotal embodiment of servingness at UC
Santa Cruz as an HSRI. Such work has allowed us to
18 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
improve many of our institutional practicesincluding
our gateway and other required classes in STEM,
introductory literacy and mathematics classes preparing
students from different backgrounds for success in
collegebuild a transfer-receptive culture (Herrera &
Jain, 2013), provide access to research and internship
opportunities, and address graduate students’ need for
writing support.
These efforts allowed us to see that if we want to be
more effective with all our students, we must change
institutionally. They helped us see that our problems
achieving equity of results were not centrally an issue of
students’ alleged under-preparation but instead of our
institutional relative (in)capacity to meet our students’
needs and hopes. Moreover, HSI workreorienting our
priorities to serve the needs of the students who need us
the most, often the majority of students in many of the
UC campuses nowalso holds the promise of improv-
ing educational attainment for all students. By concen-
trating on the quality and actual results of students’
learning experiences and support services, we improve
our capacity to foster success among all our students.
The Challenges We Must Meet
The array of challenges we must confront to fully harness
the potential of HSI efforts in substantially enhancing
equitable outcomes throughout the University of California
is extensive. In essence, we are tasked with achieving
9 Sources: California demographics: Public Policy Institute of California: www.ppic.org. Personnel: UCSC personnel prole 2019–20. Faculty welfare:
UCSC Committee on Faculty Welfare May 2018.
more with fewer resources to effectively meet the re-
quirements of a markedly diversified student population.
This paper has argued that the increasing levels of
student debt and underfunding per capita by the state
are fundamental challenges to the transformative power
of higher education in California. They are structural
conditions that no amount of HSI work can fully neutral-
ize. We must then recover our view of public education
as a fundamental public good, in which we collectively
invest because we strive for educational equity, social
justice, and a better future for all. The current Latinx
underrepresentation at all levels of university life poses a
significant problem that was notably evident at UC Santa
Cruz in 2019, as shown in Table 6.
9
Taking into account that UC Santa Cruz boasts a com-
mendable diversity profile in numerous categories within
the UC system, encompassing the percentage of both
undergraduate and graduate students, as well as
faculty members, it becomes apparent just how pro-
found and significant the imbalanced representation of
Latinx individuals within UC system truly is. The fact that
a considerable portion of our senior management
remains predominantly White implies that the input of
people of color is less impactful than what the state’s
demographic makeup necessitates. Furthermore, the
limited presence of Latinx graduate students introduces
complexities in terms of attaining improved representa-
tion among faculty members and senior administrators in
Race/Ethnicity
CA Population
(2019) PPIC
Ladder-Rank
Faculty
Lecturers
(Individuals)
Management
Senior Staff
(Individuals)
Professional
Support Staff
(Individuals)
Graduate
Students
Undergrad
Students
Latinx 39%
10%
(55 individuals)
31 35 759 10% 27%
White 37%
65%
(361 individuals)
221 373 1,369 40% 30%
Asian, P.I. 15%
17%
(100 individuals)
29 34 254 11% 28%
African. Am. 6%
3%
(18 individuals)
7 14 102 3% 4%
Native Am. 1.6%
2%
(11 individuals)
3 5 23 1% 1%
Table 6: Levels of Representation by Race/Ethnicity at UCSC in 2019
19 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
the future. While we have made strides in expanding
undergraduate access to UC, the composition of the
faculty has not experienced a similar democratization.
This imbalance leaves the few professors in place
shouldering an excessive load, sometimes grappling
with an overwhelming volume of student and institutional
demands on their time and attention.
A different challenge is highlighted in Laura Hamilton
and Kelly Nielsen’s Broke: The Racial Consequences of
Underfunding Public Universities (2021). The authors
use the case of the UC system to illustrate two opposing
but connected dynamics affecting public university
systems across the country. First, they discuss the racial
consequences of what they call “postsecondary racial
neoliberalism,” where using individual “merit” to launder
family and class privilege results in significant levels of
per capita defunding for under-represented students
who, lacking cultural, social, and economic capital
relative to most of their White peers, are most in need of
resources and support (20). Second, they highlight the
limitations and possibilities of what they call “new univer-
sities” such as UC Merced and UC Riverside, “schools
that pair high research ambitions with predominantly
disadvantaged student populations” (3). The limitations
are derived from the mismatch between student needs
and available per capita funding. They include “potential-
ly risky public-private partnerships (or P3) as a strategy
for building and maintaining large portions of campus”
(25), “austerity practices”, and “tolerable suboptimization”
of services such as “academic advising, mental health
services, and cultural programming” (25). The possibili-
ties, on the other hand, paradoxically reside in the
transformational potential of the work that is required to
make underfunding compatible with high research,
diversity with excellence, and racial inclusion with full
socialization of knowledge and creativity. Such potential
may entail successfully ‘breaking’ the mold of the tradi-
tional (predominantly White) research university.
Although the UC system is significantly more democratic
in demographic composition and in Pell grant recipients’
participation than other large higher education public
systems in the country and, certainly, is more inclusive
10 URS refers to historically underrepresented racially marginalized students.
than most research universities, it still has a hierarchy of
trajectory, endowments, and prestige that makes some
campuses (UC Berkeley and UCLA at the top) fund most
of their educational per capita expenditures with private
resources and out-of-state enrollments; while other
campuses such as Merced, Riverside and Santa Cruz
must fundamentally rely on decreasing state funding.
This situation risks what the authors call the perils of a
stratified UC system, resulting in an unequal “co-opetition,”
both cooperation and competition, for UC resources (86).
In that context, UC Merced and UC Riverside provide
“political cover” for UC by helping “produce favorable
optics at the system level, allowing the university system
to demonstrate its commitment to serving in-state
students, low-income students and URS.”
10
(75). Crucially,
however, they do so “with a fraction of the resources”
(75). Consequently, a specific subset of two or three
campuses becomes the nexus for the amalgamation of
both student population diversity and resource scarcity.
These campuses house a larger proportion of low-in-
come students, those who are classified as underrepre-
sented students, and in-state students. These individuals
receive education with considerably lower per capita
funding. Simultaneously, the entirety of the system
capitalizes on the political leverage that such allocation
facilitates, enabling the system to assert its demands at
the levels of state leadership and legislative bodies.
To begin meeting those challenges and actualize the
democratizing educational potential of UC becoming the
premier HSRI system in the country, we must first
understand why our HSRI status matters for all and not
just for URGs. To become an HSI, or more precisely, to
be recognized as HSI-eligible by the US Department of
Education, a post-secondary institution must meet three
criteria: 1) Demographic: a minimum of 25% of its
undergraduates must be Hispanic; 2) Economic: about a
third of the students must be low-income students
(recipients of Pell grants); and 3) Economic: relatively
low overall campus spending per student (core expens-
es). In other words, to become an HSI, such a college
must come close to the definition of the “new university”
Hamilton and Nielsen elaborate upon. It has to success-
fully combine access and excellence, the production of
20 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
high-level research and chronic underfunding, and the
creation of opportunities in the context of structural
limitations. Even with the limiting structural constraints of
the co-occurrence of increasing levels of student debt
and underfunding per capita by the state, with the arrival
of Latinx populations to the UC system, HSRI status for
UC is a recognition of the nature and importance of the
social and educational issues it is tackling, and the
crucial relevance of the new practices, challenges, and
solutions it may be able to identify in that process.
Second, the UC system must pursue six immediate goals:
Place the vision of equity of representation and the
mission of attaining quantifiable equity outcomes in the
near future at the center for the UC system at all levels:
senior administrators, faculty, staff, and graduate and
undergraduate students.
Champion that vision and mission throughout the
system, from the UC Office of the President to campus
chancellors and EVCs to deans and chairs.
Convene a UC system-wide equity summit that includes
HSI-related staff, faculty, and administrators across the
system to define “serving” in “Hispanic-serving” at all
and each of the UC campuses.
Invest in redistributing per capita student spending
across UC; in the system-wide HSI effort; in student
success at all levels; in the data generating and gather-
ing capabilities that create accountability and agency at
all levels of the UC educational practice.
Commit to a UC system in which diversity and excel-
lence are representative of the population of the state
in all campuses (not concentrated in 3 or 4 campuses
that are asked to do the work of diversity for the
system), a system in which research opportunities for
undergraduate and graduate students are equally
distributed across all campuses and elds, and one in
which actual social mobility results from equal funding
per student across all campuses.
Reduce student debt, particularly for low-income and
rst-generation students and students from URGs, and
tie it to access to graduate/professional school to not
only increase graduate enrollments but also assure
career advancement and success.
A UC HSRI system—while structurally limited by the
processes described in this paperremains poised to
seize a historic opportunity to make the arrival of Latinx
people to the UC system the occasion for a radical
expansion of the democratizing and transformative power
of public higher education in the state and the nation.
21 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
References
Addo, F and L. Jorgensen Wendt, “The Racialization of the Student Debt
Crisis” American Council on Education, 2020.
Almaguer, Tomás. Racial Fault Lines. The Historical Origins of White
Supremacy in California, Berkeley: University of California Press, 1994.
Berman, Elizabeth Popp. Thinking Like an Economist: How Efficiency
Replaced Equality in U.S. Public Policy, Princeton: Princeton University
Press, 2022.
Carnegie Foundation for the Advancement of Teaching. For the Carnegie
Classification of Institutions of Higher Education see: https://carnegieclas-
sifications.iu.edu/
Dowd, Alicia. C., & Bensimon, Estela M. Engaging the “Race Question”:
Accountability and Equity in U.S. Higher Education. New York: Teachers
College Press, 2015.
Espinosa, Lorelle L., Jonathan M. Turk, Morgan Taylor, and Hollie M.
Chessman. Race and Ethnicity in Higher Education: A Status Report.
Washington, DC: American Council on Education, 2019.
Excelencia in Education, “Latino College Completion 2019–2020”, n.p.
July, 2022.
Facer, Keri and Christopher Newfield, “Introduction: The University at the
End of the World”, in “Global Higher Education in 2050: Building Universi-
ties for Sustainable Societies”, a special section in Critical Times, 5 (1):
78–86, 2022.
García, Gina Ann (ed.) Hispanic Serving Institutions (HSIs) in Practice.
Defining “Servingness” at HSIs, Charlotte NC: Information Age Publishing
Inc, 2020.
Hamilton, Laura and Kelly Nielsen. Broke. The Racial Consequences of
Underfunding Public Universities, Chicago: University of Chicago Press,
2021.
Herrera, Alfred and Dimpal Jain, “Building a Transfer-Receptive Culture at
Four-Year Institutions, New Directions for Higher Education, n162, 51–59
Sum 2013.
IPEDS. “Integrated Postsecondary Education Data System (IPEDS)”,
https://nces.ed.gov/statprog/handbook/pdf/ipeds.pdf
Johnson, H., Cook, K., Murphy, P., and Weston, M. “Higher education in
California: Institutional costs”, Sacramento, CA: Public Policy Institute of
California, 2014.
McMillan Cottom, Tressie. Lower Ed. The Troubling Rise of For-profit
Colleges in the New Economy, New York: The New Press, 2017.
Mitchell, Josh. The Debt Trap. How Student Loans Became a National
Catastrophe, New York: Simon and Schuster, 2021.
Newfield, Christopher. The Great Mistake. How We Wrecked Public
Universities and How We Can Fix Them, Baltimore: Johns Hopkins
University Press, 2016.
Ngai, Mae. Impossible Subjects: Illegal Aliens and the Making of Modern
America. Princeton: Princeton University Press, 2004.
Omi, Michael, and Howard Winant. Racial formation in the United States.
New York: Routledge, 2014.
Quijano, Anibal. “Coloniality of Power, Eurocentrism, and Latin America”,
in Mabel Moraña, Enrique Dussel, and Carlos Jáuregui, editors, Coloniali-
ty at Large: Latin America and the Postcolonial Debate. Durham: Duke
University Press, 181–224, 2008.
Reguerín, Pablo, Juan Poblete, Catherine R. Cooper, Arnold Sánchez
Ordaz, and René Moreno. “Becoming a Racially Just Hispanic Serving
Institution (HSI): A Case Study of the University of California, Santa Cruz”,
in Hispanic Serving Institutions (HSIs) in Practice. Defining “Servingness”
at HSIs, edited by Gina Ann García, Information Age Publishing Inc. pp
41–60, l 2020.
Tandy Shermer, Elizabeth. Indentured Students. How Government-Guar-
anteed Loans Left Generations Drowning in College Debt, Cambridge:
Harvard University Press, 2021.
Taylor, Morgan, Jonathan M. Turk, Hollie M. Chessman, and Lorelle L.
Espinosa. Race and Ethnicity in Higher Education: 2020 Supplement.
Washington, DC: American Council on Education, 2020.
Zaloom, Caitlin. Indebted, How Families Make College Work at Any Cost,
Princeton: Princeton University Press, 2019.
22 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
C
ommonly identified by their Latinx undergraduate
student enrollment of at least 25%, HSIs vary across
institutional characteristics, including degree offerings,
location, and institutional resources (Núñez et al., 2016).
Historically, most HSIs have functioned as open and
broad access institutions; however in 2022, a notable
development emerged as 21 HSIs were also classified
as research 1 (R1) universities (Alliance of Hispan-
ic-Serving Research Universities, 2022). Although a few
R1 universities have long been HSIs, such as the
University of New Mexico, the growing representation of
R1 universities is changing the landscape of HSIs and
higher education more broadly in key ways. For several
institutions who are members of the Association of
American Universities (AAUs), such as UC Irvine, UC
Santa Barbara and UC Santa Cruz, obtaining HSI status
is historic (Núñez, 2017). More attention is now directed
at these institutions, notably with the establishment of
the UC-HSI Initiative (Paredes et al., 2021) and, in 2022,
the Alliance of Hispanic-Serving Research Universities
(HSRUs), a voluntary association with the goal of
increasing the number of Latinx doctoral students and
professors at these universities by 2030 (Alliance of
Hispanic Serving Research Universities, 2022).
Apart from their robust research missions, R1 HSIs
typically boast greater financial resources and exhibit
selective admissions criteria compared to their non-R1
counterparts, as outlined by the Carnegie classification
description (nd). Whiteness also remains embedded in
the historical and cultural practices of most institutions,
despite changing student demographics (Cabrera et al.,
2017). Within R1 HSIs, this includes the underrepresen-
tation of Latinx graduate students (Garcia & Guzman-Al-
varez, 2019) and faculty (Zambrana et al., 2017). These
patterns are concerning given that research universities
play a critical role in producing the next generation of
researchers and professionals. Nevertheless, there is a
lack of comprehensive empirical research focused on
Hispanic-Serving Research Institutions (HSRIs), a term
introduced by Marin and Pereschica (2017), and their
diverse contributions to enhancing social mobility for
marginalized communities. The underlying concept of
the HSI designation posits that a heightened presence of
Latinx students will drive institutional transformation
aimed at providing improved support for this demographic
and other historically undeserved populations (Santiago,
2012). However, the extent to which HSRIs are actively
reshaping their structures to fulfill this objective remains
uncertain, highlighting a significant void in both educa-
tional research and policy.
The purpose of this paper is to advance conceptions of
servingness at HSRIs, with a focus on UC. We first
present and analyze the existing scholarship about
HSRIs to identify ways that servingness is conveyed and
manifested at institutional and individual levels. Given
that the research on HSRIs is relatively nascent, we also
consider research on the experiences of Latinx individu-
als (students, staff, faculty, and campus leadership) at
Marcela G. Cuellar, Ph.D., Associate Professor, University of California, Davis
Mariana Carrola, Doctoral Student, University of California, Davis
Advancing Servingness at Hispanic-Serving Research
Institutions (HSRIs): A Call for Research and Action across
the University of California
23 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
research universities to begin to contextualize some of
the ways in which HSRIs may be changing. In synthesiz-
ing key findings from existing scholarship, we propose
areas for future research and practice that can advance
transformational changes reflective of servingness at UC
and HSRIs more broadly.
Literature Review Parameters
We began our literature review by searching for
peer-reviewed scholarship that focused specifically on
HSRIs, including organizational and individual levels of
analyses. We incorporated literature that either explicitly
outlined institutions situated at this juncture or provided
information about the institution in a manner that facili-
tated our ability to confirm its status as an HSRI or a
developing HSRI at the time the publication was released.
We also expanded our search criteria to identify a broader
body of scholarship on Latinx individuals at R1s in an
effort to contextualize this growing body of HSRI litera-
ture. We specifically focused on literature published
between 2000–2022 to align with the timeframes in which
the representation of students grew exponentially at UC
(see Poblete chapter). We included search terms that
encompass these types of environments, such as R1,
elite, research, and selective universities. We first
searched for peer-reviewed, empirical articles in educa-
tion databases, such as ERIC, JSTOR, and google
scholar. We then looked at Latinx-specific journals, includ-
ing the Journal of Hispanic Higher Education, Journal of
Latinos in Education, and the Hispanic Journal of Behav-
ioral Sciences. We excluded articles that were not set in
or examined education issues related to research univer-
sities and did not include Latinx individuals at any level.
Including the broader body of scholarship on Latinx
individuals at research universities, our review resulted
in 172 articles that met these criteria. Eighty-two of these
articles were based at HSRIs (see Appendix A
for a list
of articles), while the remaining articles focused on R1
universities more generally (see Appendix B
).
For this report, our discussion centers on the 82 articles
about HSRIs. However, we also refer to the broader R1
literature to begin contextualizing the ndings within the
HSRI literature. It is important to note the growing interest
in HSRIs as a site of study, given the exponential growth
of studies published since 2000. Between 2000–2009,
merely four studies were conducted within the context of
HSRIs. This number jumped to 40 between 2010–2019.
In just two and a half years, from 2020 to August 2022,
there were already 39 articles published. Less than half
of the HSRI studies focused on the experiences of
Latinx individuals in these institutional settings, while
17.1% focused on the institutions themselves, and
another 13.4% focused on academic and community
programs at these institutions (see Table 1). In terms of
methodological approaches, just over half of the studies
used a qualitative approach, as shown in Table 2.
Table 2: Methodological Approaches
Utilized in HSRI Literature
Research Design # %
Qualitative 43 52.4%
Quantitative 24 29.3%
Mixed Methods 8 9.8%
Conceptual 5 6.1%
Report 2 2.4%
Total 82
Focus # %
Institutions 14 17.1%
Programs 11 13.4%
Classroom 21 25.6%
Undergraduate Students 20 24.4%
Graduate Students 4 4.9%
Faculty and Staff 9 11.0%
Multiple perspectives 3 3.6%
Total 82
Table 1: Focus of HSRI Literature:
Number of Publications
24 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
Emergent Themes
We identified several emergent themes across the HSRI
literature. As the scholarship addresses different levels
of analyses (institutional, programmatic, individual), we
present emerging themes corresponding to these foci.
Institutional Analyses
Almost one fifth of the HSRI literature focuses on
institutional level analyses. Institutional characteristics
of HSRIs are some of the features considered in these
studies, particularly the extent to which these institutions
have included or excluded Latinx students and other
historically underserved groups. Historically, most HSIs
have been community colleges and four-year teaching
universities (Marin & Pereschica, 2017), which are
commonly recognized by their accessibility for students
from these communities. By contrast, R1s have histori-
cally been less accessible for minoritized students,
including Latinx students, until more recently with the
increased enrollment of Latinx students across all
institutional types (Marin & Pereschica, 2017). While not
yet deeply explored in this scholarship, other important
institutional characteristics at HSRIs may include land-
grant status, whether they are public or private, and the
size of the campus population. Some of these charac-
teristics are more static while others may be in flux.
More importantly, organizational identity and institutional
capacity building are critical to understanding the level of
transformation fundamentally occurring at these institu-
tions to more intentionally support Latinx individuals and
communities (Hurtado & Ruiz Alvarado, 2015). Some
HSIs are distinguished by enacting institutional cultures
that reflect Latinx cultures and values (Garcia, 2017;
2019). Garcia et al. (2019) additionally elaborate on how
the concept of servingness can be interpreted within an
HSI context, illustrating its manifestation through mecha-
nisms like culturally relevant programs and pedagogical
approaches. Through case studies, several articles
consider some of the broader challenges and opportuni-
ties that HSRIs may face at the intersection of their
organizational identities as HSRIs. The organizational
identity of HSIs may also be perceived distinctly by
individuals given their own roles and positionality within
an institution (Hurtado & Ruiz Alvarado, 2015). Institu-
tional analyses thus showcase the multiple and complex
identities of HSRIs and how these can influence the
goals of the university, allocation of resources, and
program development.
Advancing Access and Excellence
A recurring theme within the literature grapples with the
intersectional institutional identities of the R1 university
designation (Carnegie, 2009) and an HSI designation,
which can be seen as contradictory due to the conven-
tional belief that being recognized as an R1 institution
signals prestige, while identifying as an HSI is often
perceived as the opposite (Marin & Pereschica, 2017;
Zerquera et al., 2017). Several studies found a stigmati-
zation around the HSI designation and recognition as an
HSI or having high enrollment of Latinx and other
Students of Color (Doran, 2015; Marin & Pereschica,
2017), which is connected to broader racialized patterns
in U.S. higher education. The most selective and well-re-
sourced colleges in the country are more likely to be
racialized as white, whereas colleges and universities
that serve larger populations of Students of Color tend to
be broad access and less selective (Garcia, 2019).
Furthermore, the assessment of an institution’s worth
frequently aligns with its institutional racial categorization
(HSI, HBCU, PWI), mirroring the hierarchical distribution
of resources and reputation among institutions. As
highlighted by Garcia (2019), this underscores the
argument that just as individuals and groups are subject
to racial categorization, universities also undergo a form
of racialization, leading to tangible consequences for
their organizational frameworks.
As HSRIs negotiate their multiple institutional identities
as both prestigious institutions that are increasingly
enrolling a more diverse student body, Núñez (2017)
describes this as “a watershed moment in higher educa-
tion.” Specifically, HSRIs demonstrate the potential to
simultaneously advance access and excellence as not
mutually exclusive ideals (Martinez & Garcia, 2020;
Núñez, 2017). A report published by the Rutgers School
of Education Center for MSIs (Minority Serving Institu-
tions) highlights how several HSRIs intentionally work to
serve both missions of access and excellence (Martinez
& Garcia, 2020). Outside of Puerto Rico, for example,
Florida International University (FIU), an HSRI, was
recognized for graduating the largest number of Latinx
students with STEM degrees (Martinez & Garcia, 2020).
While programs at certain HSRIs demonstrate intentional
25 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
efforts to support Latinx students, the report does not
address the process of how these institutions became
HSRIs or what particular structures within the R1 environ-
ment have been changed to best support an increasingly
racially/ethnically diverse student population. The integra-
tion of servingness in HSRIs is thus an aspect that
needs more theorization and empirical examination. This
includes expanding servingness to include key members
of HSRIs, such as graduate students and faculty, and
integrating the research mission of these institutions.
Negotiating Multiple Institutional Identities
A few articles investigate some of the tensions that may
emerge as institutions become HSRIs. The pattern for
how institutions arrive at this intersection of organization-
al identities, however, varies. Some HSIs may become
R1 institutions while in other instances, R1s become
HSIs. These patterns towards an HSRI intersectional
identity may yield different challenges and opportunities
in servingness.
HSIs Becoming R1s. A few articles focus on long-exist-
ing broad-access HSIs and their process of attaining R1
status, specifically centering on the challenge of remain-
ing accessible with increased demands for research.
Motivation to achieve R1 classification among several
public institutions largely stems from changing state
higher education policies and budgetary constraints as
R1 universities offer greater opportunities for funding
and research (DeTurk & Briscoe, 2019; Doran, 2015).
One study at the University of Texas at San Antonio
(UTSA), an HSI striving for R1 status, found that some
administrators had deficit perspectives of Latinx students
rooted in deep-seated racism (Doran, 2015). Moreover,
the mission of excellence as pursued by an R1 is often
perceived as being inharmonious with the HSI mission of
accessibility for historically underrepresented students
(Doran, 2015). Another concern that arose was that an
increased focus on research would result in decreased
emphasis on teaching and service at HSIs (Doran, 2015).
Similarly, another study concerned with tensions of the
R1 status with accessibility found that after 10 years of
attaining R1 status, UTSA maintained its high enrollment
of Latinx students; however, there were fewer Latinx
students admitted from the local community, suggesting
that some of the historical mission changed in the
transition (DeTurk & Briscoe, 2019). Further examining
how other HSIs who became R1s grappled with their
historical and emerging missions can provide a richer
understanding of organizational identity and change.
Other aspects of R1s, specifically the infrastructure to
support research, have been less explored. One study,
nonetheless, examined the transition of a broad-access
HSI becoming an R1, shedding light on the opportunities
and challenges with the institution’s greater focus on
research (Bernal & Ortiz-Torres, 2009). In 2006, the
University of Puerto Rico, an HSI and primarily a teach-
ing college at the time, transitioned to a research-inten-
sive university. Faculty faced infrastructural challenges
to meet the new expectations of engaging in research
projects, grant writing, and publishing at a level that had
not been previously expected of them. The university
also lacked structural resources to support faculty
research. The organizational journey of the University of
Puerto Rico demonstrates the critical need for HSIs
seeking R1 classification to build infrastructural capacity
to support Latinx faculty and students engaging in
research. Given that the R1 classification is contingent
on the quantity of graduate programs and enrolled
graduate students, it becomes crucial to delve into how
HSRIs deliberately bolster outreach and admissions
processes at the graduate level, while also providing
essential support for the academic and professional
growth of Latinx graduate students.
R1s Becoming HSIs. The process of R1 universities
attaining HSI designation is less documented in the
literature. UC campuses becoming HSRIs largely reflect
this pattern (Paredes et al., 2021). As more Latinx
students enroll at UC, more campuses are becoming
HSRIs and engaging in activities to increase Latinx
enrollments (Paredes et al., 2021). At least one study,
however, has considered the perspectives from adminis-
trators on what the attainment of HSI status means for
R1 universities (Marin, 2019). According to several
university leaders at one of these HSRIs, the importance
of community involvement beyond the university and of
serving Latinx students requires intentionality and
continuity. Marin and Pereschica (2017) further detail
how other organizational actors, such as graduate
students, influence changes at these types of HSRIs.
Given the growth of HSRIs, it is important for universities
and educational researchers to further examine and
26 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
understand the unique contexts and opportunities these
institutions currently offer and how they can further
develop to better support Latinx success.
Programmatic Explorations
Another strand within HSRI scholarship is the importance
of program evaluations. Some of the programs assessed
included undergraduate mentorship programs, teacher
education programs, community collaborations, depart-
mental outreach efforts, undergraduate research pro-
grams, and undergraduate resource centers. Several of
these studies shed light on the multigenerational mentor-
ing programs Latinx individuals, such as faculty and
staff, create on their own in an effort to build connections
and community in these historically white spaces and
disrupt notions of competitiveness (Ek et al., 2010;
Lopez et al., 2020). In addition, studies utilizing quantita-
tive research primarily examined the association between
program participation and student outcomes, such as
engagement in undergraduate research opportunities
and educational outcomes, such as graduation rates and
graduate school enrollment (Battaglia & Diaz Martinez,
2022). Most of these programs within HSRIs were
perceived as highly valuable and impactful to student
and faculty beneficiaries. While numerous recommenda-
tions exist for enhancing the effectiveness of these
programs, the potential to accommodate a larger num-
ber of students within HSRIs is somewhat constrained
due to the typically substantial student populations.
Although the contexts of these programs are clearly
described in articles, there is limited examination of the
research university context and HSI designation and
how these identities influence programmatic structures
and resources. In fact, only four of the 11 articles fo-
cused on programs connected to HSI efforts or funded
through HSI-based sources. These articles specifically
addressed cross-institutional efforts to expand represen-
tation of students in areas where they have been
historically underserved (Haq et al. 2021; Martinez,
2020), the impact of a Title V student center (Roberts &
Lucas, 2020), and departmental efforts to define and
infuse notions of servingness within a school of educa-
tion (Schall et al., 2021). The limited scholarship in this
domain points to a critical gap in understanding the
impact of different programs that have been established
at HSRIs and whether those funded through HSI-based
sources of support have been institutionalized. Further-
more, while a subset of these studies included graduate
or postdoctoral students, none focused solely on this
population, severely limiting a deeper understanding of
the ways in which HSRIs can enhance the success of
these integral members.
Individual Experiences and Outcomes at HSRIs
Aligned with the notions of servingness as discussed in
the broader context of HSI literature (Garcia et al., 2019),
another cluster of research delves into the experiences
and results encountered by individuals of Latinx heritage
within HSRIs. These investigations offer valuable insights
into the organizational dynamics of HSRIs and their
capacity to nurture Latinx individuals across various
roles, encompassing undergraduates, graduate students,
administrators, and faculty members. We discuss each
of these constituencies in the following sections.
Pockets of Community to Support Latinx
Undergraduates
Given the undergraduate 25% Latinx enrollment-based
definition of HSIs, it is not too surprising that a substan-
tial proportion of the HSRI literature considers the
experiences and outcomes of this group of students.
Latinx students often face unique challenges transition-
ing into, navigating, and thriving at highly selective
universities (Garcia, 2018; Jack, 2015; Kim et al., 2014;
Melguizo, 2007; Ramirez, 2013; Santa-Ramirez, 2021).
Holding individual students’ personal, familial, cultural,
and community backgrounds responsible for misalign-
ment with the norms, expectations, and culture of elite
college environments is another salient feature of these
students’ experiences in R1s (Garcia & Figueroa, 2002;
Jack, 2015; Lopez, 2013). Integration into elite research
universities often forces students to align with university
norms and expectations. However, the norms and
cultures of these institutions are rooted in Euroamerican
ideologies and practices that have historically excluded
or situated Latinx students and other Students of Color
as inferior. Such approaches need to be acknowledged
and challenged at HSRIs.
The larger challenges facing Latinx students at R1s
often persist at HSRIs. In one study at an HSRI, for
example, Latinx undergraduates (freshman and transfer
students) at R1 universities experienced various chal-
27 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
lenges in the college transition and navigation process,
including informational awareness of their institutions’
resources, programs, and development opportunities
(Solis & Duran, 2020). However, Latinx undergraduates
may find pockets of community and support at HSRIs,
including formal and informal spaces, such as mentor-
ship programs, resource centers, Latinx organizations
on campus, and peer/friend groups (Amaro-Jimenez et
al., 2021; Gonzalez et al., 2020; López et al., 2020;
López et al., 2021). Several studies show how Latinx
students are supported through these types of programs
in their academic journeys and highlight some of the
positive impacts, including increased sense of belonging
to the institution and to their fields of study, college
persistence, and development of research and critical
thinking skills (Amaro-Jimenez et al., 2021; Daniels et
al., 2016; Gonzalez, 2020; Maestas et al., 2007). Valu-
able relationships between students, staff, and faculty
have the potential to be developed organically through
these spaces. Yet, some of these spaces may require
external funding to support their creation, and institution-
alization at HSRIs may be limited in their capacity to
serve more students at large institutions. Furthermore,
construing the lack of exposure to elite environments as
the singular problem restricts the scope for tackling the
intricate web of social, systemic, and opportunity-related
frameworks entrenched within research institutions.
These structures often create formidable barriers that
impede the access and success of Latinx students at
these universities.
Limited Attention to Latinx Graduate Students,
Faculty, and Staff
While the HSI designation is based on undergraduate
student enrollment, Latinx graduate students, faculty, staff,
and administrators are crucial members of the community.
These individuals are also instrumental for undergraduate
success at HSRIs. In fact, it seems reasonable to posit
that, without a significant diversification across these
roles, undergraduate student success will not reach its
full potential. Yet, these individuals receive little attention
in the bodies of literature we examined.
In the U.S., Latinxs represent only 7.2% of all doctorates
awarded and 4% of all faculty (Santa-Ramirez, 2021).
At HSRIs, these figures remain low in comparison to
undergraduate enrollment, indicating a dire need to
advance graduate school access for Latinx students.
Latinx graduate students and faculty are also influential
actors within research universities (Marin & Pereschica,
2017). Graduate students, for example, contribute
significantly to universities through their roles as teach-
ing assistants, research assistants, mentors, and future
professors. In a qualitative study examining the implica-
tions of HSI designation for an R1, Marin & Pereschica
(2017) showcased the perspectives of graduate students
at an emerging HSRI. Graduate students emphasized
the need for the university to openly communicate its
emerging identity as an HSI to the larger campus com-
munity, and they also believed that the designation
would increase diversity on campus, which would benefit
the institution’s research mission. This study demon-
strates the importance of graduate students as institu-
tional agents within R1 universities gaining HSI designa-
tion. Beyond supporting HSRIs in teaching, research
and service, graduate students also require support from
the university for their own academic success. Conse-
quently, it is necessary to further understand and ad-
dress the socialization experiences, opportunity struc-
tures, and educational outcomes of Latinx graduate
students at HSRIs and emerging HSRIs.
Some of the HSRI literature also considers Latinx faculty
and administrator perspectives. Studies have explored
faculty perspectives on institutional or programmatic
structures in higher education (Krsmanovic, 2021; López
et al., 2021), the recruitment and retention of Latinx
graduate students (Valle-Riestra, 2011), and faculty’s
own agency during the process of institutional change
(Gonzales, 2012). Another study explored administrators’
perspectives on HSRIs’ organizational identity (Marin,
2019). A focus on staff is glaringly missing, despite the
important educational role these individuals occupy in
higher education (Hurtado et al., 2012). Further research
is thus necessary to understand the experiences of
faculty, staff, and administrators within the unique
context of HSRIs in order to develop intentional support
systems for their success.
28 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
Multigenerational, Reciprocal Mentorship among
Latinx Students and Faculty
A consistent theme across many studies focusing on
Latinx individuals at HSRIs underscores the vital need
for mentorship across all levels of the university. This
type of support is crucial not only for surviving but also
thriving and persevering in these historically white
spaces. The imperative spans across undergraduates,
graduate students, and faculty members alike. Mentor-
ship and guidance navigating the “hidden curriculum” at
the graduate and faculty level are critical for success
(López et al., 2020; López et al., 2021). One study that
examined the experiences of Latina faculty and staff in a
mentorship program for Latina undergraduates found
that Latina mentors were also beneficiaries of the
program (López et al., 2021). They cultivated community
on campus, which increased their sense of belonging to
their institution; learned how to be better mentors from
one another, and celebrated each other’s achievements
(López et al., 2021). While the program focuses on
student outcomes and benefits, Latinx faculty and staff
who were involved in these programs were also positively
impacted by these mentorship programs. The literature
unequivocally showcases the significance of mentorship
for Latinx graduate students and faculty. Nevertheless,
what remains absent from the literature is a direct
discussion about the institutional obligation of HSRIs to
actively cultivate and nurture purposeful mentoring
connections for individuals of Latinx background.
In sum, substantial research underscores the need for
Latinx individuals to change their behaviors and values
to align with R1 or elite university environments. However,
there is a dire need for institutional efforts to change and
adapt to better meet the needs of the increasingly
diverse student body at HSRIs. Less is documented on
the ways that cultures at R1s have been or can be
transformed to be more culturally responsive to the
needs of an increasingly diverse community on campus
and across society. Research within HSRIs, and at UC
more specifically, must guide transformational efforts
and illustrate the ways in which these institutions can
support the success of Latinx students, faculty, and staff.
A Ripe Moment for Advancing Institutional
Transformation and HSRI Scholarship
The work to increase the number of Latinx students at
the UC began decades ago (Force, 1997; García &
Figueroa, 2002). The Latino Eligibility Taskforce was
developed in 1992 to research the underrepresentation,
experiences, and challenges that Latinx students faced
in accessing and successfully completing their degrees
at UC (Force, 1997; García & Figueroa, 2002). One of the
recommendations made by the Latino Eligibility Taskforce
was to eliminate the SAT requirement for undergraduates
in order to increase eligibility for Latinx students (García
& Figueroa, 2002). Two decades later, this recommen-
dation was met; other issues, including the lack of
proportionate growth of Latinx UC students with that of
the state demographics, disparities in community college
transfer rates to the UC for Latinx students, and unequal
racial/ethnic distribution of Latinx students and Students
of Color among UC campuses, persist today (Force,
1997; García & Figueroa, 2002). The urgency claimed
two decades ago for institutions and researchers to
address Latinx eligibility and participation at the UC thus
remains. Given the increase of Latinx undergraduates at
the UC, this time is critical for pursuing organizational
efforts and producing research that accounts for the
unique context and opportunities at HSRIs.
With an increasing number of HSRIs becoming integral
to the higher education landscape, a burgeoning interest
in these distinctive environments has emerged within
research and national initiatives. Cross-referencing
Excelencia’s list of HSIs in 2010–11 and the Carnegie
Classification list, we found that there were only two
HSRIs during this time. Prior to 2010, only four research
articles focused on these types of institutions. The surge
in the exploration of this field has unfolded over the past
decade, gaining momentum particularly within the last
2.5 years, with nearly half of all related scholarship being
published since 2020. These trends highlight the oppor-
tune moment for advancing both practice and academic
inquiry regarding HSRIs, particularly within the context of
the UC system. UC has assumed a leadership role
concerning HSRIs through two crucial avenues. Firstly, it
has actively trained and recruited numerous scholars
dedicated to the study of HSIs, essentially solidifying
HSIs as a recognized area of focus within the realm of
higher education. Concurrently, five UC campuses have
29 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
achieved federal recognition as HSIs. As of 2022, UCs
collectively represented 19% of all HSRIs nationwide.
The production of scholarly work centered around
transformative shifts connected to HSRI endeavors is
thus intricately linked with the research mission and
future trajectory of the UC system.
Some of the emerging HSRI literature addresses the
organizational challenges and opportunities at the
intersection of HSI and R1 identities. The majority of
these studies concentrate on HSIs in Texas that are
undergoing the journey towards achieving R1 status.
This focus mirrors the backdrop of diminishing state
support and policies advocating for an increase in the
number of R1 universities within the state. This pattern
of institutional transformation represents a shift from
historically broad-access HSIs, that have largely provided
postsecondary access to Latinx students, expanding
their research capacity and opportunities to garner more
prestige and resources. By contrast, the UC campuses
were established as research universities from their
inception. Despite being lauded for their commitment to
serve the needs of the state as part of their land-grant
mission, most UC campuses have not equitably enrolled
students representing California’s demographics, partic-
ularly the growing Latinx population. While substantial
progress is being made relative to the increasing num-
ber of Latinx enrollments and more UC campuses
obtaining HSI designation (see Poblete chapter), much
work remains to ensure that HSRIs are transforming in
ways that not only enroll more Latinx and low-income
students but intentionally serve them as well. As HSRIs,
the UC campuses can advance access and excellence
(Núñez, 2017) as well as challenge exclusionary practic-
es and policies embedded in existing structures at
prestigious research institutions (Garcia, 2019). Many of
the current and future HSRIs follow this pattern of
transformation; yet, too few studies examine these
institutions. Thus, UC must lead and attempt to make its
campuses and the overall system more culturally re-
sponsive. In doing so, UC can serve as a site of under-
standing these transformational efforts and lead in devel-
oping research to inform how other historically white
institutions can become more culturally responsive and
racially just.
Expanding upon the emerging literature that focuses on
institutional analyses, research conducted within the UC
system has the potential to address significant gaps in
understanding. Some of UC Santa Cruz’s federally
funded HSI initiatives (Bhattacharya et al., 2020; Cooper
et al., 2020; Covarrubias et al., 2020; Reguerín et al.,
2020; Sánchez Ordaz et al., 2020) are featured in
Garcia’s (2020) edited volume. While advancing knowl-
edge on this important context, these single-site case
studies of UC Santa Cruz emphasize practical interven-
tions, therefore providing only a snapshot of UC HSRIs.
Research on several UC campuses, for example, can
produce multi-case examinations that are currently
lacking in this body of scholarship. Comparing and
contrasting how different UC campuses approach
servingness can provide more nuanced understandings
of the opportunities and tensions inherent in engaging in
transformational efforts. Moreover, it’s important to
recognize that research universities are not homogenous
entities, as evidenced by the distinctions between R1
and R2 categorizations. In this context, the UC system
presents an opportunity to investigate potential varia-
tions, given the presence of an R2 HSRI (UC Merced),
alongside several R1s that fall under the HSRI category.
Presently, national initiatives targeting HSRI efforts tend
to exclude R2 institutions, despite their robust re-
search-oriented pursuits. Much of the existing research
tends to be concentrated on either R1 or R2 institutions,
leaving room for exploration within this spectrum.
Additionally, UC can extend current institutional analyses
to include systemic explorations. The system-wide
UC-HSI initiative that brings together faculty and staff
leaders to share best practices across campuses can
offer other public systems of higher education models for
establishing larger scale HSI coordination. The context
of California and the state’s higher education policies
differ from other states and the other public systems in
the state (California State University and California
Community College). Nonetheless, such research on
various UC campuses and UC-HSI efforts can provide
insights for furthering systemic efforts to support individ-
ual campuses, systems of higher education, and the
postsecondary goals within a state. Internally, these
research efforts can inform initiatives to enhance their
efficiency and capacity for change. Lastly, the current
body of HSRI research has yet to delve deeply into the
30 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
multifaceted aspects of research universities. For
example, knowledge generation stands as a vital com-
ponent within numerous R1 universities. However, the
innovative approaches that HSRIs might be employing
to shape this endeavor in alignment with their HSRI
identities remain an underexplored area. Community
engagement, an important indicator of servingness at
HSIs (Garcia, 2016; Garcia, 2019; Garcia et al., 2019), is
also underexamined. Studies on institutional and sys-
temic analyses of the UC can thus contribute immensely
to various disciplines, higher education, organizational
studies, leadership, ethnic studies, as well as interdisci-
plinary studies.
Research centered on UC HSRIs should further expand
on theoretical and methodological approaches. For
instance, studies on HSRIs should adopt asset-oriented
and transformative frameworks (Hurtado, 2015; Núñez,
2017), countering past studies set at R1s that have
historically placed responsibility on individuals. In line
with the HSI designation, HSRIs must consider how they
can advance institutional changes that best support
Latinx individuals (Garcia, 2019; Santiago, 2012).
Additionally, when thinking about servingness at HSRIs,
institutions must also consider the various roles and
contributions of Latinx individuals at the university and
not limit the focus to undergraduate students. This calls
for centering those important groups of individuals that
are essential to the success of these universities, such
as graduate students, faculty, and staff to fully enact
servingness within HSRIs.
Furthermore, the UC system possesses the capacity to
take the lead and drive innovation in the forthcoming era
of HSI scholarship and scholars, much like its historical
track record. Notably, UC has played a role in nurturing
a significant number of foremost experts in the field of
HSIs across the country. Capitalizing on this established
legacy, it is imperative for UC to foster a supportive
environment for scholars throughout its network who
aspire to propel this scholarship into uncharted territo-
ries. Specifically, UC initiatives can provide backing to
scholars who are pioneering novel methodological
approaches to comprehend these contexts, as well as
those who are engaged in collaborative endeavors with
community partners.
In the face of the ongoing challenges posed by racial
unrest and the COVID-19 pandemic, HSIs emerge as
crucial settings to envision the future of higher educa-
tion. Given the inherent institutional diversity found
within HSIs (Núñez et al., 2016), it becomes imperative
to consider the intersections of identities while reshaping
these environments. Within the realm of HSRIs, such as
the UC campuses, achieving this requires a profound
grasp of both historical and contemporary oppressive
practices that can obstruct the ethos of servingness.
Research plays a pivotal role in the identification, com-
prehension, and mitigation of these intricate concerns
tied to systemic social inequalities, thereby enhancing
the preparedness of Latinx individuals at both the
undergraduate and graduate levels. In this pivotal
juncture for HSRIs research, the UC system is strategi-
cally positioned to lead and contribute to this discourse,
serving both as a site for exploration and a generator of
knowledge. By confronting historical and ongoing
challenges confronting higher education, UC can offer
innovative institutional models that foster access and
excellence, critically necessary for the demands of the
21st century.
31 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
References
Alliance of Hispanic Serving Research Universities (2022). Goals. https://
www.hsru.org/goals
Battaglia, S. J., Echegoyen, L. E., & Diaz-Martinez, L. A. (2022). Institu-
tion-wide analysis of academic outcomes associated with participation in
UGR: Comparison of different research modalities at a Hispanic-Serving
Institution. Scholarship and Practice of Undergraduate Research, 8–24.
https://www.ncbi.nlm.nih.gov/pmc/articles/PMC10121209
Bernal, G., & Ortiz-Torres, B. (2009). Barriers to research and capacity
building at Hispanic-Serving Institutions: The case of HIV/AIDS research
at the University of Puerto Rico. American Journal of Public Health,
99(S1), S60–S65. https://doi.org/10.2105/ajph.2007.121731
Bhattacharya, N., Sánchez Ordaz, A., Mosqueda, E., & Cooper, C.R.
(2020). Redesigning the gateway college Algebra course with inclusive
and asset-based pedagogy: Rethinking “servingness” at a Hispanic Serv-
ing Institution. In G.A. Garcia (Ed.), Hispanic Serving Institutions (HSIs)
in practice: Dening “servingness” at HSIs (pp. 97–116). Information Age
Publishing.
Cabrera, N. L., Franklin, J. D., & Watson, J. S. (2017). Whiteness in higher
education: The invisible missing link in diversity and racial analyses. ASHE
Higher Education Report, Volume 42, Number 6. John Wiley & Sons.
Carnegie Classication. (nd). Basic classication denition. https://carnegi-
eclassications.acenet.edu/classication_descriptions/basic.php
Cooper, C.R., Reguerín, P.G., Herzon, C., Sánchez Ordaz, A., Gonza-
lez, E. & Rocha-Ruiz, M. (2020). Unifying equity practice, research, and
policies at a Hispanic-Serving Research Institution for systemic serving-
ness. In G.A. Garcia (Ed.), Hispanic Serving Institutions (HSIs) in practice:
Dening “servingness” at HSIs (pp.173–192). Information Age Publishing.
Covarrubias, R., Vazquez, A., Moreno, R., Estrada, J., Valle, I., Zuñiga, K.,
(2020). Engaging families to foster holistic success of low-income, Latinx
rst-generation students at a Hispanic-Serving Institution. In G.A. Garcia
(Ed.), Hispanic Serving Institutions (HSIs) in practice: Dening “serving-
ness” at HSIs (pp. 313–336). Information Age Publishing.
Daniels, H., Grineski, S. E., Collins, T. W., Morales, D. X., Morera, O., &
Echegoyen, L. (2016). Factors inuencing student gains from undergrad-
uate research experiences at a Hispanic-serving institution. CBE—Life
Sciences Education, 15(3), ar30. https://doi.org/10.1187/cbe.15-07-0163
DeTurk, S., & Briscoe, F. M. (2019). Equity versus Excellence: Is
the pursuit of “Tier-1” status compatible with social justice? Jour-
nal of Hispanic Higher Education, 20(1), 112–128. https://doi.
org/10.1177/1538192719836197
Doran, E. E. (2015). Negotiating access and tier one aspirations:
The historical evolution of a striving Hispanic-serving institution.
Journal of Hispanic Higher Education, 14(4), 343–354. https://doi.
org/10.1177/1538192715570638
Ek, L. D., Cerecer, P. D. Q., Alanís, I., & Rodríguez, M. A. (2010). “I don’t
belong here”: Chicanas/Latinas at a Hispanic Serving Institution creating
community through muxerista mentoring. Equity & Excellence in Educa-
tion, 43(4), 539–553. https://doi.org/10.1080/10665684.2010.510069
Garcia, G. A. (2017). Dened by outcomes or culture? Constructing an
organizational identity for Hispanic-serving institutions. American Educa-
tional Research Journal, 54(1_suppl), 111S-134S.
Garcia, G. A. (2019). Becoming Hispanic-Serving institutions: Opportuni-
ties for colleges and universities. Johns Hopkins University Press.
Garcia, E. E., & Figueroa, J. (2002). Access and participation of latinos in
the University of California: A current macro and micro perspective. Social
Justice, 29(4), 47–59.
Garcia, G. A., & Guzman-Alvarez, A. (2019). Descriptive analysis of
graduate enrollment trends at Hispanic-Serving Institutions: 2005–2015.
Journal of Hispanic Higher Education, 20(2), 196–212. https://doi.
org/10.1177/1538192719835681
Gonzales, L. D. (2012). Responding to mission creep: Faculty members
as cosmopolitan agents. Higher Education, 64(3), 337–353.
Haq, A. A., Reitzel, L. R., Chen, T. A., Chang, S., Escoto, K. H., Solari
Williams, K.,D., . . . McNeill, L. H. (2021). “UHAND”—A national cancer in-
stitute funded partnership to advance cancer health equity through scholar
training. International Journal of Environmental Research and Public
Health, 18(10), 5054. doi: https://doi.org/10.3390/ijerph18105054
Hurtado, S. (2015). The transformative paradigm: Principles and challeng-
es. In A. Aleman, B.P. Pusser, & E. Bensimon (Eds.), Critical approaches
to the study of higher education. (pp. 285–307). Johns Hopkins University.
Hurtado, S., Alvarez, C.L., Guillermo-Wann, C., Cuellar, M., & Arellano,
L. (2012). A model for diverse learning environments: The scholarship on
creating and assessing conditions for student success. In J. C. Smart & M.
B. Paulsen (Eds.), Higher education: Handbook of theory and research,
(Vol. 27, pp. 41–122). Springer.
Hurtado, S., & Ruiz Alvarado, A. (2015). Realizing the potential of Hispan-
ic-Serving Institutions: Multiple dimensions of organizational transforma-
tion. In A.M. Núñez, S. Hurtado, & E. Calderón Galdeano (Eds.), Hispan-
ic-Serving Institutions: Advancing research and transformative practice
(pp. 25–46): Routledge.
Jack, A. A. (2015). (No) harm in asking: Class, acquired cultural capital,
and academic engagement at an elite university. Sociology of Education,
89(1), 1–19. https://doi.org/10.1177/0038040715614913
Kim, Y. K., Rennick, L. A., & Franco, M. A. (2014). Latino college students
at highly selective institutions: A comparison of their college experiences
and outcomes to other racial/ethnic groups. Journal of Hispanic Higher
Education, 13(4), 245–268. https://doi.org/10.1177/1538192714532815
32 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
Krsmanovic, M. (2021). Becoming a Hispanic-serving institution: A case
study of faculty perspectives on teaching philosophies and pedagogical
stance. Journal of Latinos and Education, 1–15. https://doi.org/10.1080/15
348431.2021.1899923
Lopez, J. D. (2013). Differences among Latino students in precol-
lege multicultural exposure and the transition into an elite institution.
Journal of Hispanic Higher Education, 12(3), 269–279. https://doi.
org/10.1177/1538192713481385
López, R. M., Honey, M. L., Pacheco, H. S., & Valdez, E. C. (2021).
Creando comunidad: Experiences of Latina faculty and staff mentors at a
Hispanic-serving institution. Journal of Women and Gender in Higher Edu-
cation, 14(1), 100–120. https://doi.org/10.1080/09518398.2020.1735566
López, R. M., Valdez, E. C., Pacheco, H. S., Honey, M. L., & Jones, R.
(2020). Bridging silos in higher education: using Chicana Feminist Partici-
patory Action Research to foster Latina resilience. International Journal of
Qualitative Studies in Education, 33(8), 872–886.
Marin, P. (2019). Is “Business as Usual” Enough to Be Hispanic-
Serving? Becoming a Hispanic-Serving Research Institution.
Journal of Hispanic Higher Education, 18(2), 165–181. https://doi.
org/10.1177/1538192719832250
Marin, P., & Pereschica, P. (2017). Becoming an Hispanic-serving re-
search institution: Involving graduate students in organizational change.
Association of Mexican American Educators Journal, 11(3), 154–177.
https://doi.org/10.24974/amae.11.3.365
Martinez, A., Garcia, N.M. (2020). An Overview of R1 Hispanic Serving
Institutions: Potential for Growth and Opportunity. Rutgers Center for
Minority Serving Institutions.
Melguizo, T. (2007). Latino and African-American students’ transfer
pathway to elite education in California. Change: The Magazine of Higher
Learning, 39(6), 52–55. https://doi.org/10.3200/chng.39.6.52–55
Núñez, A. M. (2017). Flipping the HSI narrative: An HSI positionality. As-
sociation of Mexican American Educators Journal, 11(3), 276–295. https://
doi.org/10.24974/amae.11.3.370
Núñez, A. M., Crisp, G., & Elizondo, D. (2016). Mapping Hispanic-Serv-
ing Institutions: A typology of institutional diversity. The Journal of Higher
Education, 87(1), 55–83.
Paredes, A. D., Estrada, C., Venturanza, R. J., & Teranishi, R. (2021).
La lucha sigue: The University of California’s role as a Hispanic-Serving
Research Institution system. Institute for immigration, Globalization, and
Education.
Ramirez, E. (2013). Examining Latinos/as’ graduate school choice pro-
cess: An intersectionality perspective. Journal of Hispanic Higher Educa-
tion, 12(1), 23–36. https://doi.org/10.1177/1538192712452147
Ramirez, E. (2017). Unequal socialization: Interrogating the Chicano/
Latino (a) doctoral education experience. Journal of Diversity in Higher
Education, 10(1), 25. https://doi.org/10.1037/dhe0000028
Reguerín, P.G., Poblete, J. Cooper, C.R. Sánchez Ordaz, A., & Moreno, R.
(2020). Becoming a racially just Hispanic Serving Institution (HSI): A case
study of the University of California, Santa Cruz. In G.A. Garcia (Ed.),
Hispanic Serving Institutions (HSIs) in practice: Dening “servingness” at
HSIs (pp. 41–60). Information Age Publishing.
Roberts, S. A., & Lucas, K. L. (2020). A Title V Center as a counterspace
for underrepresented minority and rst-generation college Students.
Journal of Hispanic Higher Education, 21(2), 198–211. https://doi.
org/10.1177/1538192720951307
Ruiz, M., & Valverde, M. (2012). Transformative Hispanic-Serving Institu-
tions: Realizing equity praxis through community connections and local
solutions. Journal of Latinos and Education, 11(3), 189–194. https://doi.org
/10.1080/15348431.2012.686366
Sánchez Ordaz, A., Reguerín, P.G., & Sánchez, S.E. (2020). Using inter-
active theater to strengthen holistic advising at a Hispanic Serving Institu-
tion. In G.A. Garcia (Ed.), Hispanic Serving Institutions (HSIs) in practice:
Dening “servingness” at HSIs (pp.79–96). Information Age Publishing.
Santa-Ramirez, S. (2021). Sink or swim: The mentoring experiences of
Latinx PhD students with faculty of color. Journal of Diversity in Higher
Education.
Santiago, D. A. (2012). Public policy and Hispanic-serving institutions:
From invention to accountability. Journal of Latinos and Education, 11(3),
163–167.
Schall, J. M., McHatton, P. A., & Sáenz, E. L. (2021). How a college of
education makes the Hispanic-Serving designation meaningful. Journal of
Latinos and Education, 1–12. https://doi.org/10.1080/15348431.2021.201
3227
Solis, B., & Durán, R. P. (2020). Latinx community college stu-
dents’ transition to a 4-year public research-intensive university.
Journal of Hispanic Higher Education, 21(1), 49–66. https://doi.
org/10.1177/1538192719899628
UC Ofce of the President. (n.d.). Fall enrollment at a glance. Retrieved
from www.universityofcalifornia.edu/about-us/information-center/fall-enroll-
ment-glance
Valle-Riestra, D. M., Shealey, M. W., & Cramer, E. D. (2011). Recruiting
and retaining culturally diverse special educators. Interdisciplinary Journal
of Teaching and Learning, 1(2), 68–87.
Zambrana, R. E., Dávila, B. A., Espino, M. M., Lapeyrouse, L. M., Valdez,
R. B., & Segura, D. A. (2017). Mexican American faculty in research uni-
versities: Can the next generation beat the odds?.Sociology of Race and
Ethnicity, 3(4), 458–473. https://doi.org/10.1177/2332649217716473
Zerquera, D. D., Arámbula Ballysingh, T., & Templeton, E. (2017). A
Critical look at perspectives of access and mission at high Latinx-enrolling
urban universities. Association of Mexican American Educators Journal,
11(3), 199. https://doi.org/10.24974/amae.11.3.367
33 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
T
he role of data in providing a better understanding
of how institutions and systems are serving its key
stakeholders has become increasingly important in the
higher education landscape. The proliferation of Hispan-
ic-Serving Institutions (HSIs) in the United States has
further led to the evolution of Hispanic-Serving Institu-
tional Systems. Yet, few systems have characterized
themselves as HSI systems and continue to witness
challenges to four- and six-year completion, particularly
among its Latinx student population. Therefore, it is
imperative to delve deeper into the data, employing
more deliberate and incisive methodologies. Such an
undertaking is necessary if institutions like the University
of California, along with other public higher education
systems, are to effectively realize the foundational
“serving” element embedded in the HSI identity.
Connecting data and systems to better understand
student outcomes and experiences is not new to the field
of institutional assessment. However, many institutions
and systems of higher education continue to struggle
with data collection, accuracy, reporting, utility, and direct
applicability to informing real time practice. In this new
era marked by the growing significance of data science
and data analytics playing an increasingly important role
in how we, as a society, learn, interact, manage health,
consume both information and products, it is imperative
to also assess how data tools might further optimized to
effectively serve students and key stakeholders across
postsecondary contexts and systems.
A core objective of this concept paper is to identify
elements of a “blueprint” to assist the University of
California in providing a transparent, thorough, and
data-driven approach to serving Latinx students aca-
demically and socially, while also equipping them with
mechanisms for career success. This analysis therefore
proposes to create an HSI Blueprint, a metric overview
for the UC system that would enable all campuses to
better understand its ability to be Latinx-responsive and
fulfill the concept of “servingness,” which Garcia, Nunez
and Sansone (2019) argue is a way to better understand
what it means to be Latinx enrolling to actually serving
these students (Garcia et al., 2019). This blueprint, in
other words, is meant to help the UC system think of
itself as an HSI system, thus unleashing the full potential
of such an identification for the state and the nation’s
higher education effort. Enhanced and easily accessible
data are also crucial for the university to maximize its
efficacy and ensure accountability to both the state and
its diverse stakeholders.
Relevant Literature
Various fields have employed the use of real-time data
to serve clients, patients, and students. In the field of
higher education, state and national systems of public
education have invested in data infrastructures that
enable leaders to better understand the return on
investments in education, the relationship between
educational level and economic outcomes, and the overall
positive externalities that a postsecondary degree(s)
affords the individual, their families, communities, states,
and the nation. In addition, education level has been
found to be highly correlated with democratic practices
such as voting, the existence of sustainable communi-
ties, and thriving economies.
Frances Contreras, Ph.D., Dean and Professor, UC Irvine
Developing a Data-Informed UC HSI System:
Examining Latinx Responsiveness to Enable Latinx
Stakeholders to Thrive at UC
34 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
In an era where the field of data science is also in-
creasingly relevant in higher education settings, tremen-
dous potential exists to use data to connect systems
within higher education, which will enable key leaders
and stakeholders alike to better understand student
navigational processes, transition points or challenges,
as well as institutional levers that may provide real time
intervention, support, and guidance. At the staff and
faculty level, better data systems also enable an institu-
tion to monitor its progress, pay, and composition in a
manner that is disaggregated across various individual
characteristics and identities. Transparent and accessi-
ble data also affords institutions the potential to examine
its progress toward becoming diverse and equitable
across the various stakeholder groups within universi-
ties. As Webber and Zeng (2019) note:
Higher education leaders must consider how data
analytics can be most effectively harnessed, how
strategies for good data governance and organiza-
tional strategies can support informed decision
making, and how and where issues of privacy and
security must be addressed. (p. 3)
The issue that institutional leaders face, particularly
when it applies to students, is the balance between
privacy and seeking solutions to challenges that stu-
dents face as they navigate their college experience. For
example, there are several key intervention points for
students as they navigate higher education pathways,
yet many of these experiences are part of distinct
systems or programs, and not connected to larger P–20
data systems. This makes it challenging for universities
to understand the inputs students have already had to
prepare them for higher education, and how additional
academic supports, advising, access to a set of pro-
grams and critical peer networks would further set them
on a pathway to thrive in higher education.
Data along these key intervention points are therefore an
important aspect for institutions to consider. This includes
the partnership efforts that the UC is engaged in, includ-
ing but not limited to the SAPEP programs, Puente,
Umoja, federal programs such as TRIO, Upward Bound,
GEAR UP, Mesa, as well as programs designed for
transfer students. These data would be useful to include
and quantify along the data continuum. Figure one
shows the range of inputs that students bring with them
to college, offering valuable insights that are pertinent
and beneficial for understanding and informing UC’s
already robust partnership efforts across the state.
Figure 1: Key Intervention Points in UC Student Pathway
Onboarding
• Major of Choice Access
• Academic Supports
• First Year Experience
Institutional
• Gatekeeper Courses
• Deficit Framing from Faculty
and Peers
• Climate: Real & Perceived
Stereotypes URM Students
Experience
• The Role of Space on Campus
• Major Pathways
• Ongoing Academic Supports
• Research
• Faculty Mentors
• Diverse Faculty
• Internships
• Campus Work Experience
• Scholarships
Access to Peer Networks
• Professional Network Building
K–12 INPUTS & PRACTICES COLLEGE EXPERIENCE PROMISING PRACTICES
Curricular Access
• Dual Enrollment Programs
w CCs
• Community & Cultural Wealth
(Yosso, 2005)
• Transition to College Programs
• College Information
• Parents as Partners
• Community Partners
Source: Contreras, F., (2022). Cultivating First Generation Students to Excel in the Academy.
35 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
An HSI data platform, for example, housed at one of the
research campuses, could serve to inform all of the HSI
systems in the state of California, including the K–12,
community colleges, CSUs, and UCs. Student pathways
are complex and interconnected; thus, approaches to
data should match this complexity in collection, report-
ing, analyses, and policy formation at the institutional
and public level.
Methods
Secondary data that is collected, reported, and housed
by the UC Information center (www.universityofcalifornia.
edu/about-us/information-center) was examined and
analyzed for the purpose of understanding the many
variables and tools that exist at the UC system level to
assist campuses in assessing their overall effectiveness
of serving students, and its stakeholders (faculty, staff
employees, etc.). Select reports were also examined to
explore the various reporting mechanisms that exist at
the systemwide level and at the campus level. A primary
emphasis is placed on data that specifically focuses on:
1. Students: Undergraduate, Graduate, and Alumni
2. Staff: Managers, Professional, Unionized
3. Faculty: Tenure-track, Non-Senate lecturers
4. Senior Management Group (SMGs)
Together, these categories represent key stakeholders
within UC campuses. The composition, experiences, and
navigational processes of each group is critical to
ensuring that data inform decision making, resource
allocation, and efforts to improve campus climates for all
stakeholders within their respective UC campuses.
The central research questions of this exploratory data
review are:
1.
What data are available to understand UC progress in
serving Latinx students?
2. What data are available to cultivate a Latinx faculty
pipeline for senior leadership?
3. What data should be available on the metrics of
students, staff and faculty?
4. What data would be useful for institutions to consis-
tently measure to understand levels of “servingness?”
This data examination explored the various reports and
mechanisms at the system level that may better empow-
er the UC system and its respective campuses to
directly assess how they are operationalizing key as-
pects of “servingness”a critical component of the HSI
and EHSI identities noted earlier in this report by Cuellar
& Carrola. Recommendations are included for the UC
system to consider in an effort to build out a data system
that is transparent, useful, in real time, and comprehen-
sive to ultimately serve all stakeholders across the UC
HSRI system.
The Use of Data in Student Success
Institutional data has been used to inform student aca-
demic supports, advising, and undergraduate experiences
as they navigate their respective UC campuses. These
data assist academic units as well as student affairs staff
to better assist students to successfully navigate their
majors to the point of graduation. Based on the annual
UCUES data, URM students of color on average have
more challenging experiences or a different sense of
belonging (Hurtado & Ponjuan, 2005) with campus
climates than their non URM peers, as reflected in Table
1. However, a more complex and nuanced analysis
would utilize additional variables to understand context,
major, and individual background characteristics (Nunez,
2009). These more complex analyses would provide rich
data and allow for greater understanding among staff
and faculty on how to serve Latinx students equitably.
36 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
What the UCUEs data suggests is the need for a more
complex analysis of these sense of belonging data by
academic majors, generational status, and gender to
better understand Latinx students’ academic self-concept
within each of their HSI campuses or EHSIs (Cuellar,
2014). Real time analyses may assist universities in
developing more culturally responsive infrastructures
that support student engagement, success, and overall
opportunities (research, social, or personal) to thrive in
the HSI context.
Assessment that is more complex, multi-dimensional,
and culturally responsive is necessary for UC campuses
to fully understand academic and navigational perspec-
tives of its Latinx students. While UCUES is administered
annually and available, it is up to the institutional re-
search units and student affairs to note the distinct
experiences of their students by various background
characteristics such as race/ethnicity, gender, disability
status, age, veteran status, etc. If a campus does not
have an active HSI task force composed of faculty, staff,
and students, for example, the likelihood of these data
being requested, analyzed routinely, and publicly avail-
able is greatly diminished.
An example of the UC Office of the President’s UC
Information Center capacity to be responsive to student
needs and assessment is the data infrastructure that has
evolved around first-generation students. The First-Gen-
eration dashboard was created and as of August 2022, it
enables public users of the site to disaggregate data by
race/ethnicity and select student characteristics. This is
a new feature of the UC Information Center’s suite of
pages that provides a more in-depth data overview of
first-generation students across the UC system. Given
that among Latinx undergraduates, over 60% are
first-generation students, this dashboard is particularly
useful to further assess the relationship between ethnicity
and first-generation status across select variables.
Table 2 presents a compilation of specific undergraduate
student data gathered within the UC system, encom-
passing individual campuses. This data serves the
purpose of pinpointing student outcomes and experiences
as they progress through their respective UC campuses.
Through an HSI perspective or under the guidance of a
dedicated research team, these surveys or data sources
could be examined through the lens of HSI Metrics. This
assessment would particularly focus on how effectively
Latinx students are navigating their UC journeys, evalu-
ating whether the public higher education system is
equipped with the necessary infrastructure for Latino
students to thrive and adequately prepare for various
postgraduate pathways.
Table 1: UCUES Survey Response—
“I feel I belong at this campus,” by race/ethnicity,
Select Years, (2018 & 2020)
Category Year #
At least
somewhat
disagree
African American
2018
2020
2,193
2,593
30%
29%
American Indian
2018
2020
368
325
25%
25%
Asian
2018
2020
20,963
24,677
22%
19%
Hispanic/Latino
2018
2020
14,549
17,865
23%
20%
International
2018
2020
5,016
5,545
19%
15%
White
2018
2020
13,909
14,637
20%
18%
Source: UC Information Center, October 2022.
37 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
Tool/Data Sources Administered/Collected Managing Unit
Application
Admissions
Enrollment
Graduation
Annually
UC campuses Enrollment
Management /Admissions (Dashboard),
UC Information Center
Persistence Annually (measures year-to-year persistence) Campuses, System
UCUES
www.ucop.edu/institutional-re-
search-academic-planning/ser-
vices/survey-services/UCUES.html
Annually UC Information Center, UC Campuses
Academic probation data Quarterly or Semester depending on campus system UC Campuses
Exit Surveys Upon departure from a UC Campus UC Campuses
First-generation college students
www.universityofcalifornia.edu/
about-us/information-center/
rst-generation-college-students
Quarterly UC Information Center
Transfer Student Data by Major
www.universityofcalifornia.edu/
about-us/information-center/trans-
fers-major
Annually last was 2021 UC Information Center
Transfer Action team Report
www.ucop.edu/transfer-ac-
tion-team/
Last one was 2013 UCOP
Divisional Major Migration
https://iraps.ucsc.edu/iraps-pub-
lic-dashboards/student-outcomes/
divisional-migration.html
UC Santa Cruz
Table 2: Select Undergraduate Student Data Collected
38 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
Graduate Students
The Latinx graduate student population has witnessed
stagnant growth across the UC since 1999, as evident in
Figure 2 (Contreras et al., 2022), raising concerns for
the UC’s potential faculty diversity. While the undergrad-
uate Latinx population has exceeded 25% composition
for the past four years, the graduate student data has
remained flat with little growth. If the UC system is to
diversify its faculty in the next decade, then the composi-
tion of the graduate student population and cultivating
doctoral students across fields should remain a high
priority for UC with a concerted plan for increasing
graduate student enrollments. Therefore, monitoring the
data on graduate student application, admission, enroll-
ment, and time-to-degree is essential for graduate
students, particularly doctoral students that have a
longer time-to-degree than those enrolled in one or
two-year master’s or three-year professional programs.
Metrics
Select data sources are also collected regularly by the UC
campuses and system through the UC Information
Center to assess the overall application admission,
enrollment, and graduation rates of graduate students at
the professional, master’s, and doctoral levels. There
are also surveys administered to graduate students,
such as the annual graduate student experience survey
housed by UCOP and the UC Information Center. Table
3 notes the systemwide tools used to assess the gradu-
ate student population trends and their experience.
Because graduate students also represent a potential
pool of future UC faculty, understanding their experiences
in their respective graduate and doctoral programs,
time-to-degree, and preparation for the academy or
professional fields will also assist UC campuses to better
understand how they serve their graduate and profes-
sional student populations and the degree to which
variation exists across key background characteristics
and variables.
Figure 2: Graduate Student Enrollment by Race/Ethnicity, 1999–2019
Hispanic/Latino(a)
Source: UC Information Center, 2021.
39 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
Tool/Data Sources Administered/Collected Managing Unit
Application
Admissions
Enrollment
Graduation
Annually UC Information Center; UC Campuses
Graduate Experience Survey Annually UC Information Center
Ph.D. Career Pathways Survey
www.ucop.edu/institutional-research-academic-planning/
services/survey-services/PCPS.html
Was administered 2017–2019
Council of Graduate Schools and UC
Information Center
Graduate Student Well-Being Survey
www.ucop.edu/institutional-research-academic-plan-
ning/_les/survey-documents-graduate/graduate_well_
being_survey_report.pdf
Last report was 2017 UC Information Center
UC Time-to-Doctorate
www.universityofcalifornia.edu/about-us/information-cen-
ter/time-doctorate
Annually UC Information Center
Survey of Earned Doctorates
https://sedsurvey.org/
Upon graduation External-NCES, NSF
Table 3: UC Systemwide Graduate Student Data Sources
Tool/Data Sources Administered/Collected Managing Unit
HR Data: Staff workforce proles
www.universityofcalifornia.edu/about-us/information-cen-
ter/staff-workforce-prole
Annually UC Information Center
State of the Workplace Survey
https://hr.berkeley.edu/deib/employee-experience/
state-workplace-surveys
Annually UC Berkeley HR
Work Reimagined UC Irvine UC Irvine Human Resources
Employee Engagement Survey UCOP UCOP Employee Relations Unit
Staff@WorkSurvey Annually UC San Diego
Work Environment Survey
https://oed.ucla.edu/surveys-research/work-environ-
ment-survey
Annually
UCLA Organizational Effectiveness &
Development (OED)
Table 4: Select Survey Tools Administered to Staff Across the UC System & Campuses
40 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
The Use of Data for Staff Advancement
Staff are the foundation of the university system, serving
all constituents, especially students and faculty. The aca-
demic enterprise functions because of the expertise of
staff across the UC system who administer key pro-
grams, manage academic units, ensure fiscal account-
ability, and are critical to the experiences of multiple
partners and collaborators within the UC campuses.
Staff data are primarily housed by HR systems on each
of the respective campuses. There are a number of
annual surveys administered to staff, such as the Staff
Engagement survey, which is systemwide, or various
institutional climate surveys administered by the cam-
puses. Recently, there have been several campus-level
surveys developed and administered to assess hybrid
work schedules and to develop a hybrid management
approach to academic and non-academic units within
the respective campuses. This is an area that would
provide valuable insights for UCOP to understand,
ensuring that, across the system, campuses strike a
balance between flexibility and the optimal support of
both undergraduate and graduate students.
The Employee Engagement Survey is a systemwide
annual survey developed by the Council of University of
California Staff Assemblies (CUCSA) and the system-
wide Employee Relations unit. The survey is designed to
assist employers within UC to understand the views of
staff on topics related to their employment such as
performance, career development, engagement and
communication. Table 4 provides an overview of select
survey tools and data sources on staff across the UC.
Faculty
Faculty are also a key component to understanding
“servingness” within the UC system. Not only are faculty
engaged in knowledge production and innovation, but
through the processes of research, teaching, and
service they are cultivating the next generation of
scholars. As the data on Latina/o faculty has consistently
hovered well below 7% throughout the history of UC,
despite the transformation of the UC and all public
systems of education in California into HSI systems
(Contreras, 2019), the limited presence of Chicanx/
Latina/o faculty leaves students with limited access to
role models, mentors, and instructors that may share a
similar lived experience, relate as first-generation
college goers, or fervently advocate for underrepresent-
ed student communities. Faculty of color are more likely
to mentor undergraduates, provide undergraduate
research opportunities, and engage in culturally relevant
pedagogy and practices in their research, teaching, and
service (Turner, 2018; Castellanos et. al., 2022). This
imbalance also generates an extra service and mentor-
ing load on those few faculty, which, in turn, may affect
their chances of promotion and success.
The data on faculty diversity encompasses a spectrum
of sources within the UC systemwide surveys, individual
faculty-related data from AP records delineating their
progression through merit reviews and promotions,
academic senate surveys, and climate surveys adminis-
tered by individual UC campuses. There is also opt-in
race/ethnicity data collected at the time of hire that
enables UC to monitor its faculty diversity over time.
Table 5 provides an overview of select data sources that
exist (or existed) for UC faculty.
41 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
An HSI Blueprint for Data Analytics at UC
The UC System has the potential to serve as a model for
the nation as it continues to evolve into an Hispanic-Serv-
ing Research Institution (HSRI) System. Building an
expansive data platform that builds upon the key variables
reported in the First-Generation Page launched in August
2022 is an important step to creating an HSI landing
page for data analytics. An HSI data reporting page and
system would be very useful to understanding HSI
indicators for the individual campuses and the system.
A UC HSI data system could also serve as a valuable
partner to an HSI Research Center where a team of
faculty, graduate students, and undergraduates examine
key indicators of student, staff, and faculty experiences,
outcomes, and challenges. The data system would serve
as a catalyst for real time analysis, trend reporting, and
a solutions-oriented approach to serving all those
involved in the efforts within the UC campuses and
across the system.
Recommendations
The following recommendations are intended to provide
the UC System with guidance on utilizing data to inform
various practices and efforts within the UC campuses
and across the system to better serve Chicanx/Latinx
students, staff, and faculty as well as cultivate a pool of
thought, practitioner, and industry leaders for California.
0. Develop a high-level task force capable of thinking
together the data, budget, academic and non-academic
possibilities and needs of a successful UC HSRI
thriving system.
1. Develop a System-wide HSI Data Task Force. An
HSI Data Task force would enable UC to have a stand-
ing committee composed of institutional leaders and
faculty on the data analysis that needs to be done at the
system level to explore how UC is serving all key
constituents, including students, staff, faculty, alumni,
prospective students, and community stakeholders.
Tool/Data Sources Administered/Collected Managing Unit
HR Data (Hiring, Race/Ethnicity) Annually HR; UC Campuses
Academic Personnel Data (Merit data, annual review and
tenure data)
Routinely
UC Campuses, also shared with UC
Information Center and UCOP
Faculty Climate Surveys Campus Specic Campus Specic
UC Accountability Report
https://accountability.universityofcalifornia.edu/2022
Annually also reports on other
stakeholders (students, etc.)
UCOP
Faculty and Instructor Remote Education Survey
www.universityofcalifornia.edu/about-us/information-cen-
ter/faculty-and-instructor-remote-instruction-survey
Was a response to the
COVID-19 change in instruction
modality
UCOP
Faculty Compensation Reporting
www.ucop.edu/institutional-research-academic-planning/
content-analysis/employees/compensation-reporting.html
Annually UCOP
Reports of the UC President’s Task Force on Faculty
Diversity
www.ucop.edu/academic-personnel-programs/_les/fac-
ulty-diversity-task-force/report.pdf
Existed in 2005–2006 System-wide Senate Task Force
Table 5: Select Data Sources on UC Faculty
42 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
2. Annual HSI and EHSI Dashboard. Investing in the
development of an annual HSI and EHSI dashboard and
annual report with key data indicators for establishing a
“Latinx Thriving UC System” is a first step to exploring
how the UC’s partners and collaborators are navigating
HSIs as well as their experiences within the UC cam-
puses.
3. Provide Funding for an HSI Research Center. A
research center housed at UC Davis due to the proximity
to the state capital and the expertise of Dr. Marcela
Cuellar would be the ideal location for a robust HSI
Research Center. This research center would allow for
cross campus collaboration, multigenerational research
teams, and innovative approaches to data analytics that
support and introduce real time solutions for the UC
campuses to better serve Latinx students equitably.
4. Institutional Research Staff Designated for HSI
analysis. An HSI Director of Data Analytics at the UC
Office of the President could support the campuses in
designing campus level analyses and assessment practic-
es, creating a more robust assessment infrastructure.
5. Develop a Task Force for Faculty Diversity. From
2005-2006, a Task Force to the UC President examined
the status of faculty diversity across the UC. This report
provided a comprehensive assessment of faculty diversity
across UC. Because the UC system has made little
progress in increasing the proportion of Latinx faculty
across a 30-year period, a standing task force is warrant-
ed to provide recommendations for investment, improv-
ing department cultures, and ensuring transparent merit
and review practices within and across the UC system.
The above recommendations are designed to expedite
the evolution of the UC into a thriving HSRI system,
ensuring that Latinx students attend campuses equipped
with structures that foster success for them and other
first-generation students. Additionally, these recommen-
dations prioritize faculty diversity and offer staff the
opportunity to advance within all employment categories.
The establishment of a research center and key task
forces would facilitate the UC in effectively putting the
“S” in HSI into practice, serving not only students, but all
of its partners and collaborators genuinely, and serving
as an exemplar for public higher education systems.
References
Cuellar, M. (2014). The Impact of Hispanic-Serving Institutions (HSIs),
Emerging HSIs, and Non-HSIs on Latina/o Academic Self-Concept. The
Review of Higher Education 37(4), 499-530. doi:10.1353/rhe.2014.0032.
Garcia, G. A., and Vanessa A. Sansone, V. (2019). “Toward a Multidimen-
sional Conceptual Framework for Understanding ‘Servingness’ in Hispan-
ic-Serving Institutions: A Synthesis of the Research.” Review of Education-
al Research. https://doi.org/10.3102%2F0034654319864591.
Dowd, Alicia C., Keith Witham, Debbie Hanson, Cheryl D. Ching, Román
Liera, and Marlon Fernandez Castro. 2018. Bringing Accountability to Life:
How Savvy Data Users Find the “Actionable N” to Improve Equity and
Sustainability in Higher Education. Washington, DC: American Council
on Education, The Pennsylvania State University Center for the Study of
Higher Education, and the University of Southern California Center for
Urban Education.
Hurtado, S., & Ponjuan, L. (2005). Latino educational outcomes and the
campus climate. Journal of Hispanic Higher Education, 4, 235–251.
Jaegler, A. How to Measure Inclusion in Higher Education: An Inclusive
Rating. Sustainability 2022, 14, 8278. https://doi.org/10.3390/su14148278
Martinez, A., Canizares-Esguerra, J., Zamora, E., Gonzalez-Lopez, G.,
Gonzalez-Lima, F., Menchaca, M., Valdez, F., and Moran Gonzalez, J.
(2019). Independent Equity Committee at the University of Texas at Austin.
Hispanic Equity Report.
Webber, K.L. and Zheng, H. Z., (Eds.). (2020) Big Data on Campus: Data
Analytics and Decision Making in Higher Education. Baltimore: MD: John
Hopkins University Press, p. 3.
Zheng HY, Mayberry E, Stanley L. Building an agile data analytics envi-
ronment to support university decision-making: A case study of Ohio State
University’s rapid development of a COVID-19 dashboard system. New Di-
rections for Institutional Research. 2020 Fall-Winter;2020(187-188):31–42.
doi: 10.1002/ir.20345. Epub 2021 Nov 1. PMCID: PMC8652853.
43 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
Blueprint for a 21st Century
Vision for UC to Become the
Premier HSRI System in the
Nation
While increasing the enrollment of Latinx students at UC
is a critical step for educational equity and diversity,
there is more work to be done to have a sustained
impact and advancement of Latinx students, staff, and
faculty at UC. Keeping in mind the dual missions of
access and excellence as well as the classifications of
HSI and R1 is central to developing and supporting
sustainable efforts that will ensure the success of Latinxs
at the University of California.
The three papers in this report conceptualize serving-
ness at UC in different domains and offer several recom-
mendations for enacting a 21st century vision for creat-
ing a HSRI system. Based on these papers, the
following recommendations represent a multifaceted
approach to guide UC in these endeavors.
Shared HSRI Vision
Establish a shared systemwide HSRI definition.
HSI designation is based on undergraduate enrollment
per federal policy. Defining and enacting an HSI
identity varies across institutions and intersects with
other organizational identities, such as R1 status, at
UC. As such, it would be beneficial for UC to establish
a shared HSRI definition for the system and its individ-
ual campuses.
Create actionable goals in line with HSRI vision.
Along with defining what it means to be a HSRI, UC
should outline actionable goals that can be pursued
across the system and all UC campuses.
Develop an UC HSI dashboard and produce annual
HSRI/eHSRI reports. To assess progress towards
achieving the shared HSRI vision, UC should develop
a dashboard monitoring progress and produce annual
reports for each campus.
Convene systemwide HSRI equity summit. The
UC-HSI Initiative has successfully convened campus
leaders in several annual HSI retreats since 2017.
The UC should continue to invest in and support
these convenings.
Latinx Student Supports
Advance undergraduate student success beyond
enrolling and graduating Latinx students. The 2030
UC dashboard laudably aims to increase graduation
rates across the system and eliminate equity gaps
among underserved student groups, including Latinx.
UC must think about success beyond these important
measures to achieve greater equity among Latinx
students. Key indicators of success to consider are
fostering graduate school access, enhancing career
opportunities, civic engagement, etc.
Increase student support. By implementing changes
in existing opportunities/programs that take into consid-
eration growing Latinx student population and engage-
ment of this student population in academic/career
development programs, UC can more intentionally
support Latinx undergraduate and graduate students.
Reduce student debt. Student debt remains at an all
time high and compromises the ability of Latinx students
and families to successfully navigate UC. Reducing the
prospect of student debt would not only encourage
enrollments but would ensure low-income students are
working fewer hours and are able to focus on their
academic majors.
Direct more support and resources to Latinx
graduate students. The HSI designation is based on
undergraduate enrollment. At HSRIs, Latinx graduate
students are an important part of the campus commu-
nity and integral to the success of the knowledge
generation and teaching that occurs in these contexts.
UC should thus direct more support and resources to
support the academic and professional development of
Latinx graduate students.
Latinx Faculty and Staff Supports
Hire and retain more Latinx faculty. The UC 2030
dashboard boldly aims to invest in faculty hiring and
research. To achieve this goal and in line with a HSRI
vision, UC must intentionally hire and retain more
Latinx faculty. This commitment must be championed
at all levelssystemwide, campus, and departments.
Establish a faculty diversity task force. A faculty
diversity task force would be charged with critically
analyzing faculty diversity, retention, and progression
through the tenure-track ranks.
44 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
Establish a staff diversity task force. A staff diversity
task force would be charged with analyzing staff
composition across campuses, with close attention to
mobility within UC.
Research Capacity
Provide funding for a HSRI research center. As
more research institutions become HSIs, the need to
understand these unique contexts will require research
and opportunities for cross-campus collaboration. As
UC campuses comprise 19% of existing HSRIs in the
nation, the system is further poised to lead in research
efforts on this institutional type. Funding for the estab-
lishment of a HSRI research center will create an
infrastructure to support this type of research.
Incentivize research practice partnerships rooted
in the Latinx community and Latinx-serving insti-
tutions. It’s imperative to understand how UC’s land-
grant mission is intertwined with the identities of
Indigenous and historically underserved communities.
Specific to the HSRI identity and this report recommen-
dation, providing incentives and opportunities for faculty
and researchers to engage in more community-engaged
efforts will further advance the historic research and
land-grant mission of the system.
Data Infrastructure
Invest in HSRI data infrastructure for increased
accountability and agency. The UC has made great
strides in creating dashboards that provide actionable
data. Building on these resources, UC should also
develop HSRI-focused data resources.
Establish a systemwide HSRI data task force. An
HSRI data task force would convene to assess the
status of UC across various metrics for its key partici-
pants (faculty, staff, students, partnership program
participants).
Articulate more structured and standardized mea-
sures for evaluating HSRIs. These measures should
consider institutions, their programs, and interventions
meant to support the retention and success of Latinx
undergraduate, graduate students, and faculty.
Hire institutional research staff at UCOP for HSI
analysis.
Conclusion
The UC system is one of the main stages of a
decades-long radical democratization of access to and
diversification of higher education in the nation. UC now
educates a diverse student body, one that better
reflects the state and nation, including those who are
first-generation and from low-API schools, and/or lower
socioeconomic backgroundsbut does so with half the
funding per capita in real dollars their peers received 30
or 40 years ago (Reguerín et al., 2020). The ongoing
pandemic is only going to further complicate this situa-
tion. This is the basis of our real challenge: how to be
successful with many students who, while being some of
the best in their cohort, are still often underserved and
structurally underfunded, by acknowledging first that we
are, in important ways, equally underprepared to serve
them effectively on their way to success. There is then
considerable work to be done to make the entire UC
system more reflective of the state’s population. As a
system, we need research and supports that allow us to
understand persistent problems to create or redesign the
educational and support practices that can lead to
success for all.
In this historic moment, the UC system also has the
potential to become the leading HSRI system in the
nation, if it rises to the challenge of serving its Latinx
students equitably. With the largest number of HSRIs,
the UC system will play a crucial role in helping to
develop new theoretical frameworks, inform program-
matic interventions, and establish model approaches
that inform the national postsecondary education land-
scape attempting to serve a Latinx population that will
comprise over 21% of the total U.S. population by 2030
(United States Census Bureau, 2020). In doing so, UC
can continue to build on its legacy of excellence charac-
teristic of the system since its inception.
45 | A Blueprint for Becoming a Hispanic-Serving Research Institution (HSRI) System
Reimagining the University of California to Serve Latinxs Equitably
References
Introduction
Alliance of Hispanic Serving Research Universities. (nd.). Who we are.
www.hsru.org.
Cabrera, N. L., Franklin, J. D., & Watson, J. S. (2017). Whiteness in higher
education: The invisible missing link in diversity and racial analyses: ASHE
Higher Education Report, Volume 42, Number 6. John Wiley & Sons.
Contreras, F. (2019). Becoming “Latinx responsive”: Raising institutional
and systemic consciousness in California’s HSIs. American Council on
Education and The Andrew W. Mellon Foundation.
Garcia, G. A. (2018). Decolonizing Hispanic-serving institutions: A frame-
work for organizing. Journal of Hispanic Higher Education, 17(2), 132-147.
Garcia, G. A., Núñez, A. M., & Sansone, V. A. (2019). Toward a multi-
dimensional conceptual framework for understanding “servingness” in
Hispanic-Serving Institutions: A synthesis of the research. Review of
Educational Research, 89(5), 745-784.
Ledesma, M. C. (2019). California sunset: O’Connor’s post-Afrmative
Action ideal comes of age in California. The Review of Higher Education,
42(5), 227-254.
Santiago, D. A. (2012). Public policy and Hispanic-serving institutions:
From invention to accountability. Journal of Latinos and Education, 11(3),
163-167.
Paredes, A.D., Estrada, C., Venturanza, R.J., and Teranishi, R.T. 2021.
La lucha sigue: The University of California’s role as a Hispanic-Serving
Research Institution system. The Institute for Immigration, Globalization,
and Education. Los Angeles, CA.
University of California Ofce of the President. (nd). Information center.
www.universityofcalifornia.edu/about-us/information-center
UCLA HSI Task Force. (2022). Cultivating the seeds of change: Becoming
a Hispanic-Serving Institution (HSI).
Recommendation and Conclusion
Reguerín, P.G., Poblete, J. Cooper, C.R. Sánchez Ordaz, A., & Moreno, R.
(2020). Becoming a racially just Hispanic Serving Institution (HSI): A case
study of the University of California, Santa Cruz. In G.A. Garcia (Ed.),
Hispanic Serving Institutions (HSIs) in practice: Dening “servingness” at
HSIs (pp. 41-60). Information Age Publishing.
United States Census Bureau. (2018, February). Hispanic population to
reach 111 million by 2060. www.census.gov/library/visualizations/2018/
comm/hispanic-projected-pop.html
Suggested Citation: Cuellar, M.G., Poblete, J., and Contreras, F. (2023).
Reimagining The University of California to Serve Latinxs Equitably: A Blueprint for Becoming a
Hispanic-Serving Research Institution (HSRI) System. Davis, CA: Report Prepared for The
University of California Office of the President.