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Guidelines for Conducting and Providing Reference Checks:
Academic Professionals and Civil Service Employees
Overview
The University of Illinois System requires references to be checked for every recruiting effort,
regardless of whether the final candidate is an external applicant or internal university
employee. Conducting a reference check is a critical part of the recruitment process, and a job
offer should never be extended without checking the finalist’s references. Conducting reference
checks will help your unit make better hiring decisions as it provides a general understanding of
how the candidate performed in past jobs. Reference checks can help protect the significant
investment a hiring department makes in any new hire by ensuring better job matches.
Hiring without conducting a reference check could lead to institutional liability for negligent
hiring if the employee’s past performance, dangerous characteristics, or actions, are deemed to
pose a risk.
General Guidelines
References shall be checked for the final candidate(s) the unit wants to extend an offer for
regular full-time and part-time Academic Professional and Civil Service positions. The reference
check should occur regardless of whether the final candidate is an external applicant or internal
University of Illinois employee. The responsible party for checking the references may vary
between universities and the system office but is often the search committee, hiring unit, or
human resources office.
Consent for Reference Checks
The application for employment includes a candidate’s written authorization that serves as
consent. Additionally, the list of references provided by the candidate is also considered consent.
Prior to contacting the references, the individual or office checking the references shall inform
the candidate that references will be checked. This is especially important when contacting the
finalist’s current employer and references as it may impact their current position.
If the finalist does not provide a reference from their current employer or the hiring authority
would like a reference from someone not on the finalist’s list, an “off-list reference consent
form” shall be given to the finalist for their signature. If the finalist objects to completing the
“off-list consent form”, the hiring authority shall inform the finalist that their decision will be
respected; however it may affect the University of Illinois’ ability to fully evaluate their
employment suitability.
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Number of Reference Checks
The recommended number of references to contact is a minimum of two, preferably three, for
each finalist. References may be provided in several forms, including letters of recommendation,
references to contact by phone, or via an electronic format (i.e. email or online survey). If the
either of the two references provide negative or conflicting information, more references should
be contacted. Ideally, the list of references should include professional references from current
and/or past employers.
Performing Reference Checks
All reference checks, whether for an external or internal candidate, should be conducted with
the following guidelines in mind:
Be consistent within your search. Conduct reference checks at the same time for all
candidates. Ideally, this will occur after finalist(s) are selected. If it occurs earlier in the
search process, all candidates should be checked at the same time.
Begin your reference process by thoroughly reviewing information obtained in the
application materials submitted by the job applicant and identify the people you wish to
contact.
It is recommended that at least one of the references be via phone. Talking to a reference
directly will help you have a better understanding of the candidate and will allow you to
ask follow up questions based on responses.
Ask the applicant to provide reference information if it is missing from the application
including name, title, phone number and email address contacts.
Ask the applicant to ensure references are professional and not personal. References
from relatives should be avoided.
Inform the finalist that reference checks will be conducted.
Ask the candidate to complete the “off-list reference consent form” if necessary.
As a general rule, it is beneficial to speak directly to the applicant’s immediate supervisor
when seeking employment references. If the immediate supervisor is not provided as a
reference, receive consent from the applicant before making contact with that supervisor.
References should support information supplied on the application, resume, and as
stated during the finalist’s interview.
If conducting phone reference checks, contact each of the references via email to
schedule a mutually acceptable time to conduct the reference check. Allow for 30
minutes for the call, even though you may only need 15 20 minutes.
When introducing yourself to the employer, do not say that the finalist has “been
selected”, only that they are a finalist for a position.
If you believe the employer is hesitant to provide information over the telephone, offer to
have them call you back so that the person providing the reference can verify who you
say you are. This will also allow the employer time to refresh their memory on the
individual you are inquiring about.
Only request information that is relevant to the finalist’s skills and qualifications in
relation to the vacancy.
Disregard information where the provider does not have first-hand knowledge or it is
unrelated to the individual’s skills or performance.
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Protect the confidentiality of the recruiting process and the privacy of your finalists
whenever possible. Treat names of individuals involved in the recruitment, salaries, and
personal information as confidential.
Use caution when evaluating comments that are “off the record”.
Do not ask any questions that are prohibited under anti-discriminatory laws, such as
questions regarding gender, race, color, national origin, age, disability, religion, etc.
Keep reference check documentation for the required length of time under the
Human
Resources Records Retention Schedule provided by The Office of Records and
Information Management Services (RIMS).
Maintain the highest level of confidentiality throughout the process. Do not delegate the
reference gathering process to anyone outside the hiring process and share information
gathered on a need to know basis only.
Questions to Ask During a Reference Check
Refer to the “University of Illinois Reference Checking Questions” template for recommended
questions to ask during the reference checking process.
Providing References
If a prospective employer seeks to validate the job performance and qualifications of a former or
current University of Illinois employee prior to hiring, a reference may be provided as long as
certain guidelines are adhered to:
If the request is for employment verification only (and not a reference), direct the
employer to the Employment Verification System process
.
The reference giver must include factual and non-confidential information that may be
material to the applicant’s fitness for employment. If sufficient knowledge is not known
about a current or former employee’s job performance, the requester must be told the
nature of the relationship with the employee and that a meaningful reference cannot be
given.
If an objective and/or positive reference for any reason cannot be given, then the request
should be declined and forwarded to university or system human resources for a
response.
Information about administrative grievances, settlement agreements, Worker’s
Compensation claim, an employee’s medical records or disabilities should not be given
during a reference check. This is confidential information and violates the former or
current employee’s privacy.
Documents from any source (department, Human Resources, unit, etc.) cannot be
released to current or former employees, prospective employers of current or former
employees, governmental agencies, or other organizations such as a financial or lending
institution without a written release from the employee.
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Questions May Be Directed To:
Chicago
UIC Human Resources
Cheri Canfield, cheric@uillinois.edu, (312) 996-4852
Springfield
Academic Affairs Division
Carlene Hindert, chind2@uis.edu, (217) 206-6652
Finance & Administration, Advancement, and Chancellor Divisions
Madison Stone, msto[email protected]
, (217) 206-6652
Student Affairs Division
Amy Cantrall, acant4@uis.edu
, (217) 206-6652
Urbana
Illinois Human Resources
Deb Stone, debstone@illinois.edu, (217) 333-3101
System
Office
System Human Resource Services
Angela Foster, anfoster@uillinois.edu, (217) 333-7671